Regulatory Compliance Officer - Miami, United States - Leeds Professional Resources

Compliance Officer

4 days ago

Compliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop re ...

Compliance Officer

2 weeks ago

Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures · Provide timely written reports to document findings and corrective actions to branch offices · Track findings and delinqu ...

Compliance Officers

2 weeks ago

Apex Systems, a World-Class Technology Solutions Provider, is seeking applicants for the below position on behalf of our client. Position: BSA/AML Compliance Analyst · Analyze transactional data and review public searches results for the purpose of initiating, developing and bri ...

Compliance and Onboarding Officer

2 weeks ago

Creand Wealth Management is looking for an experienced Compliance & Onboarding Officer for our Brickell office, to be responsible for assisting the Firm in executing the compliance program for the Broker-Dealer and Investment Advisory, as well as supporting the overall Compliance ...

Consumer Compliance Officer

5 days ago

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn · Consumer Compliance Officer -Miami, FL · FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Co ...

Chief Compliance Officer

1 week ago

JOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION : Onsite in Miami, (Brickell) ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and operates multiple insuran ...

Chief Compliance Officer

2 days ago

Job Description · Job DescriptionJOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION: Onsite in Miami, (Brickell) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and ...

Fintech BaaS Compliance Officer

3 days ago

Job Description · Job DescriptionAbout Us: · Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solu ...

Compliance Officer Risk Manager

1 week ago

Manages Larkin Community Hospital risk management activities. Administers the risk management program to reduce the frequency and severity of events. Manages and analyzes risk management data and conducts educational programs. Gathers data for insurance renewal, assists with inve ...

Chief Laboratory Compliance Officer

1 week ago

Job Description · Job DescriptionLighthouse Lab Services is actively seeking a seasoned Director of Compliance to join our dynamic clinical laboratory team based in Miami, FL. In this pivotal role, you will spearhead the efforts to ensure strict adherence to all regulatory requir ...

Deputy Chief Compliance Officer – Advisory Services

6 days ago

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm's compliance program and plan of the investment adviser designed to promote compliance with applicable securities regu ...

Compliance Officer

1 week ago

Exciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for th ...

Compliance Officer

5 days ago

Responsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise company policies · Proactively audit processes, practices and documents to identify weaknesses · Evaluate business ...

Compliance Officer

1 week ago

Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures · Provide timely written reports to document findings and corrective actions to branch offices · Track findings and del ...

Compliance Officer

1 week ago

Job Description · Compliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and p ...

Regulatory and Economic Resources Compliance Officer 1

1 week ago

Minimum Qualifications · Bachelor's degree. One year of experience in the processing, investigation or enforcement of zoning regulations, building codes, health sanitation codes, environmental codes, nuisance codes, solid waste disposal codes or other municipal code enforcement r ...

Senior Building Code Compliance Officer

1 week ago

This Employee is responsible for technical, supervisory, and administrative work in the enforcement of various applicable national, state, and local laws, codes, and ordinances relating primarily to health, zoning, and environmental regulations in th Building, Compliance Officer, ...

Senior Building Code Compliance Officer

6 days ago

Salary : $2, $4,522.40 BiweeklyLocation : Miami Beach, FLJob Type: Full-timeJob Number: 2202Department: Building Serv - BuildingOpening Date: 05/07/2024Closing Date: 5/22/2024 5:00 PM EasternNature of Work This Employee is responsible for technical, supervisory, and administrativ ...

Compliance Officer

1 week ago

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...

Compliance Officer

6 days ago

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...