- Ensuring accuracy, validity and completeness of all documentation necessary to meet organizational, industry, and governmental regulatory requirements.
- Conducting interviews with subject matter experts to assess documentation requirements that enhance compliance with state, federal and financial regulations to mitigate legal or financial risk.
- Fostering open communication and information sharing within the organization to ensure that managers are knowledgeable of documentation-related responsibilities, goals, initiatives and their established deadlines.
- Partnering and interacting with internal and external auditors and customers to ensure comprehension and compliance of policies, procedures, processes and related documents.
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Client Reporting Associate
2 days ago
The Millennium Group Red Bank, United StatesNow is a great time to join our growing company The Millennium Group (TMG) is an award winning business process outsourcing firm focused on print, mail, document scanning, reception, and related office support services for Fortune 500 companies, professional service firms, and in ...
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Regulatory Reporting Associate
6 days ago
SMBC Jersey City, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
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Regulatory Reporting Associate
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Metrics Reporting Associate
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Senior Associate, Reporting
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Credit Reporting Associate
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Client Reporting Associate
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SEC Reporting Associate
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Associate Director, Regulatory Reporting
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Associate, Reporting Quality Assurance
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SEC Reporting Associate
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associate director, client reporting
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Operations Associate, Digital Reporting
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Regulatory Reporting Associate - Jersey City, United States - Royal Bank of Canada
Description
Come Work with Us
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.
Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Job Title
Regulatory Reporting Associate - FINRAJob Description
Job Summary
Supports the Audit, Legal and Corporate Affairs organizations regarding documentation related to all business issues and regulatory matters. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments.Address:
Jersey City, New Jersey, United States of AmericaCity:
USA-NJ-JERSEY CITYCountry:
United States of AmericaWork hours/week:
40Employment Type:
Full timePlatform:
Office of the CFOJob Type:
RegularPay Type:
SalariedPosted Date:
:00Application Deadline:
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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