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Licensing and Registration Compliance Officer - New Jersey, United States - UBS
Description
Job Reference #292779BRCityNew YorkJob TypeFull Time Your roleResponsible for the day-to-day processing of information in relation to US regulatory requirements regarding Licensing and Registrations matters for recruits, employees and contractors including applications and licensing with various regulators, updating licenses, writing and requesting waivers for licenses from regulators, terminations, Insurance applications and licensing, state registrations, regulatory notifications, reporting and providing supporting documentation for responses to regulatory inquiries.
Your teamThe Licensing Registration & Regulatory Reporting Team is part of the Regulatory Management team within the Compliance and Operational Risk Control (C&ORC).
You'll be joining our LR&RR Team based in Pune. We provide advice, solutions, and execution with regards to licensing & registration requirements as per regulator requirement in Americas.The function has a cross-divisional remit covering the activities of the Investment Bank, Global Wealth Management, Global Asset Management and Group Functions Businesses.
Your experience and skillsYour expertiseYou Should Have –Experience in:
Finance, Accounting, Law, Business Administration, Risk Management or related disciplines
We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Salary informationCA, CO, WA and NY based roles:
The salary range for this role is $150,000 to $190,000 based on experience, education, and skill level. This role may be eligible for discretionary incentive compensation.
For benefits information:
usAt UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.
We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.
Together we're more than ourselves.Ready to be part of #teamUBS and make an impact?Contact DetailsUBS Business Solutions SAUBS RecruitingDisclaimer / Policy StatementsUBS is an Equal Opportunity Employer.
We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Country / State:
United States - New Jersey, United States - New York
Function Category:
Compliance Business Divisions:
Group Functions
