Compliance Associate - Greenwich, United States - Pelham Berkeley Search

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They'r ...

Compliance Associate

1 week ago

· High End Mid-Sized Fund seeks Compliance Associate with 1-3 years of experience. · We are looking for an energetic, organized, detail-oriented individual who is highly motivated and enthusiastic joining a small tight knit Compliance team where you will help to manage the daily ...

Compliance Associate

3 weeks ago

Compliance Associate · Responsibilities · Conduct compliance reviews in order to assess and review compliance with legal, regulatory and internal firm policy requirements and work with the business and other stakeholders to design appropriate remedial actions to mitigate identi ...

Compliance Associate

1 week ago

**About Masterworks**: · Masterworks is a fintech platform that allows anyone to invest in SEC-qualified shares of multi-million dollar paintings by names like Banksy, Basquiat, and Picasso. In just three short years, we have introduced over 575,000 individuals to the $1.7 trilli ...

Compliance Associate

3 weeks ago

About INTERACTIVE BROKERS · This is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride oursel ...

Compliance Associate

2 weeks ago

Job Description · Job Description · About INTERACTIVE BROKERS · This is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handh ...

Compliance Associate

2 weeks ago

About INTERACTIVE BROKERS · This is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the · forefront of trading innovation · , starting with the invention of the first floor-based handheld computer in 1983. We prid ...

Compliance Associate

5 days ago

The Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community. · **Essential Duties and Responsibilities** include the following. Other duties may be assigned. · - P ...

Compliance Associate

4 days ago

Compliance Associate - OTC Surveillance · The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or ...

Compliance Associate

4 days ago

**ABOUT THE ROLE** · YieldStreet is looking for a Compliance Associate to work with and report to the Chief Compliance Officer. In this role you will assist with the oversight of an SEC registered investment adviser, with a related FINRA Broker-Dealer. You will also have an oppor ...

Compliance Associate

3 weeks ago

Job Description · Job DescriptionAbout INTERACTIVE BROKERS · This is a hybrid role (three days in the office/two days remote). · Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld c ...

Compliance Associate

1 week ago

**About the Firm**:R.F. Wilkins Consultants is a New York Based Business Development and Management Consulting Firm. Whether our clients lead a government agency, a non · - profit, or a for profit business, we partner with their team to drive results. Our hands-on team of project ...

Compliance Associate

1 week ago

Note: this is a hybrid position with a minimum of two days in the office. · Headquartered in New York with additional offices in Israel and Germany, the Claims Conference is a global, non-profit organization committed to providing a small measure of justice to Holocaust Survivors ...

Research & Compliance Associate

1 week ago

**Research & Compliance Associate**: · - Apply**Research & Compliance Associate**: · - Agency: BOARD OF CORRECTION · - Posted on: 05/22/2024- Job type: Full-time · Location · NYC-ALL BOROS · - Title Classification: No exam required · Department · Board Staff · - Salary range: $82 ...

Programs Compliance Associate

1 week ago

**PROGRAMS COMPLIANCE ASSOCIATE** · **ABOUT HOMES FOR THE HOMELESS, INC.** · - Homes for the Homeless, Inc. (HFH) is a non-profit social services organization operating family shelters throughout NYC that serve as a hub of opportunity for families both residing in shelter as well ...

Training and Compliance Associate

2 weeks ago

Linde Gas & Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monitoring, and assessment of plant production operations and related issues (i.e., r ...

Data Compliance Associate

3 weeks ago

**_If working for an organization that supports the land and people of Israel excites you, then join us and you needn't wait another minute to change the world_** · **Position Overview**: · Jewish National Fund-USA is hiring a Data Compliance Associate to manage and enhance their ...

Regulatory Compliance Associate

2 weeks ago

**Responsibilities**: · - Maintain, develop, and implement compliance programs, policies, and practices. · - Work closely with third party testing companies. · - Identify new regulatory compliance issues that require follow-up and implementation. · - Disseminate written policies ...