Jobs
>
Washington, D.C.

    Chief Compliance Officer - Washington DC, United States - EIG

    EIG
    EIG Washington DC, United States

    1 week ago

    Default job background
    Description

    Title: Chief Compliance Officer & Senior Counsel

    Department: Legal & Compliance

    Reports to: General Counsel

    Company Overview

    EIG is a leading institutional investor in the global energy and infrastructure sectors with $22.9 billion under management as of December 31, 2023. EIG specializes in private investments in energy and energy-related infrastructure on a global basis. During its 41-year history, EIG has committed over $47.1 billion to the energy sector through over 405 projects or companies in 42 countries on six continents. EIG's clients include many of the leading pension plans, insurance companies, endowments, foundations and sovereign wealth funds in the U.S., Asia and Europe. EIG is headquartered in Washington, D.C. with offices in Houston, London, Sydney, Rio de Janeiro, Hong Kong and Seoul.

    Job Summary

    The Chief Compliance Officer is responsible for overseeing compliance with all laws and regulations applicable to EIG and its global affiliates, mitigating compliance related risk, fostering a culture of compliance within the firm, and managing a cohesive, effective team of six compliance professionals based in Washington, D.C. and London.

    The Chief Compliance Officer will manage and enhance a best-in-class compliance program and advise senior firm leadership on fund and investment related conflicts of interest, LPA and side letter obligations, and the implementation of SEC and FINRA rules. The Chief Compliance Officer will also oversee the review of marketing materials and regulatory filings, as well as policies relating to MNPI, personal trading, conflicts of interest, etc.

    The successful candidate must be able to provide compliance guidance that balances regulatory, fiduciary, and risk mitigation considerations with commercial objectives. In addition, the individual should have demonstrated experience managing a team and building trust and relationships with executive stakeholders, clients, and external service providers.

    The position entails working on a daily basis directly with EIG's General Counsel, and frequently with EIG's CEO, President, CFO, Tax Director, and Head of Capital Development; the candidate must therefore possess the poise and legal acumen to work closely with EIG's senior executives.

    Summary of Essential Job Functions

    • Lead, mentor, support, and develop a team of compliance professionals
    • Lead by example and drive performance with aggressive problem solving
    • Encourage a collaborative, cross-functional, action-oriented culture
    • Set clear and ambitious goals for improved performance and drive accountability for results
    • Work with a high degree of autonomy, identify issues and opportunities for improvement, and take initiative
    • Develop a deep understanding of the firm's business in order to be a trusted advisor to senior executives and capital development, investment, and operations professionals
    • Partner with the General Counsel to resolve complex legal and compliance issues
    • Build on the strong collaborative environment with colleagues across the firm
    • Manage the firm's compliance program, including compliance monitoring and testing
    • Oversee fund registration/licensing requirements, fund disclosures, side letters, Operational Due Diligence matters, OFAC/AML, WorldSky/AIFMD, etc.
    • Supervise key service providers, counsel, and compliance consultants, including in connection with third-party periodic assessments (e.g., quarterly reviews, mock exams, etc.)
    • Manage MNPI by maintaining a restricted list, conducting external wall crosses, and evaluating the need for trading restrictions
    • Prepare required regulatory filings, including Form ADV and Form PF
    • Manage regulatory exams (SEC, FINRA) and inquiries and prepare the firm for future examinations
    • Manage AML and KYC review in onboarding new fund investors
    • Provide compliance support for the firm's affiliated broker-dealer, including managing regular reporting obligations
    • Provide guidance on anti-bribery and corruption policies and procedures at portfolio companies

    Minimum Requirements

    • J.D. from an accredited law school and active bar membership in one or more states
    • At least 10 years of compliance and regulatory experience at a law firm or with SEC registered asset management firms, preferably with exposure to private funds
    • Broker-dealer experience a plus
    • Excellent organizational and project management skills
    • Ability to work effectively under pressure in a fast-paced environment
    • Exceptional interpersonal skills and ability to naturally connect and build strong relationships
    • Ability to be a keen listener, patient, diplomatic, collaborative, and team oriented
    • Strong problem solving skills, including the ability to balance risks and commercial objectives
    • Ability to work independently with colleagues throughout the organization and external advisors
    • Strong verbal and written communication skills, including the ability to effectively communicate complex technical compliance issues

    Benefits

    • Medical coverage: Core PPO, PPO Plus, and high deductible plans available
    • Dental and vision coverage
    • Health Savings Account ("HSA") and Flexible Spending Account ("FSA")
    • Company-paid Basic Life, AD&D, Short Term and Long-Term Disability coverage
    • Voluntary benefits: critical illness, accident insurance, and supplemental life insurance
    • 401k retirement plans and employer Safe Harbor contributions
    • Paid Parental Leave
    • Adoption assistance and dependent care FSA
    • Infertility diagnosis and treatment benefits
    • Employee Assistance Program (EAP)
    • Commuter benefits
    • Employee discounts and perks programs
    • Travel assistance
    • Employer-paid lunch in the office

    Physical Requirements

    Disclaimer

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, disability, sexual orientation, national origin or any other category protected by law.

    #J-18808-Ljbffr
  • US Maritime Administration

    Director, Office of Financial Policy and Compliance

    1 week ago

    US Maritime Administration Washington, United States

    **Duties**: · **As a Director, Office of Financial Policy and Compliance, you will**: · - Lead the development and formulation of agency and CFO financial policies, and compliance with same. Leads the planning for systematic review of financial policies to see that they remain cu ...

  • George Washington University

    Compliance Officer, Research Integrity and Conflict

    1 day ago

    George Washington University Foggy Bottom, United States

    **Posting Details**: · - I. JOB OVERVIEW**Job Description Summary**: · - The George Washington University is committed to promoting the highest standards of ethical research and scholarly conduct while pursuing its research mission. The Office of Responsible Conduct of Research ( ...

  • Equity Residential Careers

    Compliance Officers

    1 week ago

    Equity Residential Careers Washington DC, United States Full time

    The Affordable Compliance Specialist ( ACS ) reports to an Affordable Compliance Manager ( ACM ) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Programs may include Low Income Housing Ta ...

  • George Washington University

    Compliance Officers

    3 days ago

    George Washington University Washington DC, United States

    The George Washington University is committed to promoting the highest standards of ethical research and scholarly conduct while pursuing its research mission. The Office of Responsible Conduct of Research (RCR) within the Office of Research Integrity and Compliance (ORIC) promot ...

  • Edgewood Management

    Compliance Officers

    1 week ago

    Edgewood Management Washington DC, United States

    Compliance Specialist · Edgewood Management Corporation is a 50 year old, premiere affordable property management company, responsible for 27,000 units in fourteen states and the District of Columbia. Edgewood's portfolio represents a variety of multifamily product that includes ...

  • Zermount, Inc.

    Compliance Officer

    1 week ago

    Zermount, Inc. Arlington, United States

    COMPLIANCE OFFICER · Zermount Inc. is seeking a Compliance Officer who will perform complex risk analyses and ensure systems and technologies satisfy Information Assurance (IA) and Cybersecurity requirements, based on federal requirements, laws, mandates, policies, procedures, s ...

  • Zermount, Inc

    Compliance Officer

    3 days ago

    Zermount, Inc Arlington, United States

    Job Description · Job DescriptionCOMPLIANCE OFFICER · Zermount Inc. is seeking a Compliance Officer who will perform complex risk analyses and ensure systems and technologies satisfy Information Assurance (IA) and Cybersecurity requirements, based on federal requirements, laws, m ...

  • Futura Energy Group

    Chief Compliance Officer

    1 week ago

    Futura Energy Group Washington DC, United States

    2 days ago Be among the first 25 applicants · Direct message the job poster from Futura Energy Group · Renewable Energy Recruiter | Legal & Supply Chain · Our client, a leading investor in the energy & renewable energy sectors is seeking a skilled Chief Compliance Officer to o ...

  • Washington D.C.

    Compliance Review Officer

    1 week ago

    Washington D.C. Washington, United States

    General Job Information · Job Summary · This position is located within the District of Columbia Government (District), Fire and Emergency Medical Service Department (FEMS), Services Bureau. The mission of the FEMS is to preserve life and promote health and safety through excelle ...

  • Treasury, Departmental Offices

    Sanctions Compliance Officer

    5 days ago

    Treasury, Departmental Offices Washington, United States

    Summary · This position is located at Departmental Offices, Terrorism and Financial Intelligence-Office of Foreign Assets Control, OFAC. As a Sanctions Compliance Officer, you will be responsible for serving as a resource for the public, the private sector, and the government on ...

  • International Center for Journalists

    Budget and Compliance Officer

    3 days ago

    International Center for Journalists Washington, United States

    Job Description · Job Description Reports to VP of Finance and Administration · ...

  • City of Arlington

    Code Compliance Officer

    1 week ago

    City of Arlington Arlington, United States

    JOB SUMMARY · : Under generalsupervision, enforces applicable codes, regulations, and ordinances to promoteproperty maintenance standards for single-family, multi-family, and commercialproperties. This position will interact with City of Arlington citizens,property owners, tenant ...

  • USAJobs

    Deputy Director, Office of Compliance

    1 week ago

    USAJobs Washington D.C., United States Full time

    Duties · This is a Senior Executive Service (SES) position located in the Office of Enforcement and Compliance Assurance (OECA) at the U.S. Environmental Protection Agency (EPA) at Headquarters in Washington, D.C. The Office of Compliance reports to the Assistant Administrator of ...

  • The George Washington University

    Director of Legal and Chief Compliance Officer

    2 weeks ago

    The George Washington University Washington DC, United States

    Employer will not sponsor for employment Visa status · The Director, Regulatory Oversight position reports to the Associate Provost Research Integrity and Compliance (AP- RIC ) and is responsible for leading the administrative, regulatory, and programmatic activities supporting t ...

  • George Washington University

    Director of Legal and Chief Compliance Officer

    3 days ago

    George Washington University Washington DC, United States

    The Director, Regulatory Oversight position reports to the Associate Provost Research Integrity and Compliance (AP-RIC) and is responsible for leading the administrative, regulatory, and programmatic activities supporting the university's Human Research Protection Program (HRPP), ...

  • Howard University

    Director, Office of Regulatory Research Compliance

    1 week ago

    Howard University Washington, United States Full time

    Director, Office of Regulatory Research Compliance · locations · Freedman's Annex III (C.B. Powell Building) · time type · Full time · job requisition id · JR105076 · The Talent Acquisition department hires qualified candidates to fill positions which contribute to the overall st ...

  • Zermount, Inc.

    Contract Administrator/Compliance Officer

    2 weeks ago

    Zermount, Inc. Arlington, United States

    Contract Administrator/Compliance Officer · MILITARY FRIENDLY & PREFERRED - HOH SPONSOR · Zermount Inc. is seeking a motivated Contract Administrator/Compliance Officer to join our Corporate and Contracts team at Zermount. The Contracts administrator will develop, review and eva ...

  • Chesterbrook Academy

    Preschool Compliance Officer

    1 week ago

    Chesterbrook Academy Alexandria, United States

    Preschool Compliance Officer · Chesterbrook Academy (#807), 6200 Interparcel Rd, Alexandria, Virginia, United States of America · Req #5116 · Monday, March 11, 2024 · Spring Education Group's Early Childhood Education Division includes nearly 150 schools offering services from in ...

  • Spring Education Group

    Preschool Compliance Officer

    1 week ago

    Spring Education Group Alexandria, United States

    Spring Education Group's Early Childhood Education Division includes nearly 150 schools offering services from infant care through Pre-K/K programs, as well as summer camp and after-school programs. Our locations span a nationwide geographic footprint and a diverse array of pedag ...

  • Zermount, Inc

    Contract Administrator/Compliance Officer

    2 days ago

    Zermount, Inc Arlington, United States

    Job Description · Job DescriptionContract Administrator/Compliance Officer · MILITARY FRIENDLY & PREFERRED - HOH SPONSOR · Zermount Inc. is seeking a motivated Contract Administrator/Compliance Officer to join our Corporate and Contracts team at Zermount. The Contracts administra ...