- Assist with evaluating, maintaining, and managing the compliance program
- Evaluate and manage risk assessment methodology, annual assessment, and control-risk matrix
- Work with departments to modify and implement companies policies and procedures
- Monitor and ensure compliance with applicable banking laws, regulations and guidelines and stay up to date with changing regulations
- Establish monitoring processes or tools to asses compliance with internal policies and external regulations
- Serve as a resource and review marketing materials for compliance officers in RIA firms
- Lead ongoing compliance trainings to educate employees
- Maintain compliance with BSA/AML/OFAC-related laws and regulations
- Develop, implement, and monitor a strategic information security program
- Bachelor's degree
- 5+ years of compliance experience within a trust and custody bank setting
- Certified Fiduciary and Investment Risk Specialist (CFIRS) or Certified Regulatory Compliance Manager (CRCM)
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Compliance Officers
1 week ago
Center for Developmentally Disabled Kansas City, MO, United StatesWe are seeking a Compliance Specialist to join our team. CDD is a non-profit community-based organization that supports individuals with developmental disABILITIES in their own homes throughout the Kansas City Metropolitan area. Comprehensive medical, dental, and vision insurance ...
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Sr. Compliance Officer
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National Advisors Trust Company Kansas City, United StatesAre you looking to make a significant impact in the financial services industry? · If so, then a leadership role in estate planning and trust services could be right for you. At their core, we believe trusts are about families and the selfless pursuit of acting today to protect ...
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Chief Compliance Officer
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Operations Compliance Officer
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7th Street Casino Kansas City, United StatesJob Description · Job DescriptionSummary: This position will be responsible for all testing and accurate record keeping of all Gaming Machines. · Essential Duties and Responsibilities: · Set up and maintain electronic games filing systems · Accurately maintain schedules and cale ...
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Deputy Chief Compliance Officer
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Larson Maddox Kansas City, United StatesOur client, a growing Investment firm, is seeking a highly qualified and experienced Deputy Chief Compliance Officer to join their compliance team. The ideal candidate has an established background with SEC, compliance programs, and the Investment Advisors Act of 1940. · Responsi ...
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Chief Compliance Officer
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Kansas City Board of Public Utilities Kansas City, United StatesJob Description · Job DescriptionGroupBox1 · For more than 100 years, the Kansas City Board of Public Utilities (BPU) has provided safe, dependable water and electric services across Wyandotte County. As a non-profit public utility, we are fully committed to serving our customers ...
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Fair Banking Compliance Officer
1 day ago
Sunflower Bank, N.A. Kansas City, United StatesSunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Fair Banking Compliance Officer in Kansas City, MO. · MUST HAVE- 3-5 years of analytical experience in fair lending ideally with a few years of underwriting or origi ...
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Expert in document management
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Infinity Systems Roeland Park, United StatesYour tasks · As an expert in document management (m/w/d) in the renewable energy industry, you will be responsible for the efficient management and organization of document management in large projects. Your tasks include: · Development and implementation of effective document ma ...
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Customer Advocate
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Community Choice Financial Family of Brands Mission Hills, United StatesOverview: · As a Customer Service Representative, you will play an essential part in ensuring that our loyal and new customers receive the best service possible while accessing the financial products they need. You will serve as an extension of the brand by exuding our shared val ...
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Contract Management Referent
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Apex Ventures Fairway, KS, United States FreelanceJob Description for Fairway, KS (Reference Number: 20634) · Your Responsibilities · - You review the documents submitted by the operators for compliance with deadlines, initiate the reminder process and prepare decision templates for imposing contractual penalties if necessary (d ...
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Retail Private Banker Ii
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Peapack-Gladstone Bank Gladstone, United States**Description**: · **Position Overview** · Manages and drives all aspects of sales development, operations and customer service activities within the branch. Delivers financial service products to current and potential customers while meeting established sales and deposit goals a ...
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Store Manager
2 days ago
Gemberry Township of Jackson, United StatesOverview: · **Duties**: · - Manage daily store operations, including shipping, inventory control, and customer service · - Develop and implement strategies to maximize sales and profitability · - Ensure compliance with company policies and procedures · - Handle customer inquiries ...
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Information Security Officer
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Titan Industries Merriam, United StatesAs one of the most successful and innovative personnel service companies in Germany, we are currently looking for an Information Security Officer (m/f/d) for our renowned client in Magdeburg for direct placement in full-time. Your responsibilities: - Professional leadership of th ...
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Operating Room Nurse or OTA
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Orion Innovations Merriam, KS, United States Freelance**We are looking for you as** · **Operating Room Assistant (m/f/d)** · **or** · **Operating Room Nurse/OTA (m/f/d) or GuK with extensive experience in the OR** · **"Best employer" is not just our slogan, but our daily motivation.** · **We are looking for motivated, dedicated, and ...
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SilverLinx Pleasant Valley, MO, United States Freelance**WORK LOCATION**: Pleasant Valley, MO (hybrid) · **DIRECT REPORT**: Head of Accounting · **FULL-TIME** · **_WHAT YOU WILL DO_** · - Research and understand tax laws · - Identify tax risks and develop tax strategies · - Monitor legislative and regulatory tax developments · - Mana ...
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Admin. Assistant Montessori School
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Purchasing Coordinator
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Manager Cafeteria
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Electronics Engineer
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Project Manager
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Senior Compliance Officer - Kansas City, United States - Larson Maddox
Description
A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee and manage the firm's compliance functions. The ideal candidate will be well-versed in Risk Assessments, Compliance testing, and have strong leadership experience.
Responsibilities:
Qualifications: