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    Compliance Officer - Chicago, United States - SNI Financial

    SNI Financial
    SNI Financial Chicago, United States

    4 weeks ago

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    Description

    COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k

    In order to make an application, simply read through the following job description and make sure to attach relevant documents.

    Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist in ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices. Collaborate in the identification, measurement and monitoring of compliance risks within the Bank. Assist with developing, implementing and administering, aspects of the Bank Secrecy, Anti-Money Laundering and Customer Identification Program, as needed.

    Duties/Responsibilities:

    · Research federal and state banking laws and regulations, to stay updated with changes and to assist with answering questions that arise.

    · Assist with updating or creating various Programs, Policies, Procedures and Risk Assessments to develop controls to mitigate those risks for the various banking areas.

    · Create and help maintain Internal Compliance Reviews for significant processes, procedures, and applications within the operating areas of the bank.

    · Assist with creating and facilitating various Trainings for bank staff on various banking regulations, including Retail, Lending, BSA, and CRA & Fair Lending topics.

    · Assist with maintaining a Bank Secrecy, Anti-Money Laundering and Customer Identification Program, policies, and risk assessment as needed.

    ·Alerts, Cases, and SARs, and review and testing of customer data and documentation.

    · Serve as a Core Member on the Compliance Committee, CRA FL Committee and Suspicious Activity Evaluation Committee.

    · Assist with scheduling compliance audits of the Bank and providing results to Executive Management and the Board of Directors.

    · Maintain a working knowledge of relevant legislation, regulations, codes of practice and departmental policies to ensure they are adhered to.

    · Adhere to all bank policies, procedures, and customer service standards as they apply to all aspects, duties, and responsibilities of this position.

    Basic Qualifications:

    · Bachelor's degree preferably in business, finance, or other related area.

    · Advanced knowledge of regulations within the banking industry.

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