- 5+ years experience in compliance and/or regulatory roles in the financial services sector
- Understanding of securities laws, private funds, and venture capital is advantageous
- Proven track record in analyzing complex issues
- Bachelor's degree required, MBA or JD preferred
- Familiarity with the Investment Adviser Act of 1940
- Strong analytical, organizational, and creative problem-solving abilities
- Capability to influence decision-makers through expertise, logic, and relationships
- Quick grasp of new concepts and consideration of potential repercussions of daily decisions
- Ability to thrive in a fast-paced environment and manage multiple tasks
- Team player with excellent interpersonal skills for effective cross-functional collaboration
- Develop and review compliance policies and procedures in conjunction with F-Prime business associates
- Identify and escalate issues to F-Prime's Vice President of Risk & Compliance
- Provide guidance on compliance and ethics policies, particularly those involving sensitive information
- Support with risk assessments, audits, and regulatory submissions
- Promote a culture of diversity, inclusion, ownership, and empowerment
- Make thoughtful decisions to enhance the associate experience while upholding a culture of compliance
- Pursue intellectual curiosity
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Manager, Compliance - Cambridge, United States - Fidelity TalentSource LLC
Description
Job Description:
The Role
The Manager will be responsible for assisting the administration of F-Prime Capital's compliance program, collaborating with a cross-functional team of compliance, legal, and business professionals. The Manager will provide compliance support, guidance, and play a key role in safeguarding F-Prime's interests. Demonstrating superior work ethic, leadership skills, commitment to F-Prime's values, and high-quality assurance standards are essential to maintaining the company's excellent reputation.
F-Prime, affiliated with FMR LLC, the parent company of Fidelity Investments, invests in a diverse range of asset classes, focusing on early-stage private companies in sectors such as biotechnology, technology, telecommunications, blockchain, and disruptive sciences.
This position offers a mix of remote and on-site work in Cambridge.
The Expertise and Skills You Bring
Education and Experience:
Skills and Knowledge:
Daily & Monthly Responsibilities:
The Team
As part of a global private equity firm managing over $2.5B in assets under management, focusing on early to mid-stage healthcare companies in biotechnology, medical devices, healthcare IT, diagnostics, and services, you will collaborate closely with F-Prime business professionals as a compliance point of contact.
Certifications:
Company Overview
Fidelity Investments strives to enhance the financial well-being of clients, providing investment and planning services. They support organizations in delivering employee benefits and offer investment solutions for institutions and independent advisors.
Join Us
At Fidelity, you'll discover endless opportunities for a fulfilling career that positively impacts lives. Benefit from flexible advantages that aid your professional growth, enabling you to succeed both at work and at home. Honored with a Glassdoor Employees Choice Award, Fidelity has been acknowledged as a top 10 Best Place to Work in 2024 according to employee feedback. Fidelity offers a range of learning opportunities, regardless of your financial background, to help you realize your career aspirations.
Fidelity's working model integrates remote work with in-person collaboration to meet associate and business requirements effectively. Most hybrid roles currently entail on-site work every business day during one designated week per four-week period (starting September 2024, this will increase to two full weeks).
At Fidelity, honesty, integrity, and the well-being of associates and customers are highly valued. Some positions may involve a preliminary credit check as part of the screening process. Candidates who receive a Fidelity offer will undergo a background check, detailed in the provided document and may need to submit additional documentation as necessary. Background checks cover at least 7 years of history and involve criminal, civil, regulatory, employment, education, and credit reviews (depending on the role). Where permitted by law, Fidelity may conduct pre-employment drug screenings for substances like Amphetamines, THC, cocaine, opiates, and phencyclidine.
We invite you to Find Your Fidelity at fidelitycareers.com.
Fidelity Investments is an equal opportunity employer, committed to building a diverse workforce through a culture of inclusion and belonging.
Fidelity accommodates applicants with disabilities requiring adjustments for the application or interview process. Contact the HR Accommodation Team at accommodations@fmr.com to request accommodations.
