- Assist with preparation of accurate and complete FATCA & CRS filings and ensure all filings are filed within the prescribed deadlines
- Liaise with other operations teams within Client X including Fund Accounting and Investor Services
- Resolve issues and take on special projects or tasks as assigned/required under the supervision and guidance of a Manager or Director within the Regulatory Reporting Team
- Assist with the firm's implementation of its FATCA & CRS service offerings, including systems integration with a third-party provider
- Work with other operating and technology teams to incorporate new workflows into the firm's overall technology strategy
- Assist in client communications alerting clients of any updates or changes to regulations
- Ensure that client requests are managed appropriately
- 1-3 years experience out of public accounting
- Strong verbal and written communication skills
- Strong attention to detail and well organized
- Ability to work under pressure and to tight deadlines
- Ability to be flexible and work effectively both within a team structure and independently
- Strong inter-personal skills
- Reliable, dependable and committed
- Take ownership of designated tasks
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Associate, Compliance
2 weeks ago
OakTree Dallas, United States Full timeOaktree is a leader among global investment managers specializing in alternative investments, with $192 billion in assets under management as of March 31, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private eq ...
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Compliance Associate Director
1 week ago
Larson Maddox Dallas, United StatesWe are currently partnered a leading P&C insurance provider dedicated to innovative solutions and exceptional service. · Position Overview: The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and devel ...
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Compliance Associate Director
5 days ago
Larson Maddox Dallas, United StatesWe are currently partnered a leading P&C insurance provider dedicated to innovative solutions and exceptional service. · Position Overview: · The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and d ...
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Compliance Associate Director
1 week ago
Larson Maddox Dallas, United StatesWe are currently partnered a leading P&C insurance provider dedicated to innovative solutions and exceptional service. · Position Overview: The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and deve ...
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Goldman Sachs Dallas, United StatesGLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management prog ...
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Goldman Sachs Dallas, United StatesGLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
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Senior Associate, Corporate Compliance
2 weeks ago
The Options Clearing Corporation Dallas, United StatesWhat You'll Do:This role will report to the Manager, Corporate Compliance, and will assist in the development, facilitation, and execution of the programs that make up OCCs Corporate Compliance environment. This includes, but is not limited to, assi Compliance, Corporate, Associa ...
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Security Risk and Compliance Associate
3 weeks ago
Triumph Financial Dallas, United StatesJoin TriumphX · TriumphX provides a concentration of technology and project management resources the members of the Triumph Financial portfolio of brands - TriumphPay, Triumph and TBK Bank - via a shared service model. We're looking for top tech and project management talent to ...
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Associate - Compliance (Alternative Assets)
1 week ago
IQ-EQ Dallas, United StatesCompany Description · IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regula ...
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Business Compliance Associate Director
1 week ago
DTCC Dallas, United States Full timeAre you ready to make an impact at DTCC? · Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committ ...
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Associate - Compliance (Alternative Assets)
1 week ago
IQ-EQ Dallas, United States Full timeJob Description · Position Summary: Support and assist IQEQ's investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client's compliance program, which meet the requirements of SEC Rules and 38a-1 ...
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Santander Holdings USA Inc Dallas, United States Full timeFair Lending and Originations Compliance DirectorDallas, United States of AmericaThe Originations & Fair Lending Compliance Director is responsible for Compliance Monitoring and Advisory duties within Santander Consumer USA and Santander Bank N.A. The Director will oversee a team ...
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Sr. Associate, Information Risk Management
2 weeks ago
Santander Holdings USA Inc Dallas, United States Full timeSr. Associate, Information Risk ManagementDallas, United States of AmericaThe Information Risk Management Senior Associate (Sr. Associate, Operational Risk) will be part of a dedicated team and execute against IRM strategy and conduct independent risk assessments/review and chall ...
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Human Resources Business Partner
2 weeks ago
SYSCO Dallas, United States Full timeCompany: · US1107 FreshPoint Dallas, Inc.Zip Code: · 75244Minimum Level of Education: · Bachelor's DegreeMinimum Years of Experience: · 7 YearsEmployment Type: · Full TimeTravel Percentage: · COMPENSATION INFORMATION: · The pay range provided is not indicative of Sysco's actual ...
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Nurse Manager, Emergency Dept.
3 weeks ago
Advanced Diagnostics Healthcare System Dallas, United States**OVERVIEW** · Advanced Diagnostics Healthcare System is an independent, physician-led and patient-centered organization of hospitals, clinics and diagnostic centers in Texas. We are entirely focused on bringing you advanced, comprehensive care and superior patient experience. · ...
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Associate, Business Control
1 day ago
Santander Holdings USA Inc Dallas, United States Full timeAssociate, Business Control & Risk Management (IT Process Validation)Dallas, United States of AmericaJob Profile Summary · The Associate, Business Control & Risk Management operates within the First Line of Defense and is accountable to assist the Business Control & Risk Manageme ...
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Production Technician II – SSMG
2 weeks ago
SYSCO Dallas, United States Full timeCompany: · US1142 Buckhead Meat of Dallas, Inc.Zip Code: · 75237Minimum Level of Education: · High School or EquivalentMinimum Years of Experience: · 3 YearsEmployment Type: · Full TimeTravel Percentage: · 0COMPENSATION INFORMATION: · The pay range provided is not indicative of ...
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Production Maintenance Technician III
2 weeks ago
SYSCO Dallas, United States Full timeCompany: · US1142 Buckhead Meat of Dallas, Inc.Zip Code: · 75237Minimum Level of Education: · High School or EquivalentMinimum Years of Experience: · 5 YearsEmployment Type: · Full TimeTravel Percentage: · 0COMPENSATION INFORMATION: · The pay range provided is not indicative of ...
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House Attendant-lobby
3 weeks ago
Statler, A Curio Collection Dallas, United StatesJob Summary: · Versión en español disponible a pedido. · The House Attendant-Lobby responsibilities include cleaning and maintaining the appearance of the public areas of the hotel. Responsibilities might include (as dictated by hotel vertical): deep cleaning of assigned areas se ...
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Purchasing Assistant
2 weeks ago
Metz Culinary Management Dallas, United StatesPosition: Purchasing Assistant · Location: Dallas, Pa · **Salary**: 40-45k · Metz Culinary Management is growing and seeking a Purchasing Assistance. · Job description: · - Operate and maintain prime distributor web-based e-commerce ordering platform for company · - Sends monthly ...