Jobs
>
New York City

    Compliance Associate - New York, United States - New York University

    New York University
    New York University New York, United States

    1 week ago

    Default job background
    Description
    Position Summary


    The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and international laws and regulations, as well as University policies.

    Responsibilities include 1) participating in OEC investigations, 2) partnering with other departments and academic units with compliance responsibilities in the preparation and deployment of compliance training programs, and 3) researching and advising on relevant policies and procedures. This position will report to the Chief Global Compliance Officer ("CGCO").


    Principal duties include:

    • Collaborate with OEC's development and administration of University-wide compliance and regulatory training programs, including appropriate introductory training and ongoing training.
    • Develop systems to analyze data and metrics to measure the effectiveness of training programs.
    • Contribute to the planning and development of compliance programs by tracking regulatory changes and conducting research and reporting on specific policies.
    • Work closely with the CGCO to review compliance claims reports and provide recommendations on the preparation and conduct of investigations.
    • Ensure that regulatory records which include compliance policies and procedures are maintained utilizing online tools.
    • Manage policy review processes to meet project timelines and provide status reports to leadership.
    • Contribute to streamlining current processes and identify area for improvement.
    • Execute OEC's goals and day-to-day tasks in an organized manner.
    Qualifications

    Required Education:
    Bachelor's Degree
    Required Experience:2+ years of relevant experience in a university, government agency, non-profit, corporate environment, or law firm

    Preferred Experience:
    2+ years Previous experience directly supporting operations processes and systems, regulatory requirements, policy review or project management responsibilities within a large, complex organization or established record evidencing ability to master and implement complex policy subject expertise within an organizational setting

    Required Skills, Knowledge and Abilities:

    • Ability to communicate technical and complex concepts.
    • Ability to apply principles of logical thinking to a wide range of practical problems.
    • Ability to respond effectively to confidential inquiries or complaints.
    • Excellent oral and written communication skills and ability to work collegially with diverse personnel.
    • Ability to work in dependently and as a member of a team.
    • Exceptional analytical skills.
    • Discretion handling confidential information.
    • Must be detail oriented

    Preferred Skills, Knowledge and Abilities:
    Experience in participating in project management (e.g. capstone project, group work, or internal cross-collaborative work).

    Additional Information


    In compliance with NYC's Pay Transparency Act, the annual base salary range for this position is USD $68,400.00 to USD $85, New York University considers factors such as (but not limited to) scope and responsibilities of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as, market and organizational considerations when extending an offer.

    This pay range represents base pay only and excludes any additional items such as incentives, bonuses, clinical compensation, or other items.

    NYU aims to be among the greenest urban campuses in the country and carbon neutral by 2040. Learn more at Orientation/Gender Identity
  • Praxair / Linde

    Training and Compliance Associate

    5 days ago

    Praxair / Linde Newark, United States

    Linde Gas & Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monitoring, and assessment of plant production operations and related issues (i.e., r ...

  • Concepts in Time

    Regulatory Compliance Associate

    5 days ago

    Concepts in Time New York, United States

    **Responsibilities**: · - Maintain, develop, and implement compliance programs, policies, and practices. · - Work closely with third party testing companies. · - Identify new regulatory compliance issues that require follow-up and implementation. · - Disseminate written policies ...

  • New York University

    Associate Director, Shc Compliance and

    1 week ago

    New York University New York, United States

    Position Summary: · NYU's Global Programs & University Life organization is committed to being a welcoming campus community that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organiza ...

  • CFSB

    Associate, Compliance Data Governance Analyst

    3 days ago

    CFSB New York, United States

    **JOB SUMMARY**: · ***: · **Responsibilities**: · - Utilize advanced analytical techniques to analyze large volumes of financial data and transactional records for compliance oversight, escalation, and reporting. · - Collaborate with cross-functional teams to develop and implemen ...

  • Silvercrest Asset Management Group

    Compliance Associate

    1 week ago

    Silvercrest Asset Management Group New York, United States

    Status: Full-Time Employee · Location: Midtown Manhattan · Education: Bachelor's degree or higher in Finance, Economics, or Business preferred · Required Skills: · See description · Company Overview · Silvercrest Asset Management Group is a registered investment advisor that prov ...

  • Park Hudson

    Compliance Associate

    1 week ago

    Park Hudson New York, United States

    Growing international commercial banking client is looking to add a training professional to their compliance team Responsibilities - Monitor employee onboarding details - Troubleshoot any issues emloyees have with the training program (such as pass Training, Compliance, Associat ...

  • One Ten Associates

    Compliance Associate

    1 week ago

    One Ten Associates New York, United States Full time

    We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full exposure across the business. · Duties ...

  • Cardea Group

    Compliance Associate

    5 days ago

    Cardea Group New York, United States

    Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance, the position will focus on assisting in th ...

  • Atlantic Group

    Compliance Associate

    1 day ago

    Atlantic Group New York, United States

    Firm: $30Bn Hedge Fund · Location: NYC · Hybrid: 4 days in office, 1 day WFH · Compensation: $125k-$175k base + bonus [$40k-$75k] · Benefits: Full paid Medical and Dental, paid lunch · Overview: Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate ...

  • Pistilli Management

    Compliance Associate

    1 week ago

    Pistilli Management New York, United States

    Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB, ECB, FDNY, and Department of Health bu ...

  • NYU Rory Meyers College of Nursing

    Compliance Associate

    1 week ago

    NYU Rory Meyers College of Nursing New York, United States

    Position Summary · The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New York University's global operations comply with applicable national and interna ...

  • Maybank

    Associate, Compliance

    1 week ago

    Maybank New York, United States

    Responsibilities: · To assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies ...

  • Ascendo Resources

    Compliance Associate

    11 hours ago

    Ascendo Resources New York, United States

    Global Private Markets firm is seeking a Compliance Associate. · In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act of 1940 ("40 Act"). · Your role will be: · Prepare board materials for deal approv ...

  • Tandym Group

    Compliance Associate

    1 week ago

    Tandym Group New York, United States

    A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group's annual review program pursuant to Rule of the Advisers Act, which includes co ...

  • Child Mind Institute

    Compliance Associate

    3 weeks ago

    Child Mind Institute New York, United States Full time

    Summary: · The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is gr ...

  • Schonfeld

    Compliance Associate

    1 day ago

    Schonfeld New York, United States

    The Role · We are seeking to hire an exceptional Compliance Associate to join our compliance team in our New York office. This role has the opportunity to cover a wide range of core compliance activity and has a strong focus on due diligence and investor related compliance activ ...

  • Cardea Group

    Compliance Associate

    1 week ago

    Cardea Group New York, United States

    Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance, the position will focus on assisting in th ...

  • CAIPA MSO

    Compliance Associate

    1 week ago

    CAIPA MSO New York, United States

    CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization a ...

  • Maybank

    Associate, Compliance

    1 week ago

    Maybank New York, United States

    Responsibilities: · To assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies ...

  • Child Mind Institute

    Compliance Associate

    1 week ago

    Child Mind Institute New York, United States

    Summary: · The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is g ...