- Bachelor's degree in Finance or related field
- 5+ years of securities industry experience in a supervisory or compliance capacity
- Bilingual in English and Spanish
- NASAA Series 65 or 66
- FINRA Series 7 & 24
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Compliance Officer
3 weeks ago
Evolve1Talent, LLC Doral, United StatesCompliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...
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Chief Compliance Officer
1 week ago
A-CAP Doral, United StatesJOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: · Legal and Compliance · REPORTS TO: · Chief Legal Officer · LOCATION : Onsite in Miami, (Brickell) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and operates multiple insura ...
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Compliance Officer 1
1 week ago
Miami-dade County Fl Doral, United StatesMinimum QualificationsBachelor's degree. One year of experience in the processing, investigation or enforcement of zoning regulations, building codes, health sanitation codes, environmental codes, nuisance codes, solid waste disposal codes or other municipal code enforcement regu ...
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Chief Compliance Officer
5 days ago
JazzHR Doral, United StatesJOB TITLE: · Chief Compliance Officer · EMPLOYER: · A-CAP Services · DEPARTMENT: · Legal and Compliance · REPORTS TO: · Chief Legal Officer · LOCATION · : · Onsite in Miami, ( Brickell ) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and operates m ...
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Chief Compliance Officer
1 week ago
Talentry LLC Doral, United StatesJob Description · Chief Compliance Officer · Onsite Work in Miami, FL · 215-225k total comp. · Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise po ...
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Compliance Team Officer
3 weeks ago
Ahtna Doral, United StatesSummary:Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards.*Please Note: This position is contingent upon a contract award. We will not be actively responding to ...
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Compliance Officer
2 weeks ago
Talentry LLC Doral, United StatesJob Description · Compliance Officer · Onsite Work in Miami, FL · 180-220k total comp. Relo available. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revis ...
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Code Compliance Officer I
3 weeks ago
City of Doral Florida Doral, United StatesInvestigates, researches and resolves questions, complaints, violations and issues related to land use, signage, nuisances, and other related city, county, and state laws and ordinances. Prepares and maintains a variety of code enforcement records, r Compliance Officer, Officer, ...
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Deputy Chief Compliance Officer
1 week ago
Insigneo Advisory Services, LLC Doral, United StatesThe Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm's compliance program and plan of the investment adviser designed to promote compliance with applicable securities regu ...
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Compliance Officer 1
2 weeks ago
Miami-Dade County, FL Doral, United StatesMinimum Qualifications · Bachelor's degree. One year of experience in the processing, investigation or enforcement of zoning regulations, building codes, health sanitation codes, environmental codes, nuisance codes, solid waste disposal codes or other municipal code enforcement ...
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Senior Compliance Officer
4 weeks ago
Leeds Professional Resources Doral, United StatesExciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices f ...
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Compliance Team Officer
3 weeks ago
Ahtna Doral, United StatesSummary: · Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards. · *Please Note: This position is contingent upon a contract award. We will not be actively respo ...
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Senior Compliance Officer
2 weeks ago
CRO Strategies Doral, United StatesThe Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. · Key Responsibilities: · Regulatory Compliance: · Ensure that all clinical trials conducted at the site comply with federal, state, and local regul ...
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Insigneo Doral, United StatesThe Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firms compliance program and plan of the investment adviser designed to promote compliance with applicable securities regul ...
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Compliance Officer
2 weeks ago
Mbanq Miami, Florida, United States PermanentAbout Us: · Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and ...
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Code Compliance Officer
5 days ago
City of Tamarac Florida Tamarac, United States Part timeThe City of Tamarac is hiring for two (2) part-time Code Compliances Officers to work a varied schedule consisting of evening/overnight and weekend hours performing Code Compliance and Parking Enforcement duties. GENERAL STATEMENT OF JOB - Performs r Compliance Officer, Officer, ...
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Code Compliance Officer
3 weeks ago
City of Tamarac, FL Fort Lauderdale, United States Part timeSalary: $23.77 Hourly · Location : City of Tamarac, FL · Job Type: Part-time · Job Number: 00471 · Department: Community Development · Division: Code Compliance · Opening Date: 03/21/2024 · The City of Tamarac is hiring for two (2) part-time Code Compliances Officers to wo ...
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Code Compliance Officer
3 weeks ago
City of Homestead, FL Homestead, United StatesPlease submit the Police Department Application for this position to · General Function: · Responsible work involved in the enforcement of applicable city codes, regulations, and ordinances as they relate to the health, housing, and safety of the public. · A Code Compliance Offi ...
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Compliance Officer
1 month ago
Talentry Miami, United StatesCompliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop re ...
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Code Compliance Officer
20 hours ago
City of Hollywood, FL Fort Lauderdale, United StatesSalary: $ $36.05 HourlyLocation : Hollywood, FLJob Type: Full-timeJob Number: Department: Code ComplianceOpening Date: 06/11/2024Closing Date: 6/26/2024 11:59 PM EasternThe Position SHIFT WORK. FLEXIBILITY IS A MUST. WORKING SCHEDULE WILL BE PROVIDED ONCE TRAINING HAS BEEN COMPLE ...
Compliance Officer - Doral, United States - Insight Global
Description
MUST HAVES:
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Day to day:
The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation of the Firms compliance program. They will also partner in ensuring that a company adheres to all applicable laws, regulations, and internal policies. Responsibilities typically include developing compliance programs, conducting risk assessments, training staff, monitoring compliance efforts, and investigating potential violations. They may also collaborate with other departments to implement compliance measures and advise senior management on compliance-related matters. Additionally, they may represent the company during regulatory inspections and audits. Strong leadership, analytical skills, and knowledge of relevant laws and regulations are essential for this role.