AML Quality Assurance Team Lead - Weehawken, United States - UBS

UBS Weehawken, United States

4 weeks ago

Description

Your role
Are you an experienced Know Your Customer (KYC) operational professional who enjoys working in a diverse environment? Do you have the proven ability to manage large teams to drive quality execution of AML/KYC processes?
We're looking for an experienced KYC Quality Assurance Lead within the US Wealth Management's Business AML Organization to:
* lead the first-line business KYC Quality Assurance (QA) program "which includes testing of key operational processes, error validation, remediations, and results reporting
* coordinate multiple QA deliverables within defined timelines, shift resources and priorities as needed to support business needs
* ensure any errors identified in QA testing are resolved by given deadlines
* address queries raised by client-facing teams related to errors identified in QA Testing
* evaluate work performed by QA Analysts during testing of client files and resolve any issues with quality of team output
* identify gaps or themes from QA testing and escalate appropriately to relevant stakeholders for training
* actively lead team members providing feedback, coaching and development guidance
* contribute to ad-hoc KYC/AML-related projects as needed
* participate in project work related to ongoing regulatory/exam issue management
* develop and maintain strong relationships with stakeholders within the Business AML organization, and with partner teams such as Operations, Compliance and Legal
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Your expertise
* experience managing quality assurance at a financial institution, preferably for a wealth management business
* excellent written and verbal communication skills, and ability to tailor style to intended audience; strong attention to detail
* proven success in managing large teams; including achievement of deliverables as well as coaching and development guidance
* ability to execute in a fast-paced environment while balancing multiple priorities
* expertise in AML/KYC and Customer Due Diligence requirements
* capacity to think critically, identify and assess complex problems, and define solutions with limited guidance
About us
UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.

#J-18808-Ljbffr

Team Lead

2 weeks ago

Louis Vuitton New York, United States

POSTE · Louis Vuitton Fifth Avenue Maison is seeking an innovative leadership who is committed to driving excellence in the Client and Team experience. · As a **Team Lead** you will be an ambassador of the Brand and will assist the Store Manager and Team Managers in mentoring and ...
Servicenow Team Lead

3 weeks ago

NYC Health + Hospitals New York, United States

**About NYC Health + Hospitals**: · MetroPlus**Health** provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products, including, but not limited to, New York State Medicaid Managed C ...
Production Team Lead

1 week ago

Magna International Inc. Holland, United States

**About us**: · We see a future where everyone can live and move without limitations. That's why we are developing technologies, systems and concepts that make vehicles safer and cleaner, while serving our communities, the planet and, above all, people. · Forward. For all. · **Gr ...
Technical Team Lead

1 week ago

94TECH New York, United States

This company operates as a consumer insights firm powered by AI, unraveling the data behind trends. Our compact yet agile team tracks and forecasts millions micro-trends, alerting clients proactively before they surge. · We seek a Lead Backend Engineer who can spearhead backend i ...
Foh Team Lead

2 weeks ago

Puttery New York, United States

Company Overview: · **_ About _**_Puttery_** · Welcome to Puttery, where we've redefined the classic game of putting with a modern twist. Our one-of-a-kind course features unique challenges and surprises at every turn, making each round exciting and engaging. But we're more than ...
Logistics Team Lead

2 weeks ago

HQ Pack California Newark, United States

**SUMMARY**:Responsible for leading the activities of the Logistics department under the supervision of the Production Supervisor. Duties include but are not limited to: responsibility for movement of products into/within the facility, picking and loading of product shipping out ...
Team Lead Brand Ambassador

3 weeks ago

OPPIZI Hoboken, United States

**We are seeking a Team Lead Brand Ambassador to join our team in Hoboken, NJ.** · **ABOUT OPPIZI** · **ABOUT THE ROLE** · **The Team Lead Brand Ambassador Role includes**: · - **Flyer Distribution**:The Team Lead will be responsible for distributing their full set of flyers as w ...
Warehouse Team Lead

1 week ago

Chinchor Electric, Inc. Orange City, United States

Chinchor Electric, Inc is seeking an experienced **Warehouse Team Lead** in our Orange City location · **Education and Benefit Details**: · - Medical · - Dental · - Vision · - Life Insurance · - 401K · - 401K Percentage Matching · - Christmas Bonus · - Paid Time Off · - Employee ...
Receiving Team Lead

4 days ago

OMT-Veyhl USA Corporation Holland, United States

*** · Coordination of raw materials and purchase parts receipts so products are received inspected and located in system within 24 hours from physical delivery. Oversee Receiving Team in day-to-day duties and responsibilities. · **ESSENTIAL DUTIES AND RESPONSIBILITIES** include t ...
Operations Team Lead

3 days ago

GEODIS York, United States

**OPERATIONS TEAM LEAD** · Shift Information: Wed 12:30-6pm Thurs-Sat 6am-6pm · Find your future at **GEODIS**. This is not your old-time warehouse job. Work in modern facilities with cutting-edge technology, helping us move products for some of the world's most influential brand ...
Team Lead, Risk

4 days ago

BetMGM LLC Jersey City, United States

**Team Lead, Risk & Fraud** · - Jersey City, NJ_ · **About Us** · We are BetMGM. We are revolutionizing sports betting and online gaming in the United States. We are a partnership between two powerhouse organizations—MGM Resorts International and Entain Group. You know our name t ...
Technical Services Team Lead

5 days ago

Tektree Hoboken, United States

**About The Job**: · - The Client leads the industry in installing large automated parking systems and providing lifts and elevators for commercial and industrial projects. · - Committed to delivering top-tier services and prioritizing client safety and satisfaction, the Client i ...
Us Benefits Team Lead

2 weeks ago

GE Vernova Human Resources New York, United States

**Job Description Summary**: · **Role Summary/Purpose** · The H&W Delivery Operations Team Leader will have responsibility to lead a team providing program administration for GE Vernova US based benefits in the areas of life insurance, business traveler insurance, employee volunt ...
Talent Acquisition Team Lead

1 week ago

C&W Services New York, United States

**Job Title** · Talent Acquisition Team Lead · **Job Description Summary** · **Responsibilities**: · - This person will oversee a team of recruiters and will be responsible for supporting the TA Manager in leading the team. · - Tasks include but are not limited to holding weekly ...
Customer Care Team Lead

1 week ago

260 Sample Sale New York, United States

**Position Overview** · As the Customer Care Team Lead, you will play a crucial role in ensuring the highest level of customer satisfaction by leading and guiding a team of customer service representatives. Your primary responsibility will be to supervise daily operations, provid ...
Fast Casual Team Lead

2 weeks ago

ONE Hospitality York, United States

Presto Fast Italian is hiring Shift Leaders are needed full-time (35 to 40 hours per week) and part-time (up to 25 hours per week) in our York and Lancaster County locations. · Are you ready to motivate and inspire a team? Do you like flexibility in your schedule? Have you though ...
Machine Learning Team Lead

2 weeks ago

Bloomberg New York, United States

Bloomberg is a global leader in business and financial information, delivering trusted data, news, and insights that bring transparency, efficiency, and fairness to markets. The Bloomberg Terminal connects influential communities across the global financial ecosystem via reliable ...
Team Lead, Entitlement Advocate

3 weeks ago

HealthFirst New York, United States

Travel within NYC, Westchester, and Nassau counties. · Track the Enrollment/Medicaid Application outcomes, to meet department enrollment conversion goals. Address patterns of appointments outcomes: Not interested, re-scheduled or cancelled prospects/members. · Coordinate a synchr ...
Building Maintenance Team Lead

1 week ago

Amalgamated Bank of NY New York, United States

**Purpose of Position**: · Provide maintenance and handyman services for all Bank locations. · **Essential Job Functions**: · - Make repairs involving carpentry, plumbing and electrical skills · - Set up offices and conference rooms as necessary · - Respond to emergency maintenan ...
Relationship Associate Team Lead

1 week ago

Citi New York, United States

The Sales Support Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve ...