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    Compliance Associate - Stamford, United States - jcw llc

    Default job background
    Accounting / Finance
    Description

    About the Job

    JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel.

    Key Responsibilities

    • Reviewing and implementing new Compliance policies and procedures for the firm.
    • Assist with Trade Compliance monitoring.
    • Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA.
    • Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests.

    Minimum Requirements

    • At least 2 years of compliance experience with a Registered Investment Advisor or Hedge Fund.
    • Bachelors degree required.
    • General knowledge of the US Regulatory landscape including SEC/CFTC rules and regulations.

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