Compliance Associate - Chicago, United States - Larson Maddox

Compliance Associate

1 week ago

**Company Profile**: · Nanhua USA LLC ("Nanhua USA") is and member of the National Futures Association and registered as futures commission merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC). Nanhua USA Futures LLC is a rapidly growing FCM located in Chicago ...

Associate - Compliance (Hybrid)

3 days ago

**Company Description** · IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, reg ...

Associate, Environmental Compliance and Strategy

1 week ago

Invenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner ...

Associate Internal Auditor, Sox Compliance

1 day ago

The Gogo Business Aviation Associate Internal Auditor, SOX Compliance, will be responsible for executing critical projects across essential functions and processes related to Sarbanes Oxley Compliance, Business Process Reviews, Internal Controls Training and Awareness, Risk Asses ...

Compliance Associate

1 week ago

Compliance Associate · Chicago - Onsite · This role is onsite and requires a candidate local to the Chicagoland area. · About The Role: · We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You are ...

Compliance Associate

1 week ago

Department · UL Crime Ed Lab Data Partnerships · About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system - all of which disproportionately impac ...

Associate, Compliance

1 week ago

Associate, Compliance · Slate Asset Management · Chicago, Illinois, United States · About Slate Asset Management · Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a valu ...

Compliance Associate

1 week ago

Compliance Associate · Chicago - Onsite · This role is onsite and requires a candidate local to the Chicagoland area. · About The Role: · We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You ar ...

Compliance Associate

1 week ago

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Comp ...

Compliance Associate

2 weeks ago

We'll be hiring a compliance/operations associate. Responsible for tasks involving Broker Dealer and Registered Investment Advisor regulatory compliance. · The ideal person will be detail-oriented, while also having a strong desire to take charge and build out our internal compli ...

Compliance Associate

1 week ago

Department · UL Crime Ed Lab Data Partnerships About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system all of which disproportionately impact p ...

Associate, Compliance

1 week ago

Associate, Compliance · Slate Asset Management · Chicago, Illinois, United States · About Slate Asset Management · Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a ...

Compliance Associate

1 week ago

Compliance Associate · Chicago - Onsite · This role is onsite and requires a candidate local to the Chicagoland area. · About The Role: · We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You ...

Associate, Compliance

1 week ago

Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a value-oriented manager and a significant sponsor of all of its private and publicly traded investment vehicles, which ar ...

Compliance Associate

1 week ago

We'll be hiring a compliance/operations associate. Responsible for tasks involving Broker Dealer and Registered Investment Advisor regulatory compliance. · The ideal person will be detail-oriented, while also having a strong desire to take charge and build out our internal compl ...

Compliance Associate

5 days ago

Department · UL Crime Ed Lab Data Partnerships · About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system - all of which disproportionately i ...

Compliance Associate

5 days ago

Summary: · The Compliance Associate is responsible for a variety of tasks in support of the Compliance Department's general operations. This position oversees employee affirmations and questionnaires, FINRA registrations, as well as a variety of ad-hoc assignments and projects. ...

Associate, Compliance

1 day ago

Slate Asset Management is a leading real estate focused alternative investment platform with approximately US$10 billion in assets under management. Slate is a value-oriented manager and a significant sponsor of all of its private and publicly traded investment vehicles, which ar ...

Compliance Associate

1 week ago

Job Details · Level · Experienced · Job Location · Chicago Office - Chicago, IL · Position Type · Full Time · Education Level · 4 Year Degree · Job Category · Finance · A Compliance Associate's primary role is to assist the Chief Compliance Officer and team with the day ...

Compliance Associate

2 days ago

Department · UL Crime Ed Lab Data Partnerships · About the Department · Who We Are · In cities across the country, people face high rates of gun violence, under-resourced schools, and social harms associated with the criminal justice system – all of which disproportionately im ...