- Extensive knowledge of the consumer banking industry as it relates to BSA/AML operations and regulations
- 4+ years of prior transaction surveillance and investigations experience in AML, counter-terrorism, anti-bribery, and/or anti-fraud experience (consumer banking experience is preferred)
- Understanding of the opportunities and challenges in the digital finance sector, particularly as they relate to AML and Fraud investigations
- Experience reviewing and investigating transaction surveillance alerts, including the drafting and filing of Suspicious Activity Reports
- Experience reviewing fraud referrals and conducting fraud investigations is a plus
- Excellent analytical thinking and problem solving skills
- Excellent organizational and project management skills
- Excellent written and verbal communication skills with the ability to summarize findings and present in a clear, concise manner to peers, managers and senior members of FCC management
- Ability to work independently while simultaneously contributing to the team
- Ability to adapt to new changes and challenges in a fast-paced environment
- Ability to prioritize work flows and ensure deadlines are met
- Ability to communicate Compliance requirements for consumption by Engineering and identify opportunities for process improvements in various areas of transaction surveillance operations and practices
- Experience working with large datasets, reporting dashboards (Tableau), and proficiency in Excel (pivots, VLookups), PowerPoint and Alteryx is a plus
-
Compliance Financial Crimes Associate
3 days ago
Guidehouse Richardson, TX, United StatesTravel Required : · This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings within GMS - FS. · Opportunities available for Analysts and Senior Analysts · Guidehouse i ...
-
Senior Compliance Testing Associate
20 hours ago
Capital One Plano, United States Full timePlano , United States of America, Plano, Texas · Senior Compliance Testing Associate · The Corporate Compliance team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, f ...
-
Compliance Associate
2 days ago
The Rockridge Group Dallas, United StatesJob Description · Job DescriptionTitle:Compliance Associate Location:Dallas, TX Company Description:Client X is a top-ranked global, independent fund administrator. Client X provides uniquely client-centric service and is the industry's leader in technology. Headquartered in Ne ...
-
Associate - Compliance (Hybrid)
4 weeks ago
IQ-EQ Dallas, United States Full timeCompany Description · IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulat ...
-
Goldman Sachs Dallas, United StatesGLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management prog ...
-
Goldman Sachs Dallas, United StatesGLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
-
Security Risk and Compliance Associate
3 days ago
Triumph Financial Dallas, United StatesJoin TriumphX · TriumphX provides a concentration of technology and project management resources the members of the Triumph Financial portfolio of brands - TriumphPay, Triumph and TBK Bank - via a shared service model. We're looking for top tech and project management talent to ...
-
Senior Associate, Export Compliance
2 weeks ago
KPMG Dallas, United States**Business Title:** Senior Associate, Export Compliance · **Requisition Number:** · **Function:** Tax Services · **Area of Interest:** · **State:** TX · **City:** Dallas · **Description:** · At KPMG, you can become an integral part of a dynamic team at one of the world's top tax ...
-
Associate Compliance Specialist Internship
4 days ago
Wellfit Technologies Inc. Irving, United States InternshipSHIPWellfit Compliance Specialist Internship: Shaping the Future of Compliance and Risk Management · Job Type: Internship · Pay: $ $25.00 per hour · Expected hours: 28 per week · About the Internship: · Wellfit invites motivated individuals to apply for the Compliance Specialist ...
-
Associate Compliance Specialist Internship
1 week ago
Wellfit Technologies Inc. Irving, United States InternshipSHIPJob Description · Job DescriptionWellfit Compliance Specialist Internship: Shaping the Future of Compliance and Risk Management · Job Type: Internship · Pay: $ $25.00 per hour · Expected hours: 28 per week · About the Internship: · Wellfit invites motivated individuals to apply f ...
-
Maintenance Reliability Manager
3 hours ago
HR Recruiting Services Carrollton, United StatesThe Maintenance Reliability Manager is directly responsible for implementing and developing predictive and preventative maintenance activities that will ensure equipment and process reliability. Facilitate safe, timely, and efficient high-quality production by providing effective ...
-
Nurse Manager, Emergency Dept.
3 days ago
Advanced Diagnostics Healthcare System Dallas, United States**OVERVIEW** · Advanced Diagnostics Healthcare System is an independent, physician-led and patient-centered organization of hospitals, clinics and diagnostic centers in Texas. We are entirely focused on bringing you advanced, comprehensive care and superior patient experience. · ...
-
House Attendant-lobby
3 days ago
Statler, A Curio Collection Dallas, United StatesJob Summary: · Versión en español disponible a pedido. · The House Attendant-Lobby responsibilities include cleaning and maintaining the appearance of the public areas of the hotel. Responsibilities might include (as dictated by hotel vertical): deep cleaning of assigned areas se ...
-
Purchasing Assistant
2 days ago
Metz Culinary Management Dallas, United StatesPosition: Purchasing Assistant · Location: Dallas, Pa · **Salary**: 40-45k · Metz Culinary Management is growing and seeking a Purchasing Assistance. · Job description: · - Operate and maintain prime distributor web-based e-commerce ordering platform for company · - Sends monthly ...
-
Stock/sales Associate/cashier
3 days ago
Ann Taylor Dallas, United States**New Lab Concept Store Flexible schedule and great incentives/discounts **Great Hospitality and having fun selling in an upbeat culture is a must. · Drives revenue by providing clients exceptional services through relationship building, sharing style/product information, and pre ...
-
Corporate Paralegal
3 days ago
PrimeSource Building Products Irving, United States*** · This position will report to the Associate General Counsel, with regular interaction with the Chief Legal Officer and VP-Tax, and serve as critical legal support for PrimeSource. · **ESSENTIAL FUNCTIONS** · - Work closely with the Chief Legal Officer and Associate General C ...
-
Associate Advisor
1 day ago
Marshall Financial Group Hunt Valley, United StatesJob Summary: · This Associate Financial Advisor is responsible for and serves as a point of contact for his/her assigned client relationships, working in a team environment. This position demonstrates a broad base of knowledge across all functions of financial planning, including ...
-
Texas Capital Bancshares, Inc. Richardson, United StatesTexas Capital Bank is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big banks at a scale that makes sense for our clients, with highly experienced bankers who truly invest in people's success - today and tomorr ...
-
Financial Crimes Compliance Analyst
3 days ago
Guidehouse Richardson, United StatesJob Family: · Investigator Travel Required: · Up to 10% Clearance Required: · Ability to Obtain Public Trust This requisition has been posted for the purpose of pipelining building relationships with qualified candidates in order to potentially hire them into future openings w ...
-
Research Associate
5 days ago
University of Texas at Dallas Richardson, United StatesPosting Number S05610P Position Title Research Associate Functional Title Department Texas Medical Device Center Salary Range Depending on Qualification Pay Basis Monthly Position Status Regular full-time Location Richardson Position End Date (if temporary) Posting Open Date 04/3 ...
Compliance, Consumer Financial Crime Compliance, Associate - Richardson, United States - Goldman Sachs
Description
MORE ABOUT THIS JOB:
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second line of defense, Compliance assesses the firms compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, political science, and criminal justice. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Financial Crime Compliance (FCC) has primary responsibility for the execution of the firms enterprise-wide Anti-Money Laundering (AML), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, corruption, and market abuse, or other suspicious activity.
Digital Finance is composed of the firms digitally-led consumer businesses which include the global online consumer deposits business, and the US online consumer lending and credit card businesses. Digital Finance combines the strength and heritage of a 147-year-old financial institution with the agility and entrepreneurial spirit of a tech start-up. This unique dynamic allows us to help our customers achieve financial progress through customizable solutions that are grounded in value, transparency and simplicity.
RESPONSIBILITIES AND QUALIFICATIONS:Job Description
This is an opportunity to join Consumer FCC - supporting the firms digital retail deposits, lending and credit card businesses - and contribute to the goals of the Financial Crime Compliance Investigations team. Responsibilities of the role include the completion of daily case investigations and supporting projects to meet the overall department goals in line with the firms AML program. The role supports various AML & Fraud processes, including but not limited to, transaction activity reviews, suspicious activity, fraud referral, and enhanced due diligence, investigations, fulfillment of information sharing and law enforcement requests, and filing of Suspicious Activity Reports.
The successful candidate will join the Financial Crime Compliance group and assist in conducting case investigations to identify patterns and trends consistent with money laundering, terrorist financing, fraud, and other types of suspicious activity. The role may also require the candidate to perform periodic reviews of customers which pose a heighted risk for money laundering with the objectives of ensuring collection of enhanced due diligence, updating customer KYC information as needed, and assessing the appropriateness of the customers risk profile.
Required Qualifications:
Goldman Sachs is a meritocracy where you will be given all the tools to help you develop. At Goldman Sachs, you will have access to excellent training programs designed to improve multiple facets of your skills portfolio. Our in-house training program, Goldman Sachs University offers a comprehensive series of courses that you will have access to as your career progresses. Goldman Sachs University has an impressive catalogue of courses which span technical, business and leadership skills training. We value internal mobility. The chance to take on new challenges in the firm over time will ensure that you remain stimulated and will help in your continued professional and personal development.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at
Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group, Inc., 2021. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
