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    Associate, Compliance - Chicago, United States - Slate Asset Management

    Slate Asset Management
    Slate Asset Management Chicago, United States

    1 week ago

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    Description

    Associate, Compliance

    Slate Asset Management

    Chicago, Illinois, United States

    About Slate Asset Management

    Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a value-oriented manager and a significant sponsor of all of its private and publicly traded investment vehicles, which are tailored to the unique goals and objectives of its investors. The firm's careful and selective investment approach creates long-term value with an emphasis on capital preservation and outsized returns. Slate is supported by exceptional people, flexible capital and a demonstrated ability to originate and execute on a wide range of compelling investment opportunities.

    We operate in a collaborative and close-knit work environment that provides opportunities for growth, autonomy and career progression. We value an entrepreneurial mindset, dedication and teamwork.

    Visit to learn more.

    The Position

    Slate is seeking an outgoing and motivated individual to collaborate on, execute and champion the firms compliance program as an Associate based in its Chicago office. This individual will report to, and work closely with, the firms Head of Compliance and Governance in providing critical support to the business.

    The Associate will have a meaningful role in the mission of the business, direct mentorship and exposure to individuals across all business groups and offices.

    Beyond analytical capabilities, Slate is looking for individuals who demonstrate an ability to work well in a dynamic, creative and entrepreneurial environment and are looking to grow and add value to the firm over the long term.

    Responsibilities

    The selected candidate will participate in the ongoing development and implementation of Slates global-reaching compliance program. They will develop subject matter expertise in certain areas and have a mix of core responsibilities and projects that leverage a diverse skill set. The selected candidate will be responsible for the following activities, among others, as assigned by the Head of Compliance and Governance:

    • Coordinate compliance aspects of employee onboarding;
    • Oversee the personal trading program;
    • Manage the compliance system for personal trading, preclearance and attestations;
    • Participate training employees on compliance program requirements;
    • Participate in executing the testing and monitoring program;
    • Assist with implementing changes with respect to regulatory developments;
    • Manage the compliance calendar;
    • Assist with and lead various projects;
    • Coordinate certifications and AML reliance letters for business partners; and
    • Coordinate compliance-related responses to investor requests (RFPs & RFIs).

    Qualifications and Experience

    • Relationship builder;
    • Able to collaborate effectively with others and seek a diversity of viewpoints;
    • Professional yet personable demeanor;
    • Excellent judgement;
    • Technologically fluent;
    • Ability to manage core responsibilities independently;
    • Insatiable curiosity to learn and drive to figure things out;
    • Desire to contribute to the growth of the firm;
    • Results driven and deadline sensitive;
    • Focused on continual improvement;
    • Thrives in a dynamic environment and is comfortable managing competing priorities;
    • Minimum 3 years of compliance experience with an investment adviser firm preferred;
    • University degree.

    Application Process & Timeline

    Please submit your application via LinkedIn. Please note applications and communication will only be processed through LinkedIn. All candidates who are selected for preliminary interviews will be contacted regarding next steps.

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