Jobs
>
Boston

    Managing Director, Compliance - Boston, MA, United States - State Street Corporation

    State Street Corporation
    State Street Corporation Boston, MA, United States

    2 weeks ago

    Default job background
    Description

    The Head of Regulatory Interactions is a senior leadership position within State Street's Corporate Compliance Global Regulatory Liaison Office (GRLO).

    As a part of the GRLO, this role contributes to fostering a positive regulatory culture and promoting proactive interaction with regulatory agencies.

    The role reports to the Global Head of Regulatory Relations who reports to the Chief Compliance Officer.
    The Head of Regulatory Interactions is responsible for managing the global regulatory interaction program.

    In this role you will work closely with the Head of Regulatory Relations to develop and execute the firm's regulatory engagement strategy.

    This role is highly visible within the organization and involves regular interactions with senior business and functional leaders.

    This global role requires in-depth experience and understanding of regulatory agencies supervisory process, excellent communication skills and ability to influence a wide variety of stakeholders, including regulators.

    The role can be performed in a hybrid model, where you can balance work from home and office (four days onsite and one day remote).

    Contributing to the formulation and execution of the regulatory strategy by assessing areas of supervisory focus, monitoring the regulatory landscape, and evaluating regulatory intelligence
    Implementing firmwide regulatory interaction requirements and protocols to manage relationships with regulators, including processes to ensure adherence
    Acting as advisor and coach to guide business and functional partners, creating briefing materials and providing credible review in preparation for successful interactions with regulators
    Tracking and reporting on interaction quality and cadence, regulatory themes and focus areas across regulatory regimes
    Responsible for global collaboration and communication around regulatory themes and focus
    Providing oversight and guidance on the quality and sufficiency of regulatory responses and ensuring adherence to enterprise-wide requirements

    Minimum of least 14 years of management in financial services experience in any of the following disciplines: Bank Regulator or Examiner, Compliance, Audit or equivalent work experience
    Sound understanding of regulatory agency supervisory process and experience working with regulators
    Ability to manage multiple projects and deadlines simultaneously
    Knowledge and experience associated with Bank products
    Bachelor's Degree in Business Administration, Finance or Accounting preferred
    Medical
    Health Savings Account (HSA)
    Flexible Spending Accounts (FSAs)
    Dental
    Employee-Paid Long-Term Disability
    Business Travel Accident Insurance
    Short-Term Disability
    Legal Benefits
    Employee Assistance Program (EAP)

    If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

    State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
    Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
    Inclusion, Diversity and Social Responsibility.

    Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader.

    You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

  • Northeast Bank

    Director of Compliance Risk Management

    1 week ago

    Northeast Bank Boston, United States

    **Northeast Bank is a full-service community bank and a national commercial real estate lender with offices in Maine, Massachusetts, New York, and California. We are looking for motivated and talented individuals who want to make an impact in a growing company that cares about it ...

  • Emerson College

    Associate Director, Athletics Compliance Coordinator

    1 week ago

    Emerson College Boston, United States

    **Associate Director, Athletics Compliance Coordinator** · **Join our **community** and experience **Emerson College**** · The Associate Director, Athletics, Compliance Coordinator at Emerson College is responsible for the overall management and coordination of activities at the ...

  • Vaco

    Director of Compliance

    5 days ago

    Vaco Boston, United States

    Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. · Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee. · Staying current on regulatory developments applicable to investment advisers ...

  • eternalHealth

    Director of Compliance

    1 week ago

    eternalHealth Boston, MA, United States

    eternalHealth – Your Forever Partner in Healthcare · Healthcare is confusing, but it doesn't need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you ...

  • Fidelity TalentSource LLC

    Director Compliance

    1 week ago

    Fidelity TalentSource LLC Boston, MA, United States

    Job Description: The Team · As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading mat ...

  • Fidelity Investments Inc.

    Director Compliance

    2 weeks ago

    Fidelity Investments Inc. Boston, MA, United States

    Job Description: The Team · As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading mat ...

  • Vaco

    Director of Compliance

    1 week ago

    Vaco Boston, United States

    Job Description · Job DescriptionVaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. · Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee. · Staying current on regulatory developments ...

  • Natixis Investment Managers

    Director, Compliance

    2 weeks ago

    Natixis Investment Managers Boston, MA, United States

    Responsibilities · Develop engaging copy and content for: Web sites, emails, social, videos, podcasts, and longer-form articles · Collaborate with our investment specialists, marketing managers, and the global digital team to deliver compelling and informational content that st ...

  • University of Massachusetts Lowell

    Director - Ncaa Compliance

    1 week ago

    University of Massachusetts Lowell Lowell, United States

    **Job no**: 523025 · **Position type**: Staff Full Time · **Benefit Status**: Benefited-Union · **Campus**: UMass Lowell · **Department**: Athletic Programs · **Salary**: Salary commensurate with experience · **Applications Open**: Apr · **Applications Close**: · General Summary ...

  • Loomis, Sayles & Company

    Director of Portfolio Compliance

    1 week ago

    Loomis, Sayles & Company Boston, MA, United States

    Loomis Sayles is a performance-driven active asset management company that seeks to identify exceptional investment opportunities on behalf of institutional and retail clients worldwide. We believe active management fueled by proprietary, best-in-class research helps us achieve f ...

  • Vertex Pharmaceuticals

    Director, Regulatory Compliance

    1 week ago

    Vertex Pharmaceuticals Boston, MA, United States

    Director, Regulatory Compliance page is loaded · Director, Regulatory Compliance · Apply locations Boston, MA time type Full time posted on Posted 3 Days Ago job requisition id REQ-21257 Job Description · General Summary: · The Director, Regulatory Compliance is responsible ...

  • Fidelity TalentSource LLC

    Director, Healthcare Compliance

    1 week ago

    Fidelity TalentSource LLC Boston, MA, United States

    As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets ...

  • Boston University

    Assistant Director, Compliance

    2 weeks ago

    Boston University Boston, MA, United States

    The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions including, but not limited to, eligi ...

  • Cytiva

    Compliance Director, Bioprocessing

    23 hours ago

    Cytiva Marlborough, United States

    **Be part of something altogether life-changing** · Working at Cytiva in the Life Sciences industry means being at the forefront of providing new solutions to transform human health. Our incredible customers undertake life-saving activities ranging from fundamental biological res ...

  • Fidelity Investments

    Director, FDAS Compliance

    2 weeks ago

    Fidelity Investments Boston, MA, United States

    Job Description: The Role As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this ...

  • Fidelity TalentSource LLC

    Director, FDAS Compliance

    2 weeks ago

    Fidelity TalentSource LLC Boston, MA, United States

    Job Description: The Role · As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations.\u00A ...

  • Verve Therapeutics, Inc.

    Associate Director/Director, Clinical Compliance

    2 weeks ago

    Verve Therapeutics, Inc. Boston, MA, United States

    Job Description · Job Description · The Company · Verve Therapeutics is a biotechnology company created with a singular focus: to protect the world from heart disease. Founded by world-leading experts in cardiovascular medicine, human genetics and gene-editing, the company aim ...

  • Alkermes, Inc.

    Associate Director, Global Trade Compliance

    1 week ago

    Alkermes, Inc. Waltham, United States

    **ASSOCIATE DIRECTOR, GLOBAL TRADE COMPLIANCE** · **JOB DESCRIPTION** · **Summary** · The Associate Director, Global Trade Compliance, is responsible for the creation, execution, and management of Alkermes' global trade strategies and policies. This role will provide leadership a ...

  • ONO PHARMA USA

    Senior Director, Compliance

    2 days ago

    ONO PHARMA USA Cambridge, United States

    Key role that supports and provides advice on a broad range of matters for the Company's clinical development, commercial, medical, and corporate healthcare compliance matters. · Develops, implements, and revises Company compliance policies. · Responsible for designing and implem ...

  • Stoughton Trucking

    Director - DOT Compliance

    2 weeks ago

    Stoughton Trucking Cambridge, United States

    Job Purpose · You will partner with company leadership and management teams in managing the Stoughton Trucking Driver fleet, safety, performance, and all equipment and associated maintenance and finished products from our OEM manufacturer. · Essential Duties and Responsibilities ...