Compliance Associate - New York, United States - Ascendo Resources

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

**About Masterworks**: · Masterworks is a fintech platform that allows anyone to invest in SEC-qualified shares of multi-million dollar paintings by names like Banksy, Basquiat, and Picasso. In just three short years, we have introduced over 575,000 individuals to the $1.7 trilli ...

Compliance Associate

3 days ago

Compliance Associate - OTC Surveillance · The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or ...

Compliance Associate

3 days ago

**ABOUT THE ROLE** · YieldStreet is looking for a Compliance Associate to work with and report to the Chief Compliance Officer. In this role you will assist with the oversight of an SEC registered investment adviser, with a related FINRA Broker-Dealer. You will also have an oppor ...

Compliance Associate

1 week ago

Note: this is a hybrid position with a minimum of two days in the office. · Headquartered in New York with additional offices in Israel and Germany, the Claims Conference is a global, non-profit organization committed to providing a small measure of justice to Holocaust Survivors ...

Research & Compliance Associate

1 week ago

**Research & Compliance Associate**: · - Apply**Research & Compliance Associate**: · - Agency: BOARD OF CORRECTION · - Posted on: 05/22/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: No exam required · Department · Board Staff · - Salary range: $82 ...

Programs Compliance Associate

1 week ago

**PROGRAMS COMPLIANCE ASSOCIATE** · **ABOUT HOMES FOR THE HOMELESS, INC.** · - Homes for the Homeless, Inc. (HFH) is a non-profit social services organization operating family shelters throughout NYC that serve as a hub of opportunity for families both residing in shelter as well ...

Training and Compliance Associate

2 weeks ago

Linde Gas & Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monitoring, and assessment of plant production operations and related issues (i.e., r ...

Regulatory Compliance Associate

2 weeks ago

**Responsibilities**: · - Maintain, develop, and implement compliance programs, policies, and practices. · - Work closely with third party testing companies. · - Identify new regulatory compliance issues that require follow-up and implementation. · - Disseminate written policies ...

Compliance Associate

4 days ago

The Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community. · **Essential Duties and Responsibilities** include the following. Other duties may be assigned. · - P ...

Associate Director, Shc Compliance and

3 weeks ago

Position Summary: · NYU's Global Programs & University Life organization is committed to being a welcoming campus community that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organiza ...

Broker-dealer Compliance Associate

6 days ago

**Position Summary & Overall Purpose** · The Compliance Associate is responsible for completing a wide variety of compliance and assigned supervisory tasks with respect to the agency's securities business through MML Investors Services, LLC. ("MMLISI") and its insurance business ...

Associate, Compliance Data Governance Analyst

2 weeks ago

**JOB SUMMARY**: · ***: · **Responsibilities**: · - Utilize advanced analytical techniques to analyze large volumes of financial data and transactional records for compliance oversight, escalation, and reporting. · - Collaborate with cross-functional teams to develop and implemen ...

Clo Compliance Vice President/associate

1 week ago

**Primary Responsibilities** · - Facilitating monthly and quarterly report reconciliations between the CLO trustees and Third Party Administrator ("TPA") · - Maintaining CLO Compliance metrics for data analysis and investor questions · - Calculating and tying out waterfall paymen ...

Mod-compliance & Risk Management Associate

2 days ago

Introduction: · Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a st ...

Compliance Associate

1 week ago

Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated Compliance Associate to join their expanding team. This recently established position is anticipated to collaborate closely with the Compliance Consultant, Fina ...

Compliance Associate

1 week ago

Growing international commercial banking client is looking to add a training professional to their compliance team Responsibilities - Monitor employee onboarding details - Troubleshoot any issues emloyees have with the training program (such as pass Training, Compliance, Associat ...

Compliance Associate

3 weeks ago

We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full exposure across the business. · Duties ...