-
Compliance Associate
13 hours ago
University of Chicago Chicago, United StatesDepartment · UL Crime Ed Lab Data Partnerships · About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system - all of which disproportionately impac ...
-
Compliance Associate
2 days ago
Chicago Financial Search, Inc. Chicago, United StatesCompliance Associate · Chicago - Onsite · This role is onsite and requires a candidate local to the Chicagoland area. · About The Role: · We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You are ...
-
Associate, Compliance
1 day ago
Slate Asset Management Chicago, United StatesAssociate, Compliance · Slate Asset Management · Chicago, Illinois, United States · About Slate Asset Management · Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a valu ...
-
Compliance Associate
4 days ago
Larson Maddox Chicago, United StatesCome join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Comp ...
-
Compliance Associate
6 days ago
Rothschild Investment Corporation Chicago, United StatesWe'll be hiring a compliance/operations associate. Responsible for tasks involving Broker Dealer and Registered Investment Advisor regulatory compliance. · The ideal person will be detail-oriented, while also having a strong desire to take charge and build out our internal compli ...
-
Associate, Compliance
1 day ago
Slate Asset Management Chicago, United StatesAssociate, Compliance · Slate Asset Management · Chicago, Illinois, United States · About Slate Asset Management · Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a ...
-
Compliance Associate
1 day ago
Chicago Financial Search Chicago, United StatesCompliance Associate · Chicago - Onsite · This role is onsite and requires a candidate local to the Chicagoland area. · About The Role: · We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You ...
-
Associate, Compliance
1 day ago
Slate Asset Management Inc. Chicago, United StatesSlate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a value-oriented manager and a significant sponsor of all of its private and publicly traded investment vehicles, which ar ...
-
Compliance Associate
4 days ago
Rothschild Investment Corporation Chicago, United StatesWe'll be hiring a compliance/operations associate. Responsible for tasks involving Broker Dealer and Registered Investment Advisor regulatory compliance. · The ideal person will be detail-oriented, while also having a strong desire to take charge and build out our internal compl ...
-
Compliance Associate
2 hours ago
Larson Maddox Chicago, United StatesCome join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Comp ...
-
Compliance Associate
1 day ago
The University of Chicago Chicago, United StatesDepartment · UL Crime Ed Lab Data Partnerships About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system all of which disproportionately impact p ...
-
Compliance Associate
1 day ago
Cerity Partners Chicago, United StatesJob Details · Level · Experienced · Job Location · Chicago Office - Chicago, IL · Position Type · Full Time · Education Level · 4 Year Degree · Job Category · Finance · A Compliance Associate's primary role is to assist the Chief Compliance Officer and team with the day ...
-
Compliance Associate
13 hours ago
GCM Grosvenor Inc Chicago, United StatesSUMMARY · As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · As an onsite/hybrid employee, you are expected to be in the office on Tuesdays and Wednesdays as well as a third ...
-
Compliance Associate
2 days ago
GCM Grosvenor Chicago, United StatesSUMMARYAs a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · As an onsite/hybrid employee, you are expected to be in the office on Tuesdays and Wednesdays as well as a third da ...
-
Compliance Associate
5 days ago
GCM Grosvenor Chicago, IL, United StatesSUMMARY As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. · As an onsite/hybrid employee, you are expected to be in the office on Tuesdays and Wednesdays as well as a third ...
-
Associate Director, Compliance
6 days ago
Waystone Governance Ltd. Chicago, United StatesAll Waystone employees are expected to demonstrate our core competencies as outlined below. The role of Associate Director has unique requirements and duties; however, these responsibilities are to be executed within the organization's framework of core values. Waystone expects a ...
-
Senior Compliance Associate
15 hours ago
EPM Scientific Chicago, United StatesWe have a current opportunity for a Senior Compliance Associate on a permanent basis. The position will be based in Chicago. For further information about this position please apply. · The Senior Compliance Associate plays a pivotal role in administering the Compliance Program fo ...
-
Associate Compliance Counsel
5 days ago
State of Illinois Chicago, IL, United StatesBureau; Christian; Ford; Rock Island; Union; Please attach a DETAILED Resume/Curriculum Vitae (CV) to the MY DOCUMENTS section of your application. You WILL NOT be considered for the position if you attach a CMS100, CMS100b or any other document that is not a Resume or CV. · Leg ...
-
Credit Compliance Associate
4 days ago
Monroe Capital Corporation Chicago, United StatesMonroe Capital is seeing a Credit Compliance Associate to join our team. · Requirements · Primary Job Responsibilities: · Assist credit team with creation and proper maintenance of consistent credit files · Assist underwriters with the administrative functions of the new deal ...
-
Associate Director, IT Compliance
2 weeks ago
AbbVie North Chicago, United States Full time· Company Description · AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of tomorrow. We strive to have a remarkable impact on people's lives across several key therapeutic ar ...
Senior Compliance Associate - Chicago, United States - Monroe Capital Corporation
Description
About the Company:
Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing. Since 2004, the firm has provided private credit solutions to borrowers in the U.S. and Canada.
Monroe's middle market lending platform provides senior and junior debt financing to businesses, special situation borrowers, and private equity sponsors.
Investment types include unitranche financings; cash flow, asset based and enterprise value based loans; and equity co-investments.Monroe is committed to being a value-added and user-friendly partner to business owners, senior management, and private equity and independent sponsors.
Job Summary:
Monroe Capital is seeking an energetic person with strong written and oral communication skills, data computation skills, strong interpersonal skills and analytic ability to join Monroe Capital as we continue to grow and expand our business.
Primary Job Responsibilities:
Support front, middle and back office personnel on a wide variety of regulatory and contractual compliance issues primarily in compliance with the Investment Advisers Act of 1940
Maintain policies and procedures in accordance with the Investment Advisers Act of 1940 and other applicable regulations
Maintain a compliance monitoring program (including personal trading, email review, expert networks)
Assist with completing applicable regulatory filings
Assist with reviewing marketing materials
Disclaimer
The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification.
They are not to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.
All personnel may be required to perform duties outside of their normal responsibilities from time to time, as needed.Requirements
Bachelor's Degree
4+ years of relevant experience
Preferred Skills/Experience:
Well-organized self-starter with high energy, creativity and thoughtfulness
Excellent interpersonal, verbal and written communication skills
Strong analytical skills
Ability to manage multiple tasks, projects and deadlines well
Strong desire to succeed and be entrepreneurial
Ability to work within a team
#J-18808-Ljbffr