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    Compliance Associate - Stamford, United States - Partnership Employment

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    Description

    Asset Manager is looking to hire a Compliance Associate to join their growing team.

    • Candidate will be assisting with the overall compliance program under the supervision of the CCO.
    • Conduct Compliance Monitoring and Testing.
    • Experience with Form ADV & Form PF
    • Review and update Compliance Policies and Procedures.
    • Provide Compliance support to the CCO and staff.
    • Provide training on best practices.
    • Handle day -to- day activities as needed.
    • Candidate must have experience with Investment Advisers Act of 1940s.


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