Jobs

    Marketing Compliance Officer - Texas, United States - JCW

    JCW
    JCW Texas, United States

    Found in: Appcast Linkedin GBL C2 - 10 hours ago

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    Description

    JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be FINRA Series 7 certified.

    Day-to-day you will:

    • Review and approve marketing/advertising materials.
    • Assist with policies and procedures.
    • Advise on FINRA/SEC rules and regulations.

    Requirements:

    • Have experience reviewing marketing materials for FINRA/SEC compliance.
    • MUST have active FINRA series 7 license and be willing to obtain the Series 24 upon employment.
    • Are highly motivated and a self starter.

    If this sounds like you, please submit an application and a representative of JCW will be in contact.


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