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    Senior Compliance Officer - Kansas City, United States - Larson Maddox

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    Full time
    Description

    A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee and manage the firm's compliance functions. The ideal candidate will be well-versed in Risk Assessments, Compliance testing, and have strong leadership experience.

    Responsibilities:

    • Assist with evaluating, maintaining, and managing the compliance program
    • Evaluate and manage risk assessment methodology, annual assessment, and control-risk matrix
    • Work with departments to modify and implement companies policies and procedures
    • Monitor and ensure compliance with applicable banking laws, regulations and guidelines and stay up to date with changing regulations
    • Establish monitoring processes or tools to asses compliance with internal policies and external regulations
    • Serve as a resource and review marketing materials for compliance officers in RIA firms
    • Lead ongoing compliance trainings to educate employees
    • Maintain compliance with BSA/AML/OFAC-related laws and regulations
    • Develop, implement, and monitor a strategic information security program

    Qualifications:

    • Bachelor's degree
    • 5+ years of compliance experience within a trust and custody bank setting
    • Certified Fiduciary and Investment Risk Specialist (CFIRS) or Certified Regulatory Compliance Manager (CRCM)

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