Jobs
>
New York City

    Director, Compliance - New York, United States - MoneyLion

    MoneyLion
    MoneyLion New York, United States

    1 month ago

    Default job background
    Full time
    Description

    MoneyLion is a leader in financial technology powering the next generation of personalized products and content, with a top consumer finance super app, a premier embedded finance platform for enterprise businesses and a world-class media arm. MoneyLion's mission is to give everyone the power to make their best financial decisions. We pride ourselves on serving the many, not the few; providing confidence through guidance, choice, and personalization; and shortening the distance to an informed action.

    In our go-to money app for consumers, we deliver curated content on finance and related topics, through a tailored feed that engages people to learn and share. People take control of their finances with our innovative financial products and marketplace - including our full-fledged suite of features to save, borrow, spend, and invest - seamlessly bringing together the best offers and content from MoneyLion and our 1,100+ Enterprise Partner network, together in one experience. MoneyLion's enterprise technology provides the definitive search engine and marketplace for financial products, enabling any company to add embedded finance to their business, with advanced AI-backed data and tools through our platform and API. Established in 2013, MoneyLion connects millions of people with the financial products and content they need, when and where they need it.


    About the Role

    We are looking for a business-minded, execution-driven Director, Compliance to join our Compliance team. We are a nimble Compliance department supporting a growing business, so we are seeking an individual who enjoys wearing multiple hats, proactively takes on new responsibilities and is excited by the challenge of providing compliance oversight at a dynamic, fast-growing fintech company.

    This role requires visiting our New York City office 4 times per week.


    Key Responsibilities

    • Partner with a range of cross-functional teams, including marketing, product, sales, and operations, to identify and mitigate compliance risks on a range of legal and regulatory issues impacting MoneyLion's products, business and customers.
    • Enhance our Compliance Management System to ensure robust oversight of the product development process at MoneyLion and efficient rollout of policies and processes.
    • Oversee MoneyLion's partner due diligence program, accountable for diligence processes and procedures and an effective ongoing monitoring program.
    • Operationalize and oversee change management processes across various fintech partners to ensure compliance with regulatory updates and changes.
    • Work creatively and collaboratively to guide the product and business teams on novel ideas and applicable laws and regulations relating to consumer protection, marketing, data protection and privacy in the fintech space.
    • Develop, strengthen and audit our privacy and information governance programs, practices, and procedures and ensure compliance with privacy and data protection laws.
    • Engage with external partners and other stakeholders with respect to regulatory and compliance issues that impact MoneyLion's products and services.
    • Review proposed rulemakings and monitor evolving laws in the fintech space that may impact MoneyLion's products and services, and spearhead initiatives to operationalize and implement compliant solutions.
    • Draft and maintain compliance policies, procedures and related materials for MoneyLion's products and services, including terms and conditions and product policies and disclosures, and implement related processes.
    • Evaluate and report on compliance program trends and KPIs; contribute to a "culture of compliance" by bringing compliance recognition to other units within the business.
    • Assist legal and compliance team members in other projects as needed.

    About You

    • Influential leader that possesses the ability to think outside the box and is solution oriented in the complex fintech regulatory environment.
    • A minimum of 10 years of relevant experience in a compliance managerial position in the financial services industry.
    • Experience working at a fintech or in a B2B/B2B2C technology sector is preferred.
    • Strong knowledge of GLBA, FCRA, TILA, UDAAP and other financial regulations.
    • Experience in privacy program management and strong knowledge of data protection and privacy issues, particularly as they relate to the fintech/financial services industry.
    • Sharp analytical skills, diligent, proactive, and collaborative, and have demonstrated excellent legal and business judgment and strategic thinking.
    • Proven ability to build and maintain strong relationships with partners.
    • Comfortable in dynamic, fast-paced environments, with an entrepreneurial spirit and willingness to roll up your sleeves and do the work.
    • Interest in the unique privacy and regulatory considerations in the fintech space, including as they relate to the use of artificial intelligence and machine learning in product- and operations-related processes.
    • Excited by our mission of giving everyone the power to make their best financial decisions.

    The annual base salary for the Director, Compliance role is expected to be between $165,000 to $175,000. Base salary is one component of MoneyLion's total compensation package, which includes, 401(k) match, multiple health insurance options, disability coverage, life insurance, and unlimited paid time off for salaried positions. Actual salaries will vary based on a candidate's qualifications, experience, skills, and competencies related to the role.

    What We Value

    We value growth-minded and collaborative people with high learning agility who embody our core values of teamwork, customer-first and innovation. Every member of the MoneyLion Pride is passionate about fintech and ready to give 100% in helping us achieve our mission.

    Working At MoneyLion

    At MoneyLion, we want you to be well and thrive. Our generous benefits package includes:

    • Competitive salary packages
    • Comprehensive medical, dental, vision and life insurance benefits
    • Wellness perks
    • Paid parental leave
    • Generous Paid Time Off
    • Learning and Development resources
    • Flexible working hours

    MoneyLion is committed to equal employment opportunities for all employees. Inside our company, every decision we make regarding our employees is based on merit, competence, and performance, completely free of discrimination. We are committed to building a team that represents a variety of backgrounds, perspectives, and skills. Within that team, no one will feel more "other" than anyone else. We realize the full promise of diversity and want you to bring your whole self to work every single day.

  • Thermo Fisher Scientific

    Compliance Director

    2 weeks ago

    Thermo Fisher Scientific New York, United States

    Lead quality auditing and risk management activities, identify systemic gaps in compliance, prepare detailed audit reports, maintain knowledge of GMPs and emerging regulations, participate in ad-hoc projects, and promote positive quality and leadersh.. ...

  • K-State Athletics

    director of compliance

    1 week ago

    K-State Athletics Manhattan, United States

    · Position Description: K-State Athletics is seeking qualified applicants for a Director of Compliance, which is a full-time, salaried, benefits-eligible position. · Duties: Coordinate and monitor NCAA bylaw 15 legislation including monitoring team and individual scholarship lim ...

  • WELLS FARGO BANK

    Compliance Director

    4 weeks ago

    WELLS FARGO BANK New York, United States Full time

    About this role: · Wells Fargo is seeking a Compliance Director in Corporate Risk to manage a team of compliance professionals who provide compliance support to the Municipal Products Group ("MPG"). Learn more about the career areas and business divisions at . As the Compliance ...

  • WELLS FARGO BANK

    Compliance Director

    2 weeks ago

    WELLS FARGO BANK New York, United States Full time

    About this role: · Wells Fargo is seeking a Compliance Director in Corporate Risk to manage a team of compliance professionals who provide compliance support to the Municipal Products Group ("MPG"). Learn more about the career areas and business divisions at . As the Compliance ...

  • Building Service 32BJ Benefit Funds

    Director, Compliance

    2 weeks ago

    Building Service 32BJ Benefit Funds New York, United States

    Job Description · Job DescriptionJob Title: Director, Compliance · Department: Compliance · Reports To: Executive Director · FLSA Status: Exempt · About Us: · Building Services 32BJ Benefit Funds ("the Funds") is the umbrella organization responsible for administering Health, ...

  • MoneyLion

    Director, Compliance

    2 weeks ago

    MoneyLion New York, United States

    About the Role · We are looking for a business-minded, execution-driven Director, Compliance to join our Compliance team. We are a nimble Compliance department supporting a growing business, so we are seeking an individual who enjoys wearing multiple hats, proactively takes on ne ...

  • Newton Baby, Inc.

    Director of Compliance

    3 weeks ago

    Newton Baby, Inc. New York, United States

    Job Description · Job DescriptionAt Newton, we're passionate about providing new parents with safe, healthy, sustainable products — and peace of mind. As we continue to expand our reach and offering, we're focused on delivering an exceptional Brand experience that brings this vis ...

  • Essen Healthcare

    Director of Compliance

    1 week ago

    Essen Healthcare New York, United States

    Job Description · Job DescriptionOverview · At Essen Health Care, we care for that · As the largest privately held multispecialty medical group in the Bronx, we provide high-quality, compassionate, and accessible medical care to some of the most vulnerable and under-served resid ...

  • Private Equity Firm

    Compliance Managing Director

    1 week ago

    Private Equity Firm New York, United States

    Job Overview – Compliance Managing Director: · Our client, a Private Equity firm, is seeking a Compliance Managing Director for their growing team. This position involves collaboration with compliance heads across all groups. · Compensation: $250,000 - $300,000 base salary plus b ...

  • Building Service 32BJ Benefit Funds

    Deputy Director, Compliance

    4 weeks ago

    Building Service 32BJ Benefit Funds New York, United States

    Overview of Role: · The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benef ...

  • Building Service 32BJ Benefit Funds

    Deputy Director, Compliance

    1 week ago

    Building Service 32BJ Benefit Funds New York, United States

    Overview of Role: · The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benef ...

  • BRC

    Director of Audit Compliance

    2 weeks ago

    BRC New York, United States

    Tagged: Management/Supervisory , Full Time , Administrative, Shift - Day Position Overview · Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions a ...

  • Kodak

    Director, SOX Compliance

    4 weeks ago

    Kodak New York, United States Full time

    Position Summary: · Eastman Kodak Company is seeking an experienced SOX Compliance expert to join our finance team to lead our SOX Compliance Office (SCO). The SCO is responsible for ensuring Kodak's compliance with the Sarbanes-Oxley Act and as such oversees governance for inter ...

  • Building Service 32BJ Benefit Funds

    Deputy Director, Compliance

    1 week ago

    Building Service 32BJ Benefit Funds Cooper, United States

    Overview of Role: · The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benef ...

  • Building Service 32BJ Benefit Funds

    Deputy Director, Compliance

    1 week ago

    Building Service 32BJ Benefit Funds Cooper, United States

    Overview of Role: · The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benef ...

  • Guggenheim Partners

    Director of Compliance Operations

    4 weeks ago

    Guggenheim Partners New York, United States Full time

    Position Summary · Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance team. This position will be Hybrid and based in our New York Office. · Essential Job Functions · Private Fund Compliance · • Provide regul ...

  • Guggenheim Partners

    Director of Compliance Operations

    2 weeks ago

    Guggenheim Partners New York, United States

    Director of Compliance Operations Job Locations US-NY-New York Posted Date 4 days ago(3/4/2024 1:12 PM) ID Job Category Legal & Compliance Jobs Position Type Full-Time Position Summary Guggenheim Investments is looking for a Senior Complian Operations, Director, Compliance, Portf ...

  • The Educational Alliance Inc.

    Associate Director, Compliance

    4 days ago

    The Educational Alliance Inc. New York, United States

    Job Description · Job DescriptionEducational Alliance brings together and partners with diverse communities in Lower Manhattan, offering individuals and families high-quality, multi-generational programs and services that enhance their well-being and socioeconomic opportunities. ...

  • Building Service 32BJ Benefit Funds

    Deputy Director, Compliance

    6 days ago

    Building Service 32BJ Benefit Funds New York, United States

    Overview of Role: · The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefi ...

  • BitGo

    Director of Compliance Monitoring

    3 weeks ago

    BitGo New York, United States

    BitGo - Director of Compliance Monitoring & Testing · BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first digital a ...