- Perform an end-to-end Quality Control KYC review of new onboarding and periodic review files as an individual contributor
- Determine sampling population in accordance with procedures
- Assist in preparing ongoing and ad hoc reporting for senior management
- Report metrics and communicate results to senior management and stakeholders
- Share any required feedback with QC Analysts to ensure consistency / standardize findings
- Escalate weekly results with Quality Control Bank Officers for final review and sign-off
- Associates or Bachelors degree in Business, Finance, or other related field
- Minimum 3-5 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC testing experience
- Strong knowledge of AML regulatory requirements and expectations (Domestic - US and International - non-US) , MS AML Risk policies and procedures, KYC standards, and QC Program and procedures
- Good managerial, communications, analytical, project management and planning skills to be able to implement QC Testing Program including sampling methodology, developing metrics and reporting, and coordinating with QC Analysts to drive consistency in QC testing and outcomes as appropriate
- Good knowledge of business, products, operations, systems and organization to be able to implement the QC program
- Basic knowledge of MS Office (Microsoft Excel/PowerPoint/Word/Access)
- Take initiative, analyze, summarize, and communicate effectively
- Investigate, identify issues, impacts and trends as a result of QC testing to propose comprehensive solutions
- Identify and recommend improvements to the QC Program
- Multitask effectively and action matters promptly
- Work independently and in a team environment
- Handle highly confidential information with appropriate discretion
- Work in a high volume, fast paced environment
- Work in a matrixed organization, leveraging resources across the organization in order to perform QC activity and make recommendations based on QC findings
- Collect data, develop trend analysis, and prepare reporting of key QC metrics for relevant stakeholders
- Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license/audit/control testing certification (is a plus)
-
Quality Control Specialist
5 days ago
DSM Newark, United States**Quality Control Specialist** · **Newark, DE** · **Onsite M-F 8am-4:30pm** · At dsm-firmenich, being a force for good is not optional. Diversity, Equity & Inclusion is a shared responsibility woven into our daily work, benefiting to our People, Customers & Communities and drivin ...
-
Quality Control Specialist
1 day ago
Game Creek Video Hudson, United StatesPOSITION OVERVIEW: · The Quality Control (QC) Specialist is responsible for testing, qualifying, and ensuring the proper condition and operation of all GCV equipment that will be utilized on shows or requested for use by clients. He/she will set up, activate, and cycle all functi ...
-
Quality Control Manager
12 hours ago
Entwistle Hudson, United States**Essential Job Functions** · - Develop and manage comprehensive control systems to prevent or manage non-compliance with legal guidelines and internal policies. · - Regularly assess control systems and enhance them for better efficiency. · - Update and refine procedures and repo ...
-
Employee Quality Control/ Shipping
5 days ago
SilverTech Newark, United StatesNewark Quality Control/Shipping Employee (m/f/d) Location: Mönchengladbach For over 30 years, we have been writing hero stories. Do you want to be a part of it? Dare to apply as a Quality Control/Shipping Employee (m/f/d). Your Mission * Checking the quality of sheet metal parts ...
-
Quality Control Chemist
1 week ago
Htein & Sons, Inc Brooklyn, United States**Quality Control Lab** · - Ability to work in fast paced environment as a team member · - Maintain a safe/clean workspace and equipment in proper working condition · - Maintain accurate written records and electronic files · - Training will be offered on QC and possibly HPLC/GC ...
-
Quality Control Technician
4 days ago
Tacombi Brooklyn, United StatesTacombi is a fast-growing, omni-channel consumer and retail brand that is committed to globally sharing Mexican food and culture through hospitality experiences, CPG products, community outreach and digital content. Over the next couple years, we'll be significantly expanding our ...
-
Quality Control In-process Inspector
1 week ago
Premier Brands of America, Inc. Hudson, United StatesPerforms inspections, checks, tests and sampling procedures for incoming materials, parts and components used in the manufacture of over the counter products, partially assembled or finished goods. Perform review of OTC Quality Records for release of finished goods. · **Essential ...
-
Kyc Quality Control Analyst
1 day ago
Sumitomo Mitsui Banking Corporation Jersey City, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
-
Quality Control Inspector
4 days ago
AJ Manufacturing Co., Inc. Elmhurst, United States: · We are seeking a Quality Control Inspector to join our team You will perform in-process inspections to determine the quality of products as well as identify areas of improvement to increase efficiency. · **Responsibilities**: · - Prepare FAI report and communicate with shop f ...
-
Quality Control Specialist
5 days ago
Omm IT Solutions Elmhurst, United StatesPlease Note: The candidate must have (1-2 years) in quality control within the food manufacturing industry. · Job Description: · We are seeking a dedicated and detail-oriented Quality Control Specialist to join our fast-growing team. The successful candidate will play a crucial r ...
-
Quality Control
1 week ago
MUFG (DBA) New York, United StatesDo you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, ...
-
Quality Control
5 days ago
Afficiency New York, United StatesCompany DescriptionAfficiency is a rapidly growing Insurtech startup whose mission is to provide life insurance to everyone on the platforms they already trust. Located in NYC, we design life insurance products that can be purchased entirely digitally and can be easily embedded i ...
-
Quality Control
2 days ago
Afficiency New York, United StatesJob Description · Job DescriptionCompany Description · Afficiency is a rapidly growing Insurtech startup whose mission is to provide life insurance to everyone on the platforms they already trust. Located in NYC, we design life insurance products that can be purchased entirely di ...
-
Quality Control
1 week ago
MUFG New York, United States Full timeDo you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization ...
-
Quality Control
5 days ago
Doyle Shamrock Industries Holland, United States Full timeResponsibilities: Quality Control visually inspect or manually test products, before, during or after the manufacturing process. · Specialists may also run and monitor inspection equipment, as well as record and analyze quality data. · Quality Control workers may perform duties i ...
-
quality controller
3 days ago
City of New York New York, United States Full timeYOU MUST BE PERMANENT IN THE COMPUTER ASSOCIATE SOFTWARE CIVIL SERVICE TITLE OR PERMANENT IN A COMPARIABLE TITLE ELIGIBLE FOR A 6.1.9 TITLE CHANGE · The Office of Revenue Management & Development (ORMD) maximizes federal and state funding of HRA costs through the activities of de ...
-
Quality Control Technician
6 days ago
Wonder Meats Inc Carlstadt, United States*** · **Key Duties and Responsibilities**: · - Walks production floor to ensure GMP's are being followed (will be on production floor most of the day). · - Assist with implementation, verification, and validation of SQF program. · - Oversees line checks and conduct line checks (i ...
-
Quality Control
2 weeks ago
Afficiency New York, United States Full timeCompany Description · Afficiency is a rapidly growing Insurtech startup whose mission is to provide life insurance to everyone on the platforms they already trust. Located in NYC, we design life insurance products that can be purchased entirely digitally and can be easily embedde ...
-
Quality controller
1 week ago
BlueWave Ventures Vernon, United StatesYOUR RESPONSIBILITIES · Documenting error patterns · Creating test documents · Technical and visual inspection of components · Reporting · YOUR PROFILE · Good eyesight · Excellent German language skills · Ability to concentrate · Professional experience in a craft or technical fi ...
-
Quality Controller
2 weeks ago
Infinity Systems Hawthorne, NY, United States Freelance**For a renowned company in Hawthorne, NY, we are currently seeking a Quality Inspector (m/f/d).** · **Your responsibilities**: · - Visual and technical inspection of components · - Assembly and disassembly of parts · - Marking and documentation of defects · - Rectification of co ...
Quality Control - New York, NY, United States - Morgan Stanley
Description
Company ProfileMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services
The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries
As a market leader, the talent and passion of our people is critical to our success
Together, we share a common set of values rooted in integrity, excellence and strong team ethic
Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow
A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture
Department Profile
The Anti-Money Laundering Risk (AML Risk) Team is embedded within the Firm's business line
It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types
The AML Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley
Primary Responsibilities
Required Experience:
Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools
We want to be the first choice for prospective employees
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet)
Expected base pay rates for the role will be between $85,000 and $135,000 per year at the commencement of employment
However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs
#LI-AJ1