- Develop and maintain compliance policies, procedures, and controls in accordance with regulatory requirements and industry standards.
- Conduct regular compliance risk assessments and audits to identify areas of non-compliance and implement corrective actions.
- Stay up-to-date on relevant laws, regulations, and industry trends affecting fintech BaaS operations, and ensure that the company's compliance program reflects these changes.
- Collaborate with cross-functional teams, including Legal, Product, and Operations, to ensure compliance requirements are integrated into business processes and product development.
- Provide compliance training and guidance to team members on regulatory requirements, policies, and procedures.
- Monitor and investigate compliance-related issues, incidents, and complaints, and coordinate with relevant stakeholders to address them effectively.
- Manage relationships with regulatory agencies and external auditors, and coordinate regulatory examinations and inquiries.
- Prepare and submit regulatory filings, reports and disclosures as required by applicable laws and regulations.
- Participate in the development and implementation of new fintech BaaS products and services, ensuring compliance considerations are incorporated from the outset.
- Act as a subject matter expert on compliance matters providing advice and guidance to senior leadership and key stakeholders.
- Bachelor's degree in Business, or related field; advanced degree or professional certification (e.g., CAMS, CRCM, CFE) preferred.
- Embedded Banking experience, has worked with a Bank that ran a BaaS or embedded banking program, Fintech experience/oversight for banking products.
- Strong understanding of relevant regulatory frameworks and payment regulations.
- Excellent analytical, problem-solving, and decision-making skills, with the ability to assess and mitigate compliance risk effectively.
- Exceptional communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders.
- Detail-oriented and highly organized, with the ability to manage multiple priorities and deadlines in a fast-paced environment.
- Competitive base salary
- A role that has a decisive impact on positioning our team and company for future growth
- Collaboration with Senior experts from different fields, based in the US and globally
- A culture that encourages trust & promotes an ownership mentality and rapid career growth
- Medical and Dental Insurance
-
Compliance Officer
2 weeks ago
Insight Global Miami, United StatesMUST HAVES: · Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity · Bilingual in English and Spanish · NASAA Series 65 or 66 · PLUSSES: · FINRA Series 7 & 24 · Day to day: · The Deputy Chief Compli ...
-
Consumer Compliance Officer
3 weeks ago
FinTrust Connect Miami, United StatesFor more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn · Consumer Compliance Officer -Miami, FL · FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Co ...
-
Chief Compliance Officer
2 weeks ago
A-CAP Services LLC Miami, United StatesJob Description · Job DescriptionJOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION: Onsite in Miami, (Brickell) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and ...
-
Compliance Officer
1 week ago
Mbanq Miami, Florida, United States PermanentAbout Us: · Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and ...
-
Compliance Officer
3 weeks ago
Talentry Miami, United StatesCompliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop re ...
-
Compliance Officer
2 weeks ago
Talentry Miami, United StatesCompliance Officer · Onsite Work in Miami, FL · 180-220k total comp. Relo available. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and proce ...
-
Code Compliance Officer I
2 weeks ago
City of Doral Doral, United StatesInvestigates, researches and resolves questions, complaints, violations and issues related to land use, signage, nuisances, and other related city, county, and state laws and ordinances. Prepares and maintains a variety of code enforcement records, reports, notices, and files. En ...
-
Compliance Officer Risk Manager
2 weeks ago
Larkin Community Hospital South Miami, United StatesManages Larkin Community Hospital risk management activities. Administers the risk management program to reduce the frequency and severity of events. Manages and analyzes risk management data and conducts educational programs. Gathers data for insurance renewal, assists with inve ...
-
Compliance Officer
2 weeks ago
Evolve1Talent, LLC Doral, United StatesCompliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...
-
Compliance Officer
4 weeks ago
Leeds Professional Resources Doral, United StatesExciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for th ...
-
Barry University, Inc. Miami Shores, United States Full timeProvides admissions/academic advising to Pre-Nursing, Transfer, and Conditionally Accepted students. This position is also responsible for maintaining accurate and current data on student's health and regulatory status. Responsible for communicating with advisors, faculty, and cl ...
-
Compliance Officer 1
2 days ago
Miami-dade County Fl Doral, United StatesMinimum QualificationsBachelor's degree. One year of experience in the processing, investigation or enforcement of zoning regulations, building codes, health sanitation codes, environmental codes, nuisance codes, solid waste disposal codes or other municipal code enforcement regu ...
-
Senior Compliance Officer
3 weeks ago
CRO Strategies Doral, United StatesThe Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. · Key Responsibilities: · Regulatory Compliance: · Ensure that all clinical trials conducted at the site comply with federal, state, and local regu ...
-
Consumer Compliance Officer
3 weeks ago
FinTrust Connect Doral, United StatesFor more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn · Consumer Compliance Officer -Miami, FL · FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer ...
-
Compliance Team Officer
2 weeks ago
Ahtna Doral, United StatesSummary:Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards.*Please Note: This position is contingent upon a contract award. We will not be actively responding to ...
-
Insigneo Miami, United StatesThe Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm's compliance program and plan of the investment adviser designed to promote compliance with applicable securities regu ...
-
Compliance Officer
2 weeks ago
Insight Global Doral, United StatesMUST HAVES: · Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity · Bilingual in English and Spanish · NASAA Series 65 or 66 · PLUSSES: · FINRA Series 7 & 24 · Day to day: · The Deputy Chief ...
-
Compliance Officer
3 weeks ago
Leeds Professional Resources Doral, United StatesResponsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise company policies · Proactively audit processes, practices and documents to identify weaknesses · Evaluate business ...
-
Compliance Officer
1 week ago
Talentry LLC Doral, United StatesJob Description · Compliance Officer · Onsite Work in Miami, FL · 180-220k total comp. Relo available. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revis ...
-
CODE COMPLIANCE OFFICER
4 weeks ago
City of Fort Lauderdale, FL Fort Lauderdale, United StatesThe Development Services Department's Community Enhancement and Compliance Division is seeking Code Compliance Officers (4-Day/10-Hour Schedule) · Come and join our Team · * Please note that the schedules for Code Compliance Officers are 4 days x 10 hours. The days and specific s ...
Fintech BaaS Compliance Officer - Miami, United States - Mbanq
Description
Job Description
Job DescriptionAbout Us:
Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Office will be responsible for developing and implementing compliance policies, procedures, and controls, as well as monitoring and assessing regulatory risks. The ideal candidate will have a strong understanding of fintech and banking regulations, excellent communication skills, and a proactive approach to compliance management.
What you'll do day-to-day:
Requirements
About You:
Benefits