Senior Compliance Associate - New York, United States - Social Capital Resources

Training and Compliance Associate

4 days ago

Linde Gas & Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monitoring, and assessment of plant production operations and related issues (i.e., r ...

Regulatory Compliance Associate

4 days ago

**Responsibilities**: · - Maintain, develop, and implement compliance programs, policies, and practices. · - Work closely with third party testing companies. · - Identify new regulatory compliance issues that require follow-up and implementation. · - Disseminate written policies ...

Associate Director, Shc Compliance and

1 week ago

Position Summary: · NYU's Global Programs & University Life organization is committed to being a welcoming campus community that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organiza ...

Associate, Compliance Data Governance Analyst

2 days ago

**JOB SUMMARY**: · ***: · **Responsibilities**: · - Utilize advanced analytical techniques to analyze large volumes of financial data and transactional records for compliance oversight, escalation, and reporting. · - Collaborate with cross-functional teams to develop and implemen ...

Compliance Associate

1 week ago

Status: Full-Time Employee · Location: Midtown Manhattan · Education: Bachelor's degree or higher in Finance, Economics, or Business preferred · Required Skills: · See description · Company Overview · Silvercrest Asset Management Group is a registered investment advisor that prov ...

Compliance Associate

1 week ago

Growing international commercial banking client is looking to add a training professional to their compliance team Responsibilities - Monitor employee onboarding details - Troubleshoot any issues emloyees have with the training program (such as pass Training, Compliance, Associat ...

Compliance Associate

1 week ago

We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full exposure across the business. · Duties ...

Compliance Associate

1 week ago

Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health bu ...

Compliance Associate

1 week ago

Position Summary · The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and interna ...

Compliance Associate

4 days ago

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance, the position will focus on assisting in th ...

Compliance Associate

1 week ago

Position Summary · The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and interna ...

Compliance Associate

4 hours ago

Firm: $30Bn Hedge Fund · Location: NYC · Hybrid: 4 days in office, 1 day WFH · Compensation: $125k-$175k base + bonus [$40k-$75k] · Benefits: Full paid Medical and Dental, paid lunch · Overview: Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate ...

Compliance Associate

1 week ago

A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group's annual review program pursuant to Rule of the Advisers Act, which includes co ...

Associate, Compliance

1 week ago

Responsibilities: · To assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies ...

Compliance Associate

3 weeks ago

Summary: · The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is gr ...

Compliance Associate

1 week ago

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance, the position will focus on assisting in th ...

Compliance Associate

1 week ago

CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization a ...

Associate, Compliance

1 week ago

Responsibilities: · To assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies ...

Compliance Associate

1 week ago

Summary: · The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is g ...

Compliance Associate

14 hours ago

The Role · We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activ ...