Financial Services Compliance - New York, United States - Direct Counsel

Risk and Compliance Specialist, AWS Financial Services

2 weeks ago

BASIC QUALIFICATIONS · - 5+ years of developing, negotiating and executing business agreements experience · - 5+ years of professional or military experience · - Bachelor's degree · - Experience developing strategies that influence leadership decisions at the organizational level ...

Chief Auditor Banking, International, NAM, Markets and Services Compliance

1 week ago

**_Excited to grow your career?_** · We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position, you see is right for you, we encourage you to ...

Fleet Admin

4 days ago

**Description**: · The **Fleet Admin** plays a pivotal role in overseeing fleet maintenance and ensuring compliance with DOT regulations. This position requires auditing pre/post-trip effectiveness, managing hours of service (HOS) compliance, and maintaining a strong partnership ...

Head of Risk Assessment, Monitoring and Testing

6 days ago

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

Dot Compliance Agent

1 week ago

**About the company**: At Royal Service Pro, our mission is to provide unparalleled Insurance and DMV services tailored to meet the unique needs of each client. With a deep commitment to excellence and customer satisfaction, we specialize in offering comprehensive insurance solut ...

Lead HR Compliance Specialist

1 week ago

**Now Brewing - Lead HR Compliance Specialist -#tobeapartner** · **From the beginning, Starbucks set out to be a different kind of company**. One that not only celebrated coffee and its rich tradition but also brought a feeling of connection. We are known for developing and suppo ...

Compliance Officer

3 days ago

**Compliance Officer**: · - Apply**Compliance Officer**: · - Agency: OFFICE OF THE COMPTROLLER · - Posted on: 05/15/2024- Job type: Full-time · Location · MANHATTAN · - Title Classification: No exam required · Department · Asset Management · - Salary range: $125, $140, The Office ...

Compliance Specialist

4 days ago

**Why Join ADAPT?** · It's more than a job; it's a calling. It's where passion meets purpose. ADAPT Community Network, formerly United Cerebral Palsy (UCP) of NYC provides a multitude of services to people with developmental disabilities. At ADAPT, we are 3,000 strong, and it tak ...

Billing Compliance Auditor

1 day ago

Make a bigger difference · At The Jewish Board, we don't just make a difference - we make a bigger difference as we serve 45,000 New Yorkers every year. Join our dedicated team that's been helping communities across New York City for almost 150 years and see just how big of a dif ...

Cdo Analyst

1 week ago

**About Credit** · Fortress's Credit business was launched in 2002. Today, the Fortress Credit team consists of over 525 professionals and is focused on investing globally, primarily in undervalued assets and distressed and illiquid credit investments. The investment team has a l ...

Regulatory Change Compliance Officer

4 hours ago

**Responsibilities**: · Responsibilities include, but are not limited to: · - Monitoring, reviewing, tracking, and disseminating changes to applicable laws, rules, and regulations to determine applicability and impact to SG's U.S. business operations · - Communicating regulatory ...

Quality Improvement Specialist, Clinical

1 day ago

Overview · Leads interdepartmental quality improvement activities such as development and engagement, clinical review, clinical risk management, and patient satisfaction. Serves as a resource to quality improvement committees and work groups. Analyzes outcome reports. Implements, ...

Trust Compliance and Risk Officer

1 week ago

Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations ...

Wealth Management Compliance Specialist

1 week ago

**The Company** · EF Hutton is a fast-paced, high-growth, global investment bank founded by experienced investment professionals that have collectively financed over $250 billion for public and private companies alike. EF Hutton offers strategic advice and financing solutions to ...

Bsa/aml Operations Manager

1 week ago

As an AML and Sanctions Operations Manager, you will play a critical role in ensuring compliance with anti-money laundering (AML) regulations and sanctions requirements. You'll lead a team responsible for various AML and sanctions-related activities within the organization. You w ...

Market Risk Strategic Initiatives Specialist

4 days ago

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...

Specialist

1 week ago

**Mission Statement** · - Consolidated Edison Company of New York, Inc. (Con Edison), Orange & Rockland Utilities (O&R), and Consolidated Edison Transmission (CET) employees are required to follow health, safety, and environmental policies, EEO, Standards of Business Conduct, and ...

Manager-compliance, Small Business Lending

4 days ago

**You Lead the Way. We've Got Your Back.** · With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ...

Business Partner

1 day ago

**About NYC Health + Hospitals**: · **Empower Every New Yorker — Without Exception — to Live the Healthiest Life Possible** · NYC Health + Hospitals is the largest public health care system in the United States. We provide essential outpatient, inpatient and home-based services t ...

Head of Financial Crimes Modelling Analytics

5 days ago

Head of Financial Crimes Modelling & Analytics · The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, and coordinating regulatory examinations and relations. The Financial Crime Comp ...