Compliance Officer - Chicago, United States - Larson Maddox

Avp, Compliance Officer, Compliance Audit and

3 days ago

**JOB SUMMARY**: · This Assistant Vice President, Compliance Officer Audit & Testing is responsible for implementing Combined's compliance assurance program in accordance with Chubb's business compliance framework. This individual will work with our business partners to establish ...

Performance and Compliance Officer

4 days ago

Hospital Quality, Performance and Compliance Officer · **SUMMARY** · The Quality Officer plans, directs, and evaluates patient care; facilitates quality improvement efforts and regulatory requirements among the Medical Staff and Hospital departments through data collection, aggre ...

Certification - Compliance Officer

1 week ago

**Job Number**:394897** · **Description** · BID/JOB ANNOUNCEMENT · - Certification / Compliance Officer · Department of Procurement Services · **Number of Positions: 6** · **This position is open to the public and all current city employees covered under the City's Collective Bar ...

Sevis Coordinator/compliance Officer

1 week ago

**Position Title** · - SEVIS Coordinator/Compliance Officer · **Category** · **Position Number** · - A99338 · **Posting Number** · - S0001121 · **Location** · - Chicago · **Open Date** · - 05/08/2024 · **Close Date** · **Open Until Filled?** · - Yes · **Job Type** · - Full-Time · ...

Compliance Officer

6 days ago

The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of ...

Compliance Officer

1 week ago

We are Gelber Group -- Passion for Trading. Powered by Technology. · Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success deri ...

Compliance Officer

1 week ago

POSITION TITLE: Compliance Officer, CountyCare · REPORTS TO: Chief Compliance and Privacy Officer · ORGANIZATION: Cook County Health CountyCare · LOCATION: Chicago, IL · SUMMARY: The Compliance Officer, CountyCare reflects the mission and vision of Cook County Health (CCH), adher ...

Compliance Officer

2 weeks ago

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supp ...

Compliance Officer

1 week ago

POSITION TITLE: Compliance Officer, CountyCare · REPORTS TO: Chief Compliance and Privacy Officer · ORGANIZATION: Cook County Health CountyCare · LOCATION: Chicago, IL · SUMMARY: The Compliance Officer, CountyCare reflects the mission and vision of Cook County Health (CCH), a ...

Compliance Officer

2 weeks ago

We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely with the Compliance and Legal Departments. The primary responsibility involves supp ...

Compliance Officer

1 week ago

What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and procedures, systems and controls, training ...

Compliance Officer

1 week ago

The Position · Our bank client is seeking to fill a Compliance Officer -Sub-Advisory/ERISA Funds role in the Chicago, IL area. The successful candidate will be the compliance program lead working closely with other employees of the compliance department, business partners, legal ...

Compliance Officer

1 week ago

We are Gelber GroupPassion for Trading. Powered by Technology. · Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives ...

Compliance Officer

4 days ago

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. · Responsibilities: · Manage FINRA CRD, including the Firm's BD licenses, individual U-4 registrations, an ...

Compliance Officer

4 days ago

Job Description · Job DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology. · Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietar ...

Compliance Officer

1 week ago

The ideal candidate will have: · Knowledge of Equities and/or fixed income compliance · Testing & Monitoring · Policies & Procedures · Code of Ethics · Trade/Portfolio Compliance · Employee Surveillance · Regulatory Inquiries/Audits · A strong academic pedigree from a top univers ...

Compliance Officer

3 days ago

Responsibilities: · Manage FINRA CRD, including the Firm's BD licenses, individual U-4 registrations, and exchange memberships. · Perform routine and daily surveillance reviews involving the Firm's trading activity and regulatory requirements. · Assist with the management and mai ...

Compliance Officers

1 week ago

The Highlights: The SEVIS Compliance Analyst is responsible for applying federal regulatory parameters to determine whether non-immigrant student and exchange faculty members are compliant with Department of Homeland Security (DHS) regulations, as part of the mandatory SEVIS repo ...

Compliance Officer

1 day ago

Responsibilities: · Manage FINRA CRD, including the Firms BD licenses, individual U-4 registrations, and exchange memberships. · Perform routine and daily surveillance reviews involving the Firms trading activity and regulatory requirements. · Assist with the management and ma ...

Performance and Compliance Officer

4 days ago

**Benefits**: · - 401(k) · - Competitive salary · - Health insurance · - Paid time off · - Training & development · **Hospital Quality, Performance and Compliance Officer** · **SUMMARY** · The Quality Officer plans, directs, and evaluates patient care; facilitates quality improve ...