Compliance Officer - Miami, United States - Leeds Professional Resources

Compliance Officer

1 week ago

Compliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop re ...

Compliance Officer

8 hours ago

Compliance Officer · Onsite Work in Miami, FL · 180-220k total comp. Relo available. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and proce ...

Compliance Officer

3 days ago

MUST HAVES: · Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity · Bilingual in English and Spanish · NASAA Series 65 or 66 · PLUSSES: · FINRA Series 7 & 24 · Day to day: · The Deputy Chief Compli ...

Compliance Officers

3 weeks ago

Apex Systems, a World-Class Technology Solutions Provider, is seeking applicants for the below position on behalf of our client. Position: BSA/AML Compliance Analyst · Analyze transactional data and review public searches results for the purpose of initiating, developing and bri ...

Regulatory Compliance Officer

2 weeks ago

Our client is seeking a compliance officer to join their team This role requires experience in financial services. · Responsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise c ...

Consumer Compliance Officer

1 week ago

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn · Consumer Compliance Officer -Miami, FL · FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Co ...

Chief Compliance Officer

2 weeks ago

JOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION : Onsite in Miami, (Brickell) ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and operates multiple insuran ...

Compliance and Onboarding Officer

2 weeks ago

Creand Wealth Management is looking for an experienced Compliance & Onboarding Officer for our Brickell office, to be responsible for assisting the Firm in executing the compliance program for the Broker-Dealer and Investment Advisory, as well as supporting the overall Compliance ...

Chief Compliance Officer

2 days ago

Job Description · Job DescriptionJOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION: Onsite in Miami, (Brickell) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and ...

Code Compliance Officer I

1 day ago

Investigates, researches and resolves questions, complaints, violations and issues related to land use, signage, nuisances, and other related city, county, and state laws and ordinances. Prepares and maintains a variety of code enforcement records, reports, notices, and files. En ...

Fintech BaaS Compliance Officer

2 days ago

Job Description · Job DescriptionAbout Us: · Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solu ...

Compliance Officer Risk Manager

1 day ago

Manages Larkin Community Hospital risk management activities. Administers the risk management program to reduce the frequency and severity of events. Manages and analyzes risk management data and conducts educational programs. Gathers data for insurance renewal, assists with inve ...

Chief Laboratory Compliance Officer

2 weeks ago

Job Description · Job DescriptionLighthouse Lab Services is actively seeking a seasoned Director of Compliance to join our dynamic clinical laboratory team based in Miami, FL. In this pivotal role, you will spearhead the efforts to ensure strict adherence to all regulatory requir ...

Deputy Chief Compliance Officer – Advisory Services

1 week ago

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm's compliance program and plan of the investment adviser designed to promote compliance with applicable securities regu ...

Compliance Officer

1 hour ago

Compliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...

Compliance Officer

1 week ago

Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures · Provide timely written reports to document findings and corrective actions to branch offices · Track findings and del ...

Compliance Officer

1 week ago

Job Description · Compliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and p ...

Compliance Officer

1 week ago

Exciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for th ...

Compliance Officer

1 day ago

MUST HAVES: · Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity · Bilingual in English and Spanish · NASAA Series 65 or 66 · PLUSSES: · FINRA Series 7 & 24 · Day to day: · The Deputy Chief ...

Compliance Officer

1 week ago

Responsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise company policies · Proactively audit processes, practices and documents to identify weaknesses · Evaluate business ...