Compliance Associate - New York, United States - Pistilli Management

Compliance Associate

6 days ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

6 days ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

6 days ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

5 days ago

**About Masterworks**: · Masterworks is a fintech platform that allows anyone to invest in SEC-qualified shares of multi-million dollar paintings by names like Banksy, Basquiat, and Picasso. In just three short years, we have introduced over 575,000 individuals to the $1.7 trilli ...

Compliance Associate

4 days ago

Note: this is a hybrid position with a minimum of two days in the office. · Headquartered in New York with additional offices in Israel and Germany, the Claims Conference is a global, non-profit organization committed to providing a small measure of justice to Holocaust Survivors ...

Research & Compliance Associate

5 days ago

**Research & Compliance Associate**: · - Apply**Research & Compliance Associate**: · - Agency: BOARD OF CORRECTION · - Posted on: 05/22/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: No exam required · Department · Board Staff · - Salary range: $82 ...

Programs Compliance Associate

6 days ago

**PROGRAMS COMPLIANCE ASSOCIATE** · **ABOUT HOMES FOR THE HOMELESS, INC.** · - Homes for the Homeless, Inc. (HFH) is a non-profit social services organization operating family shelters throughout NYC that serve as a hub of opportunity for families both residing in shelter as well ...

Training and Compliance Associate

1 week ago

Linde Gas & Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monitoring, and assessment of plant production operations and related issues (i.e., r ...

Regulatory Compliance Associate

1 week ago

**Responsibilities**: · - Maintain, develop, and implement compliance programs, policies, and practices. · - Work closely with third party testing companies. · - Identify new regulatory compliance issues that require follow-up and implementation. · - Disseminate written policies ...

Associate Director, Shc Compliance and

2 weeks ago

Position Summary: · NYU's Global Programs & University Life organization is committed to being a welcoming campus community that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organiza ...

Broker-dealer Compliance Associate

15 hours ago

**Position Summary & Overall Purpose** · The Compliance Associate is responsible for completing a wide variety of compliance and assigned supervisory tasks with respect to the agency's securities business through MML Investors Services, LLC. ("MMLISI") and its insurance business ...

Clo Compliance Vice President/associate

1 week ago

**Primary Responsibilities** · - Facilitating monthly and quarterly report reconciliations between the CLO trustees and Third Party Administrator ("TPA") · - Maintaining CLO Compliance metrics for data analysis and investor questions · - Calculating and tying out waterfall paymen ...

Associate, Compliance Data Governance Analyst

1 week ago

**JOB SUMMARY**: · ***: · **Responsibilities**: · - Utilize advanced analytical techniques to analyze large volumes of financial data and transactional records for compliance oversight, escalation, and reporting. · - Collaborate with cross-functional teams to develop and implemen ...

Compliance Associate

6 days ago

Growing international commercial banking client is looking to add a training professional to their compliance team Responsibilities - Monitor employee onboarding details - Troubleshoot any issues emloyees have with the training program (such as pass Training, Compliance, Associat ...

Compliance Associate

2 weeks ago

We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full exposure across the business. · Duties ...

Compliance Associate

1 week ago

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance, the position will focus on assisting in th ...

Compliance Associate

2 weeks ago

Status: Full-Time Employee · Location: Midtown Manhattan · Education: Bachelor's degree or higher in Finance, Economics, or Business preferred · Required Skills: · See description · Company Overview · Silvercrest Asset Management Group is a registered investment advisor that prov ...

Compliance Associate or Senior Compliance Associate

1 week ago

Compliance Associates and Senior Compliance Associates · Do you have a thirst for Compliance? Would you like to learn how to become a CCO? If you're looking for a dynamic, fulfilling career where your contributions can make a real difference for some of today's fastest-growing co ...

Compliance Associate

2 weeks ago

Position Summary · The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and interna ...

Compliance Associate

1 week ago

Global Private Markets firm is seeking a Compliance Associate. · In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act of 1940 ("40 Act"). · Your role will be: · Prepare board materials for deal approv ...