Jobs
>
Chicago

    Compliance Officer - Chicago, United States - Marsh & McLennan Companies, Inc.

    Default job background
    OTHER
    Description
    What can you expect?


    Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced.

    LCPA develops and implements policies and procedures, systems and controls, training and communications, monitoring activities, and management reporting to prevent, detect and respond to violations of law and company policies.

    We are looking for a Compliance Officer to join our team and the role can be fully remote.


    Compliance Officers help Marsh McLennan colleagues adhere to relevant laws and regulations, and to maintain the highest standards of ethical conduct, integrity, and professionalism.

    Compliance Officers create programs and respond to inquiries related to topics including but not limited to:


    • Anti-Money Laundering & Trade Sanctions
    • Policies & Training
    • Conflicts of Interest
    • Public Sector Regulations
    • Risk Assessments
    • Monitoring Activities
    • Privacy and Data Protection
    Within the Marsh-Mercer US & Canada Compliance team, the Governance and Operations unit focuses on:


    • Driving efficiency and communicating insights for program processes, analytics, and risk
    • Ensuring programs and workflows deliver insights and are built for scale.
    • Aligning programs with risk, monitoring, and committee management
    • Synthesizing messaging from program analytics, developments, and trends for committee, leadership, and team communications
    What's in it for you?


    • Being a part of a global company with a strong brand and a commitment to growth
    • A culture of internal mobility, collaboration, and extraordinary career opportunities
    • Competitive pay and outstanding benefits
    • Paid time off to give back through non-profit community service.
    • Employee Resource Groups that provide access to leaders, relevant volunteer and mentoring opportunities, and interactions with counterparts in industry groups and client organizations

    We will count on you to:

    • Respond to diverse questions from business colleagues on the application of the compliance program and relevant requirements in applicable lines of business or specialty areas.
    • Assist with establishing, reviewing, implementing, and maintaining effective Compliance and Anti-Money Laundering (AML) policies, procedures, systems, and controls in compliance with applicable AML regulations and the organization's KYC/AML standards.
    • Perform regular review, monitoring, and analysis of transaction alerts using internal data to identify trends and unusual activity, to determinate if the transactions are suspicious in nature.
    • Develop policies and procedures to meet regulatory requirements and changes in market conditions.
    • Supervise and report for monitoring activities, assuring proper documentation.
    • Identify risks from monitoring, trends, driving mitigation plans.
    • Develop colleague training and awareness programs.
    • Propose and execute operational improvements to better serve the business.
    • Routinely engaging with the business through training, real-time guidance, and projects or larger initiatives.
    • Support quarterly committee reporting with analytics and programmatic enhancements.
    • Assist / manage the development of policies and procedures to meet regulatory requirements.
    • Support responses to regulators and other supervisory authorities.

    What you need to have:

    • Bachelor's Degree
    • Minimum of 5 years of compliance experience in a complex and regulated organization. Technological proficiency and experience working collaboratively and effectively in cross-functional teams and/or in a matrix organization, including on complex and sensitive matters.
    • AML / Trade Sanctions expertise
    • Monitoring experience
    • Strong written and oral communication skills.

    What makes you stand out:

    • CAMS Certification (Certified Anti Money Laundering Specialist)
    • Compliance related accreditations or qualifications preferable (CCEP, CHC, etc.)
    • Consulting experience
    • Professional manner with the ability to articulate and influence by identifying accurate compliance requirements to all stakeholders.
    • Experience managing compliance issues both in the US and in Canada
    • Post-graduate degree (MBA, JD)
    • Ability to establish and maintain professional relationships with key stakeholders and service providers.
    • Proactive, capable of multi-tasking, and ability to organize and prioritize deliverables to meet deadlines within a growing business environment.
    • A positive, problem-solving mindset.
    Marsh McLennan (


    NYSE:
    MMC) is the world's leading professional services firm in the areas of risk, strategy and people. The Company's more than 85,000 colleagues advise clients in over 130 countries.

    With annual revenue of $23 billion, Marsh McLennan helps clients navigate an increasingly dynamic and complex environment through four market-leading businesses.

    Marsh provides data-driven risk advisory services and insurance solutions to commercial and consumer clients. Guy Carpenter develops advanced risk, reinsurance and capital strategies that help clients grow profitably and pursue emerging opportunities.

    Mercer delivers advice and technology-driven solutions that help organizations redefine the world of work, reshape retirement and investment outcomes, and unlock health and well-being for a changing workforce.

    Oliver Wyman serves as a critical strategic, economic and brand advisor to private sector and governmental clients. For more information, visit , or follow us on LinkedIn and X.

    Marsh McLennan is committed to embracing a diverse, inclusive and flexible work environment.

    We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.

    If you have a need that requires accommodation, please let us know by contacting

    The applicable base salary range for this role is $87,900 to $175,900.


    The base pay offered will be determined on factors such as experience, skills, training, location, certifications, education, and any applicable minimum wage requirements.

    Decisions will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives.


    We are excited to offer a competitive total rewards package which includes health and welfare benefits, tuition assistance, 401K savings and other retirement programs as well as employee assistance programs.


    Applications will be accepted until:
    July 15, 2024

  • Cook County Health

    Compliance Officer

    4 weeks ago


    Cook County Health Chicago, United States

    POSITION TITLE: Compliance Officer, CountyCare · REPORTS TO: Chief Compliance and Privacy Officer · ORGANIZATION: Cook County Health CountyCare · LOCATION: Chicago, IL · SUMMARY: The Compliance Officer, CountyCare reflects the mission and vision of Cook County Health (CCH), adher ...

  • Morningstar Inc.

    Compliance Officer

    3 weeks ago


    Morningstar Inc. Chicago, United States

    The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with and governed by regulatory authorities. Our compliance professionals help each Morningstar business entity adhere to the rules and regulations of ...

  • Cook County Health

    Compliance Officer

    4 weeks ago


    Cook County Health Chicago, United States

    POSITION TITLE: Compliance Officer, CountyCare · REPORTS TO: Chief Compliance and Privacy Officer · ORGANIZATION: Cook County Health CountyCare · LOCATION: Chicago, IL · SUMMARY: The Compliance Officer, CountyCare reflects the mission and vision of Cook County Health (CCH), a ...

  • Gelber Group

    Compliance Officer

    2 weeks ago


    Gelber Group Chicago, United States

    We are Gelber Group -- Passion for Trading. Powered by Technology. · Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success deri ...

  • Gelber Group

    Compliance Officer

    3 weeks ago


    Gelber Group Chicago, United States

    We are Gelber GroupPassion for Trading. Powered by Technology. · Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives ...

  • SNI Financial

    Compliance Officer

    2 weeks ago


    SNI Financial Chicago, United States

    COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k · In order to make an application, simply read through the following job description and make sure to attach relevant documents. · Assist with overseeing the consumer compliance functions (laws and ...

  • Larson Maddox

    Compliance Officer

    2 weeks ago


    Larson Maddox Chicago, United States

    Responsibilities: · Manage FINRA CRD, including the Firms BD licenses, individual U-4 registrations, and exchange memberships. · Perform routine and daily surveillance reviews involving the Firms trading activity and regulatory requirements. · Assist with the management and ma ...


  • Larson Maddox Chicago, United States

    A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal ...


  • Larson Maddox Chicago, United States

    We're seeking an experienced Senior Compliance Officer with a solid grasp of listed options and futures trading. In this role, you'll undertake a range of responsibilities to bolster the Firm's U.S.-based compliance endeavors and trading activities. We're looking for a self-motiv ...


  • Morningstar Chicago, United States

    The Group: Morningstar DBRS ("MDBRS") is a recognized international rating agency that provides timely and comprehensive credit rating opinions to the world's capital markets. DBRS, Inc. is a wholly owned subsidiary of Morningstar Inc. MDBRS offers in-depth credit analysis of cor ...


  • StoneX Group Inc. Chicago, United States

    Overview · Permanent, full-time #LI-Hybrid #LI-SD1 · StoneX provides institutional-grade global market access, end-to-end clearing and execution, high-touch service and deep expertise through one trusted partner. Clients use our global financial services network and our digital p ...


  • Dental Dreams Chicago, United States

    Job Description · Job DescriptionJob Description · Job Description: Regulatory Risk Officer · We are a Dental Provider looking for a Regulatory Risk Officer in Chicago. What's It Like to be a Regulatory Risk Officer? Our innovative and growing company is looking to fill the role ...


  • Chicago Trading Company Chicago, United States

    CTC is a cutting-edge proprietary trading firm with a long-term vision and a clear focus on helping the world price and manage risk. Our fun and trusting culture inspires us to solve the industry's most challenging problems and take calculated risks in a collaborative environment ...


  • Larson Maddox Chicago, IL, United States

    A mid sized bank is looking to add a Chief Compliance Officer to the team In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual adv ...


  • Larson Maddox Chicago, United States

    A Chicago-based proprietary trading firm is seeking a Deputy Chief Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal ...


  • Optiver Chicago, United States Full time

    Who we are: · Optiver Chicago's culture parallels the energetic city we're immersed in. Home to the Chicago Board of Trade, Chicago Board Options Exchange, and Chicago Mercantile Exchange, Chicago has established itself as the trading capital of the US. Active on leading US excha ...


  • Larson Maddox Chicago, United States

    A Chicago-based proprietary trading firm is seeking a Senior Compliance Officer. The ideal candidate will be a forward-thinking problem solver, adept at anticipating challenges, discerning trends and risks, and providing insightful guidance. Proficiency in the current legal and r ...


  • Larson Maddox Chicago, United States

    Key Accountabilities: · Conduct the trust's annual compliance program review, report findings, propose procedural changes to management, and ensure timely implementation of changes. · Identify and correct deficiencies in compliance processes and procedures that may lead to intern ...


  • Chicago Trading Company Chicago, United States

    CTC is a cutting-edge proprietary trading firm with a long-term vision and a clear focus on helping the world price and manage risk. Our fun and trusting culture inspires us to solve the industry's most challenging problems and take calculated risks in a collaborative environment ...


  • Roosevelt University Chicago, United States Full time

    Position Information Position Title SEVIS Coordinator/Compliance Officer Category Position Number A99338 Posting Number S Location Chicago Open Date 05/08/2024 Close Date Open Until Filled? Yes Job Type Full-Time Working Hours Position Summary The Student and Exchange Visitor Inf ...