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    Compliance Associate - New York, United States - Atlantic Group

    Atlantic Group
    Atlantic Group New York, United States

    1 month ago

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    Description

    Firm: $30Bn Hedge Fund

    Location: NYC

    Hybrid: 4 days in office, 1 day WFH

    Compensation: $125k-$175k base + bonus [$40k-$75k]

    Benefits: Full paid Medical and Dental, paid lunch

    Overview: Join a well-established $30 billion Hedge Fund as a Legal and Compliance Specialist, where you'll work closely with different departments to ensure adherence to legal and compliance standards. Reporting to the General Counsel, you'll be a valuable member of a team split into four areas: Compliance, Private Investments, Tax Planning, and Funds and Trading.

    Responsibilities:

    • Oversee daily, weekly, quarterly, and annual regulatory filings globally, focusing on 13F, 13D, and 13G filings
    • Serve as the primary contact for vendor contracts and trading document negotiations, interacting with internal teams like IR, Trading, Treasury, and Trading Operations, as well as external parties including brokers and vendors
    • Manage information requests in international jurisdictions
    • Administer lobbyist registrations and ongoing submissions
    • Aid in establishing new legal entities and preparing initial documents
    • Assist funds and trading lawyers in various duties, including global position filings and forming legal entities for trading compliance
    • Support the Private Investments team with KYC requests and other assignments
    • Handle documentation and regulatory filings associated with funds' trading and financing operations

    Qualifications:

    • Holder of a Bachelor's degree with a solid academic background
    • Exceptional focus on details and adept project management skills
    • Excellent organizational and communication capabilities
    • Proficiency in Bloomberg and Microsoft Office suite

    Considered candidates should have 3-5 years of experience in a similar capacity within financial services in the following areas:

    Regulatory Reporting: from a Hedge Fund or Private Equity Fund - 13F, 13G, 13H, Form PF

    Trading Compliance: risk, trade surveillance from a Hedge Fund

    Bank/Investment Management: Contract Negotiations, NDAs

    Paralegal with FS Clients: experience with negotiating NDAs, vendor agreements

    [38061]

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