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    Financial Crime Prevention Internal Audit - New York, United States - UBS

    UBS
    UBS New York, United States

    4 weeks ago

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    Description

    United States - Connecticut, United States - New Jersey, United States - New York Audit Group Functions Job Reference # 293155BR City New York, Stamford, Weehawken Job Type Full Time Your role Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? Were looking for someone like that who can:

    conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified

    drive or work as a team member on reviews and audits, including thematic and front-to-back

    analyze and assess risks and barriers to delivery assumed by both the business and support functions

    identify and evaluate the effectiveness of controls designed to address those risks

    prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions

    successfully collaborate with peers in and across audit teams

    Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution Key Deliverables

    Audits, performed efficiently, with a sense of urgency and in accordance with best practice.

    Assessments and reviews on whether risks are effectively controlled and, when this is not achieved, definition of the root cause for the issues.

    Pragmatic action plans to be agreed with management; these address the issue in a sustainable way and remedy the weakness promptly.

    Self-development & training plan.

    Closure or escalation of audit actions.

    Performs the Responsible Auditor (RA) role.

    Holds challenge meetings with defined business management and subject matter experts.

    Leverages GIA audit process to demonstrate entrepreneurial leadership and clear focus on risk.

    While maintaining independence, leverages audit results with the activities of other control functions within UBS.

    Actively challenges GIA standards / products and participates in finding solutions. Your Career Comeback We are open to applications from career returners. Find out more about our program on /careercomeback. Your team You will be working in the Global Financial Crime Prevention audit team in Group Internal Audit. GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee. We are a talent powerhouse that attracts and develop the best people by driving career growth in and outside the department. Our team is responsible for auditing the Global Financial Crime Prevention team, assessing the risks and controls to prevent and detect financial crime across the firm. Your expertise a university degree - preferred

    ACAMS (or equivalent AML qualification) - preferred

    ideally 5+ years within internal audit, compliance or internal risk management areas within the financial services industry. This experience could have been gained at a consulting firm, regulator, or in an Internal Audit function.

    a detailed understanding of financial crime related risks including Anti-Money Laundering, Know Your Customer, Sanctions and/or Anti-Bribery & Corruption. You are:

    experienced in performing audits of financial crime risk

    reliable when working independently, with sound judgment to determine when to escalate issues

    risk focused and capable of using data analytics to gain insights into transactions and clients

    team player willing to travel to other UBS locations for Audit assignments

    willing to discover all aspects of the bank, with the ambition to advance your career in an international environment About us UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.. We have a presence in all major financial centers in more than 50 countries. Salary information CA, CO, WA and NY based roles: The salary range for this role is $130,000 to $170,000 based on experience, education, and skill level. This role may be eligible for discretionary incentive compensation. For benefits information: /usbenefits. Join us At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs. From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that its our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact? Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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