Jobs
>
Jersey City

    Metrics Reporting Associate - Jersey City, United States - Saxon Global

    Default job background
    Description

    Job description:

    • AML/Sanctions Experience a must have
    • This candidate will be reviewing Metrics that come in from various different stakeholders and will determine the validity of the data.
    • The candidate will be doing QC on the metrics, not a QC role but will be a part of the responsibilities of the job.
    • The candidate will be responsible for questioning and challenging the results of metrics reports.
    • This is a unique Compliance Risk Analytics and Reporting role that will help you expand your knowledge in various areas of Compliance with the opportunity to grow your personal and professional skillsets.
    Role Objectives
    • Support a metrics reporting platform for Compliance through data collection for reporting and trend analysis
    • Support methods in which Compliance obtains and analyzes data to improve quality and efficiency
    • Help define, design, and execute new data collection and analysis of processes
    • Standardize data from various sources to maintain data integrity across Americas Division
    • Facilitate well-structured documentation management in SharePoint and manage report delivery
    • Participate in maintaining and developing the Compliance Measures inventory
    • Produce monthly and quarterly Compliance Risk metrics for reporting; contribute to effectively addressing identified risks and help to further evolve Compliance risk metrics
    • Assist in ongoing Compliance Reporting Transformation efforts to reflect continued centralization of Compliance programs/functions
    • Provide support in managing the various Compliance forums (scheduling, meeting minutes, etc.)
    • Participate in ad hoc projects, analysis, and presentations
    Qualifications and Skills
    • 4+ years of experience in Compliance and financial services; knowledge of various business activities, products, and services offered across financial services institutions is preferred
    • Demonstrate a working knowledge of compliance laws/regulations, industry trends, and emerging issues/risks, as well as the ability to apply knowledge to risk management strategies
    • Significant data analytics experience, including metrics development and production
    • Strong analytical, problem-solving and organizational skills; detail-oriented with the ability to stay organized across multiple workstreams
    • Proficiency in Microsoft Excel and PowerPoint; ability to use Data Visualization tools (Power BI and Tableau preferred)
    • Understanding of SharePoint capabilities and workflows


  • Royal Bank of Canada Jersey City, United States

    **Job Summary** · - Prepare and file various Broker-Dealer Regulatory Reports and assist with projects and process improvement initiatives for RBC Capital Markets, LLC. · - Ensure compliance with SEC, FINRA, CFTC, etc., Regulatory Reporting Requirements. · **What will you do?** · ...


  • Audax Group New York, United States

    ***: · As part of our continued growth, Audax Private Debt seeks an Associate to join our Private Debt Portfolio Reporting Team. The Team provides portfolio, operational, and financial reporting support to the Origination Debt investment, Investor Relations, and internal manageme ...


  • Neuberger Berman New York, United States

    Summary · **Responsibilities**: · - Client Reporting_ · - Assist generating customized quarterly reports and analysis, in accordance with established industry and firm standards and requirements. · - Collaborate with Reporting and Technology teams to resolve reporting issues as t ...


  • The Millennium Group Red Bank, United States

    Now is a great time to join our growing company The Millennium Group (TMG) is an award winning business process outsourcing firm focused on print, mail, document scanning, reception, and related office support services for Fortune 500 companies, professional service firms, and in ...


  • Madison-Davis, LLC Jersey City, United States

    Title: Regulatory Reporting Associate · Office Status: Hybrid-Jersey City 1-2x a week · Salary: $100,000-$130,000 · A midsized global investment bank is seeking a Regulatory Reporting Associate that will be involved in the preparation of BHC regulatory reports. This position w ...


  • SMBC Jersey City, United States

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...


  • Royal Bank of Canada Jersey City, United States Full time

    Come Work with Us · At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. · Whether you're helping clients find new opportunities, developing new technolo ...


  • Russell Tobin New York, United States

    Day-to-day responsibilities entail handling numerous ad-hoc requests and various reporting projects involving data analysis. The candidate will be responsible for organizing and presenting large amounts of data and will find ample opportunities for career growth within this expan ...


  • SS&C Technologies Holdings, Inc. New York, United States

    Locations: New York City | Hybrid Get To Know The Team: The Regulatory Solutions group provides Dodd-regulatory reporting and other compliance services for Registered Investment Advisors and Funds. Why You Will Love It Here Flexibility: Hybrid Work Associate, Reporting, Senior, C ...


  • Fortress Investment New York, United States

    Credit Reporting Associate · New York · Credit Funds · Ref # · 3333 · Date published · 03-Apr-2024 · About Fortress · Fortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $48 billion of assets under management as of December ...


  • Cohen and Steers New York, United States

    Job Title: Associate, Client Reporting · Department: Investment Administration - Client Reporting · Reports To: Vice President, Client Reporting · FLSA Code: Non-Exempt · Estimated Salary: $80,000 - $85,000 · Job Summary: · Responsibilities will include support of all aspects of ...


  • SS&C Technologies New York, United States

    SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 of ...


  • Tandym Group New York, United States

    A NYC-based hedge fund is currently seeking an experienced professional to join their growing Financial Reporting group in an Associate role. · Responsibilities: · The Financial Reporting Associate will: · Prepare and analyze monthly, quarterly, and annual financial statements ...


  • City of New York New York, United States

    Job Description · Salary: $140,000-$155,000 · The Mayor's Office of Contract Services (MOCS) is a New York City oversight and service agency that manages procurement citywide, from planning and release of agency solicitations to payment of vendors. Annually, agencies procure bi ...


  • Royal Bank of Canada Jersey City, United States Full time

    Job Summary · What is the Opportunity? · The Quality Assurance Associate within U.S. CFO Operations Office, Data Strategy & Analytics group will support the oversight and challenge of the firm's information management (data) risk management activities in support of RBC's CUSO ope ...


  • Phaxis New York, United States

    ASSOCIATE FINANCIAL REPORTING AT GLOBAL FINTECH FIRM · Base Salary is $110K to $150K (based upon candidate and experience) · Discretionary Year-end Bonus; and Excellent Benefits · Solidly established Global FinTech Firm is looking for an experienced accounting professional to ...


  • Audax Group New York, United States

    Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding in 1999, the firm has raised over $38 billion in capital across its Private Equity and Private Debt businesses. With more than 400 employees and ...


  • Neuberger Berman Group LLC New York, United States

    Summary · The Client Reporting Associate will join a seasoned nine-person Wealth Advisor Team with over $4 billion in assets under management within Neuberger Private Wealth Management business. The candidate will support the production of client performance reports including sc ...


  • The Rockridge Group New York, United States

    Job Description · Job DescriptionJob title: Client Reporting AssociateDuration: 6 Months Contract To PermLocation: Onsite, Can be in Chicago or NYC (hybrid basis)Position Summary: Client X is seeking an exceptional candidate to join its Investment Management Operations function. ...


  • Morgan Stanley New York, United States Full time

    Company Profile · Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and indiv ...