Director of Compliance Operations - New York, United States - Guggenheim Partners

Director - Operations Training Compliance and

2 weeks ago

**Description** · POSTING NO. · 7434 · JOB TITLE: · Director Operations Training Compliance and Oversight · DEPT/DIV: · Operations Support and Organizational Resiliency · WORK LOCATION: · Various · FULL/PART-TIME · FULL · SALARY RANGE: · $122,014.00-$160,143.90 · DEADLINE: · Unti ...

Enterprise Privacy Compliance and Operational Risk

1 week ago

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. · One of the keys t ...

Operational Compliance Auditor

3 weeks ago

Job Description · Job Description · A Spanish version of this position is available upon request · La version de esta posicion esta disponible en · Español · si es requerida · BHSN, one of the fastest growing organizations providing whole person care in the region, is in sea ...

Compliance and Operations Manager

3 weeks ago

**About us** · Envision Services USA LLC is a small business in Floral Park, NY. We are professional, agile and professional. · Our work environment includes: · - Modern office setting · - Food provided · - Growth opportunities · - Modern office setting · - Growth opportunities · ...

Director of Compliance Operations

3 weeks ago

Position Summary · Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance team. This position will be Hybrid and based in our New York Office. · Essential Job Functions · Private Fund Compliance · • Provide regulatory ...

Director of Compliance Operations

3 weeks ago

Position Summary · Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance team. This position will be Hybrid and based in our New York Office. · Essential Job Functions · Private Fund Compliance · • Provide regul ...

Volcker EAC Compliance and Operational Risk Manager

1 week ago

Volcker EAC Compliance and Operational Risk Manager · New York, New York · **Job Description:** · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how ...

Volcker EAC Compliance and Operational Risk Manager

4 weeks ago

Job Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...

Compliance Operations Senior Associate

2 weeks ago

:" · ABOUT FANDUEL · FanDuel Group ("FanDuel\") is an innovative sports-tech entertainment company that is changing the way consumers engage with their favorite sports, teams, and leagues. The premier gaming destination in the United States, FanDuel consists of a portfolio of lea ...

Compliance Operations Senior Associate

2 weeks ago

ABOUT FANDUEL · FanDuel Group ("FanDuel") is an innovative sports-tech entertainment company that is changing the way consumers engage with their favorite sports, teams, and leagues. The premier gaming destination in the United States, FanDuel consists of a portfolio of leading ...

Compliance Operations Senior Associate

2 weeks ago

FanDuel Group is looking to add a Senior Associate, Compliance Operations to the team. The Senior Associate, Compliance Operations will be responsible for FanDuels existing compliance operations functions, including employee play, external prohibite Operations, Compliance, Associ ...

Operations Consultant- Aml/compliance

1 day ago

**Responsibilities**: · - Develop and implement AML policies and procedures in accordance with regulatory requirements and industry standards. · - Conduct risk assessments and ongoing monitoring of client transactions to detect and prevent money laundering activities. · - Collabo ...

Director - Operations Training Compliance and Oversight

1 day ago

Job ID: 7434 · Business Unit: Metro-North Railroad · Location: New York, NY, United States · Regular/Temporary: Regular · Department: Operations Training · Date Posted: May 16, 2024 · Description · POSTING NO. · 7434 · JOB TITLE: · Director Operations Training Compliance an ...

Director - Operations Training Compliance and Oversight

2 weeks ago

· Position at Metro-North Railroad · POSTING NO. · 7434 · JOB TITLE: · Director Operations Training Compliance and Oversight · DEPT/DIV: · Operations Support and Organizational Resiliency · WORK LOCATION: · Various · FULL/PART-TIME · FULL · SALARY RANGE: · $122,014.0 ...

Compliance and Operational Risk Manager

3 weeks ago

Job Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...

Associate - Compliance - Operational Strategist

4 weeks ago

Job Summary · Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. · Job Description · What is the Opportunity? · Reporting ...

Compliance & Operational Risk Controller

3 weeks ago

Job Reference #289320BRCityNew York, Raleigh, WeehawkenJob TypeFull Time Your roleDo you have a strong risk and analytical mind and extensive experience in non-financial risk management in a large-scale, complex organization either in the business or in a control function? Can yo ...

Compliance and Operational Risk Manager

2 weeks ago

Compliance and Operational Risk Manager (Security Log Management) · Charlotte, North Carolina;Jersey City, New Jersey · **Job Description:** · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Respo ...

Project Management, Compliance Operations Manager

2 weeks ago

Description · Position at WebMD Medscape, a division of WebMD, develops and hosts physician portals and related mobile applications that make it easier for physicians and healthcare professionals to access clinical reference sources, stay abreast of the latest clinical informat ...

Compliance and Operational Risk Manager

2 weeks ago

Description · : At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. · ...