- Review and approve Marketing Materials for the firm.
- Assist with the review of Compliance policies and procedures, related to Marketing.
- Work alongside the firms outside counsel to implement Marketing changes based on regulatory requirements from relevant regulatory bodies (FINRA and SEC).
- 2+ years of experience within the Compliance space of an investment management firm.
- FINRA Series 7 Required, Series 24 preferred.
- Familiarity with SEC and FINRA rules and regulations including the Investment Advisers Act of 1940.
- Bachelors Degree preferred.
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Marketing Compliance Officer
Found in: Appcast Linkedin GBL C2 - 8 hours ago
JCW Texas, United StatesJCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be FINRA Series 7 certified. · Day-to-day you wil ...
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Electrical Engineer
Found in: Appcast US C2 - 1 day ago
Life Science People Texas, United StatesThe Electrical Engineer will play a crucial role in the design, development, support, and validation of electrical systems for a cutting-edge system. The individual will be responsible for driving the integration of advanced electronics, sensors, and control systems, ensuring pro ...
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Short Term Power Trader
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Charles Levick Limited Texas, United StatesPosition Overview: · A leading energy trading firm based in Houston, Texas is seeking an experienced Power Trader to join their dynamic team. The company specializes in trading electricity and related commodities in the competitive energy markets. · As a Senior Power Trader, you ...
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Business Development Officer
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Firstmark Credit Union Texas, United StatesOverview: · As a Business Development Officer specializing in commercial lending, you will play a crucial role in identifying, cultivating, and securing new business opportunities within the commercial lending sector. Your primary responsibility will be to drive revenue growth b ...
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payroll manager
Found in: MyJobHelper US C2 - 1 day ago
ROTORK P.L.C. Texas, USA, United StatesCompany Description · Job Description · To manage the payroll function, ensuring the accurate and timely payment of salaries in accordance with government legislation and organizational timetables. In this role, you will be responsible for the following tasks: · * Manage and proc ...
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Marketing Project and Traffic Coordinator
Found in: Appcast Linkedin GBL C2 - 4 hours ago
TeamPeople Texas, United StatesPrimary Function · The Marketing Project and Traffic Manager is an organized, detail‐oriented resource with agency experience to support a global marketing department. This includes client service, project organization, project management, media trafficking, communication, facili ...
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Operations Analyst
Found in: Appcast US C2 - 8 hours ago
Riverway Business Services Texas, United StatesPosition Summary: · Our client is on the lookout for exceptional talent, individuals who flourish in a collaborative, high-velocity, and multifaceted startup environment, consistently demonstrating problem-solving prowess and a results-driven mindset. · In the role of Operations ...
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Engineering Manager
Found in: Appcast Linkedin GBL C2 - 20 hours ago
Aramis Search Texas, United StatesThis global plastics business is a talented and experienced Engineering Manager to lead an engineering team in a fast-paced plastics manufacturing environment. The Engineering Manager will be responsible for overseeing all engineering activities, including process optimization, p ...
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FPGA Verification Engineer
Found in: Appcast US C2 - 6 days ago
Engtal Texas, United StatesJoin our innovative high-frequency trading (HFT) company where cutting-edge technology meets financial markets. We specialize in algorithmic trading, executing trades with lightning speed and precision. As an FPGA Verification Engineer, you will play a crucial role in ensuring th ...
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Sales Engineer
Found in: Appcast Linkedin GBL C2 - 5 days ago
Adecco Texas, United StatesAdecco has partnered with an Aerospace Manufacturing Company in Texas to hire a Sales Engineer. This company is a leader in it's sector and this role has a lot of growth potential. · ESSENTIAL EDUCATION, SKILLS, and/or EXPERIENCE · • Bachelor's Degree in an Engineering, Marketing ...
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ASIC Verification Engineer
Found in: Appcast US C2 - 4 hours ago
Engtal Texas, United StatesJoin our innovative high-frequency trading (HFT) company where cutting-edge technology meets financial markets. We specialize in algorithmic trading, executing trades with lightning speed and precision. As an ASIC Verification Engineer, you will play a crucial role in ensuring th ...
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FPGA Verification Engineer
Found in: Appcast US C2 - 8 hours ago
Engtal Texas, United StatesJoin our innovative high-frequency trading (HFT) company where cutting-edge technology meets financial markets. We specialize in algorithmic trading, executing trades with lightning speed and precision. As an FPGA Verification Engineer, you will play a crucial role in ensuring th ...
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Vice President of Manufacturing
Found in: Appcast US C2 - 3 days ago
Molecular Search Texas, United StatesMolecular Search is delighted to partner with a leading CDMO specializing in biologics development and manufacturing. Our client is dedicated to advancing innovative therapies and improving patient outcomes through cutting-edge biologics manufacturing solutions. · Responsibilitie ...
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Sales Engineer
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Adecco Texas, United StatesAdecco has partnered with an Aerospace Manufacturing Company in Texas to hire a Sales Engineer. This company is a leader in it's sector and this role has a lot of growth potential. · ESSENTIAL EDUCATION, SKILLS, and/or EXPERIENCE · • Bachelor's Degree in an Engineering, Marketing ...
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Marketing Specialist II
Found in: Appcast Linkedin GBL C2 - 4 hours ago
Valicor Texas, United StatesValicor Environmental Services is a leading provider of non-hazardous wastewater treatment, recycling, and disposal solutions for industrial and manufacturing customers across North America. With a commitment to sustainability and environmental stewardship, Valicor helps business ...
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Principal - Hotel Development
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Macdonald & Company Texas, United StatesMacdonald & Company is pleased to be exclusively partnered with Endeavor Real Estate Group to find and appoint a Principal of Hotel Development. · Company Overview: · At Endeavor, we've built our continued success on a simple formula. Approach every relationship with integrity ...
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Senior Electrical Engineer
Found in: Appcast US C2 - 8 hours ago
Tarvos Talent Texas, United StatesJob Title: Senior Engineer (Electrical or Mechanical) · Location: north Austin, Texas · Job Type: Full-time, On-site · About Our Client: Our client is a dynamic organization poised at the intersection of innovation and technological advancement. With a robust team spread across t ...
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Salaried Wealth Advisor
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Recruiting Industry Specific Experts, LLC Texas, United StatesA Fee-Based, Client-Centric RIA in Houston is adding a Salaried Wealth Advisor to their growing team This lucrative opportunity provides a six-figure base annual salary, multiple monthly, quarterly, and annual incentive plans, full benefits, retirement, and unlimited PTO. The Wea ...
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Vice President of Civil Engineering Firm
Found in: Appcast Linkedin GBL C2 - 4 hours ago
Elev8Talent Group Texas, United StatesIf you are a civil engineer ready for the next step in your career to lead a team, I have an exciting opportunity · My client is looking to add a VP of Operations to their Houston firm. This position will step into a pivotal role that requires a blend of strategic vision, operati ...
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Branch Sales Manager
Found in: Appcast Linkedin GBL C2 - 8 hours ago
Core Personnel Staffing Services Texas, United StatesMarket Manager · As the Market Manager for our light industrial staffing agency, you will be responsible for overseeing all aspects of our local operations. Your primary goal will be to ensure the efficient delivery of staffing solutions to our clients while maintaining the highe ...
Assistant Manager, Marketing Compliance - Texas, United States - JCW
Description
A global Real Estate Investment firm based in the Houston area is looking to bring on a new member to their Marketing Compliance team. This position would be reporting to the firms Chief Compliance Officer
Responsibilities
Qualifications