- Providing primary legal support to Merrill s broker-dealer sales and trading businesses for Equities and Fixed Income.
- Providing secondary legal support to Merrill s Equities and FICC OTC derivatives businesses.
- Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors.
- Advising the businesses on CFTC rules and regulations and ISDA transaction documentation.
- Counseling the business on disclosure, transaction reporting and best execution matters.
- Advising the business on regulatory matters pertaining to the above.
- Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization. Qualifications:
- A minimum of 10 years of experience as a practicing attorney.
- Prior experience advising U.S. broker-dealers on sales and trading businesses is required.
- Prior in-house experience is preferred.
- Detail-oriented, strong analytical and organizational skills.
- Critical thinker and an effective communicator who can collaborate with others.
- Willingness and ability to tackle new subject matters and develop new areas of expertise.
- Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment.
- Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations.
- In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting. Shift:1st shift (United States of America)Hours Per Week: 40
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Director, Capital Markets
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Univision communications inc New York, United StatesFinance at TelevisaUnivision is looking for a Director, Capital Markets to join our team · - As a key member of the finance team, you will support all capital markets related activities and transactions involving the company's balance sheet, senior notes, term loans, and credit f ...
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Illapa Search New York, United States**About**: · A well-established global law firm are looking to onboard an Associate to join their Capital Markets practice group. They are looking to grow their team in their New York, New York office location. · The firm is well established with 7 offices worldwide and a platfor ...
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Matthews Real Estate Investment Services New York, United StatesCountry · United States · Location · New York City, NY · **Responsibilities**: · - Conduct outreach to Lenders related to potential or existing transactions · - Responsible for complex financial modeling of commercial real estate assets · - Breakdown and analyze profit and loss s ...
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Mizuho Americas New York, United StatesAbout the Team · The Capital Markets Credit (CMC) team at Mizuho Americas consists of experienced credit professionals whose primary responsibilities include credit analyses and exposure management. CMC supports all front office trading activities including fixed income, equities ...
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BSL consulting LLC New York, United States**Job Role: PM/BA-Capital Market** · **Location: New York City, NY** · **Job Type: Full Time(Permanent)** · **Qualifications**: · - 5+ years of experience in a financial firm in business analysis, data analysis and testing roles; working with technology teams on custom software d ...
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Santander Holdings USA Inc New York, United States Full timeAnalyst - Debt Capital Markets (DCM)New York, United States of AmericaIdentifies and pursues new sales prospects within existing or untapped markets. Gathers market intelligence, generates leads, and develops proposals/campaigns to garner new business, ensuring a consistent flow ...
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Hayward Group, LLC New York, United States**Job Title: Financial Analyst with Capital Markets and Trade Experience ** · **Location: NEW YORK NY 10001** · **Duration: 12+ months** · **Must have skills**: · 1. Capital Markets experience · 2. Data & Analytics · 3. Microsoft Office Proficiency · Minimum of 2 years' experienc ...
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Link Logistics Real Estate New York, United StatesLink Logistics Real Estate ("Link") is a leading operator of last-mile logistics real estate. Established by Blackstone in 2019, the company connects consumption, technology, and the supply chain across its portfolio, which spans more than half a billion square feet. With more th ...
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ThinkEquity, LLC New York, United StatesAbout ThinkEquity, LLC ("ThinkEquity"): · ThinkEquity, a leading NYC based financial services firm is looking for trainees for its Institutional and Retail Equity sales department. This is an entry level job perfect for someone coming out of school or someone who has less than 1- ...
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Brookfield Asset Management New York, United StatesLocation · Brookfield Place New York - 250 Vesey Street, 15th Floor · Business - Private Equity · The Brookfield Private Equity Group has a 20-year track record of consistently generating strong investment performance. Leveraging its deep experience as a long-term owner and opera ...
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Freddie Mac New York, United StatesAt Freddie Mac, you will do important work to build a better housing finance system and you'll be part of a team helping to make homeownership and rental housing more accessible and affordable across the nation. · **Position Overview**: · The Program Management Director will be r ...
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Morgan Stanley New York, United StatesGlobal Capital Markets Leveraged Finance Associate - New York · Job Number: · 3252078 · POSTING DATE: May 6, 2024 · PRIMARY LOCATION: Americas-United States of America-New York-New York · JOB: Investment Banking/Sales/Trading/Research · EMPLOYMENT TYPE: Full Time · JOB LEVEL: Ass ...
Attorney - Capital Markets - New York, United States - Bank of America
Description
Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
Experienced Capital Markets Attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch s Global Wealth and Investments Solutions group.
Primary responsibilities include: