- Ensure Senior Management and Board Members are well prepared and fully briefed for their regulatory meetings
- Draft briefing notes and memos inclusive of background and context on pertinent regulatory issues
- Attend and summarize meetings inclusive of key actions and issues
- Monitor and follow up to ensure any required actions are completed
- Notify regulators on important internal developments, including but not limited to, the Federal Reserve and the New York State Department of Financial Services.
- Assume responsibility for covering business or control functions from a regulatory relations standpoint
- Coordinate with business or control areas to prepare for periodic (continuous monitoring) and ad-hoc meetings with regulators
- Ensure regulatory inquiries are routed to the correct area
- Review draft responses and send these to the regulators
- Provide advice to the assigned coverage area on regulatory issues
- Conduct regulatory examinations from end to end
- Coordinate response to the First Day Letter and ad-hoc requests from examination team. Provide guidance and challenge to internal stakeholders on the appropriateness of responses and remediation plans.
- Train and guide internal stakeholders in preparing for exam meetings including developing agendas, talking points, and materials
- Organize, participate and document exam meetings
- Evaluate regulatory risks arising from interactions with examiners and proposing to senior management on the appropriate plan of action
- Oversee the preparation of response letter to examiners.
- Ensuring senior management is apprised of all examinations, key regulatory requests, meetings, remediations and other commitments.
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Media Relations Specialist
3 weeks ago
The City University of New York (CUNY) New York, United StatesMedia Relations Specialist · **POSITION DETAILS** · The CUNY Office of Communications and Marketing (OCM) works in partnership with the University's academic and administrative offices and the 25 colleges to promote CUNY's unique mission and transformative role as an engine of so ...
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Community Relations Specialist
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OCI N.V. Nederland, United StatesAt OCI GIobal, we realise the greatest and most exciting opportunities to drive change and unlock a more secure and sustainable future for us all. · We are a world-leading producer and distributor of hydrogen-based products, and lower-carbon fertilizers, fuels and feedstock. Thro ...
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Media Relations Specialist
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The City University of New York (CUNY) New York, United StatesMedia Relations Specialist · **POSITION DETAILS** · The CUNY Office of Communications and Marketing (OCM) works in partnership with the University's academic and administrative offices and the 25 colleges to promote CUNY's unique mission and transformative role as an engine of so ...
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Specialist, Related Services
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Success Academy New York, United StatesThanks for your interest in Success Academy Running the largest, fastest-growing, and highest-performing network of public charter schools in New York City takes a village - families, children, teachers, staff and faculty, advocates and supporters alike. We would love to welcome ...
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Veterinary Relations Specialist
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Dental Patient Relations Specialist
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New York Family Dentistry New York, United States**Overview**: · The Patient Relations Specialist is dedicated to improving the patient experience by strengthening patient loyalty, building reputation and brand, and boosting utilization of our organization's dental services through increased referrals to family and friends. · P ...
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Patient Relations Specialist; Patient Service
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Mount Sinai New York, United States**Description** · The Patient Representative Coordinator is responsible for the work of Patient Representatives, students and volunteers, and assists in programmatic activities and budgeting. This individual responds to referrals from patients, families and caregivers and to cris ...
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Employer Relations Specialist
1 week ago
Montclair State University Montclair, United States Part timeIMPORTANT APPLICATION INSTRUCTIONS: · - Review information and double-check all fields containing information that the system parsed - the software is intelligent, but you need to verify that the data is accurate. · - In the "My Experience" section, you will find a Resume/CV uplo ...
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Consumer Relations Specialist
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Maxim Healthcare Services Westbury, United StatesThe Consumer Relations Specialist completes tasks under the direction of their direct supervisor and the State Program Director. The Consumer Relations Specialist monitors each program recipient's ability to manage his or her program. Through daily interaction with consumers and ...
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Employee Relations Specialist
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House of Spices (India) Inc. New Hyde Park, United StatesHouse of Spices (HOS) is a deeply rooted brand within the food industry, leading the specialty food and ingredient category for over 50 years. Fast-forward from its start as a homegrown family business, House of Spices has become a middle-market wholesale/manufacturer which inclu ...
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Employee Relations Specialist
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Tandym Group New York, United StatesA recognized legal services organization is currently seeking a versatile and hardworking professional to join their staff as an Employee Relations Specialist. · Responsibilities: · Conduct HR investigations (discrimination, harassment, retaliation and disciplinary) · Provide gui ...
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Labor Relations Specialist
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Atlas Professionals New York, United StatesAtlas Professionals is aiding our offshore wind subcontractor client in hiring a Local Content / Labor Relations Specialist. Strong ties to NY construction unions are a must in this role. This position will involve managing the interaction with the developer and supply chain in t ...
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Employee Relations Specialist
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Partnership Employment New York, United StatesBank is looking to hire an Employee Relations Specialist for it's growing team. This position is hybrid and requires working onsite 2 days a week in Manhattan. · Responsibilities Include: · Candidate will act as primary point of contact for employee relations issues. · Review and ...
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Employee Relations Specialist
3 weeks ago
Social Capital Resources New York, United StatesTop-tier Company in New York City is seeking an Employee Relations Specialist for a permanent position · Responsibilities: · Provide advice and counsel to business and leaders to help mitigate risk and ensure best practices · Conduct timely and thorough investigations related ...
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Employee Relations Specialist
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Social Capital Resources New York, United StatesTop-tier Company in New York City is seeking an Employee Relations Specialist for a permanent position · Please read the information in this job post thoroughly to understand exactly what is expected of potential candidates. · Responsibilities: · Provide advice and counsel to ...
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Labor Relations Specialist
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Atlas Professionals New York, United StatesAtlas Professionals is aiding our offshore wind subcontractor client in hiring a Local Content / Labor Relations Specialist. Strong ties to NY construction unions are a must in this role. This position will involve managing the interaction with the developer and supply chain in t ...
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Public Relations Specialist
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Historic Districts Council, Inc. Manhattan, United StatesPublic Relations Specialist. Conceptualize and execute successful integrated communications strategies, with an understanding of data analysis technologies and market research tools in order to support communities in New York City in preserving their historic neighborhoods, build ...
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Retail Relations Specialist
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Informa, plc New York, United StatesAnd Scope: The Retail Relations Specialist is responsible for engaging, developing, cultivating, and maintaining strong relationships with key contemporary women's fashion retailers internationally. The primary aim is to secure their attendance at ou Relations, Retail, Specialist ...
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client relations specialist
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FirstService Corporation New York, NY, United StatesJob Overview: · The Client Relations Specialist is responsible for their portfolio of condominiums and/or cooperatives in New York City. This position will require you to meet deadlines in the appropriate assigned projects. The ideal candidate must demonstrate organizational and ...
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customer relations specialist
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Valvoline , NY, United StatesValvoline - JobID: [Auto Service Technician] As a Customer Relations Specialist at Valvoline, you'll: Deliver a positive first impression to each guest with a warm, friendly greeting; Adhere to all company policies and SuperPro 10 procedures; Perform basic vehicle maintenance che ...
Regulatory Relations Specialist - New York, United States - Natixis Corporate & Investment Banking
Description
Job DescriptionRegulatory Relations provides centralized management of activities with the firm's local regulators. As part of the Regulatory Affairs Department ("RAD"), the Regulatory Relations Specialist will be responsible for assisting Head of Regulatory Affairs in proactively managing Natixis' relationship with its local regulators with a focus on examinations and continuous monitoring activities, acting as advisors to senior management and Board members on regulatory themes and supervisory matters, apprising senior management of all regulatory relations activities, and monitoring remediation efforts.
This role provides an excellent opportunity for an individual looking to utilize legal, compliance and other Financial Services knowledge, learn more about the Regulatory environment and develop a good understanding of key Firm processes and functions.
He/she/they will assist the Head of Regulatory Affairs with the Natixis CUSO engagement plan with its regulators to: