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Director of Compliance Risk Management
9 hours ago
Northeast Bank Boston, United States**Northeast Bank is a full-service community bank and a national commercial real estate lender with offices in Maine, Massachusetts, New York, and California. We are looking for motivated and talented individuals who want to make an impact in a growing company that cares about it ...
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Compliance Manager
5 days ago
Origin Staffing Boston, United StatesWe are seeking a knowledgeable and entrepreneurial Compliance Manager to contribute towards building out a broad US compliance function for a private equity fund. · Highlights: · This is a very exciting opportunity for someone seeking broader responsibilities and close interactio ...
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Compliance Manager
3 weeks ago
Citizens Boston, United States Paid WorkCompliance Manager – UDAAP and Consumer Protection · This role reports to the UDAAP and Consumer Protection Director and supports the Office of Fair and Responsible Banking by providing subject matter expertise across one or more business units and associated product sets. Compli ...
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Manager, Compliance
1 day ago
Fidelity Investments, Inc. Cambridge, United StatesThe Manager will be responsible for assisting the administration of F-Prime Capitals compliance program, working with a multi-functional team of compliance, legal and business professionals. The Manager will be expected to provide compliance support Manager, Compliance, Healthcar ...
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Manager, Compliance
6 days ago
Fidelity TalentSource LLC Cambridge, United States· Job Description: · The Role · The Manager will be responsible for assisting the administration of F-Prime Capital s compliance program, working with a multi-functional team of compliance, legal and business professionals. The Manager will be expected to provide compliance supp ...
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Manager, Compliance
14 hours ago
Fidelity TalentSource LLC Cambridge, United States· Job Description: · The Role · The Manager will be responsible for assisting the administration of F-Prime Capital s compliance program, working with a multi-functional team of compliance, legal and business professionals. The Manager will be expected to provide compliance supp ...
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IT Operations Compliance Manager
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Ørsted Boston, MA, United StatesHybrid (office and home-working) Hybrid · Full-time · Permanent · Legal entity: Imagine a future where you own and drive our IT compliance program in North America and thereby maintain grid code compliance and our license to operate · Join us in this role where you'll ensure ...
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Managing Director, Compliance
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State Street Corporation Boston, MA, United StatesThe Head of Regulatory Interactions is a senior leadership position within State Street's Corporate Compliance Global Regulatory Liaison Office (GRLO). As a part of the GRLO, this role contributes to fostering a positive regulatory culture and promoting proactive interaction with ...
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Risk Compliance Manager
5 days ago
Heavenly Hands Inc Suffolk, United StatesJob Description · Job DescriptionGENERAL STATEMENT OF RESPONSIBILITIES: · The Risk Manager shall implement the functions and activities of the Risk Management Program. This position shall maintain the confidentiality and security of records; Have knowledge of DBHDS Office of Lice ...
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Manager, Medical Compliance
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BDO International Boston, MA, United StatesA Business Incentives Group (BIG) Manager in BDO's Specialized Tax Services (STS) business is responsible for helping clients identify, document, and support tax positions related to this specialty's area of tax law upon examination and at appeals. In this role, the STS BIG Manag ...
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Compliance Senior Manager
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Citizens Boston, United StatesCompliance Senior Manager - UDAAP and Consumer Protection · This role reports to the UDAAP and Consumer Protection Director and supports the Office of Fair and Responsible Banking by providing subject matter expertise across one or more business units and associated product sets. ...
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Manager, Quality Compliance
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Editas Medicine Cambridge, United StatesAt Editas, we're driven by a collective purpose, to bring transformative and life changing therapies to people living with serious diseases with the greatest unmet needs. This fuels our drive to excel in scientific innovation, allowing us to harness the power and potential of CRI ...
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UMass President's Office Boston, MA, United StatesPrimary Work Location: · Mt. Ida campus, Newton, MA · Job Summary: · The Director of Debt Management and Compliance reports directly to the Chief Financial Officer and will be responsible for debt management and compliance needs of the UMass Building Authority. · Essential Fu ...
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Director of Debt Management and Compliance
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InsideHigherEd Boston, United States Administrative Jobs ,Job no: 522613 · Position type: Staff Full Time · Campus: UMass President's Office · Campus Location: Mt. Ida · Department: UMass Building Authority · Categories: Business & Financial Services, Accounting/Finance/Budget · Advertised: Mar Eastern Standard Time · Applications close ...
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Manager Time Charging Compliance
5 days ago
Job Juncture Cambridge, United StatesJob Description · Job description: This is a Hybrid role and can be located in Cambridge MA or Reston VA. · We are seeking an Manager of Time Charging Compliance, reporting directly the Chief Financial Officer. · This role is instrumental in overseeing and optimizing our charging ...
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Manager Time Charging Compliance
3 days ago
Job Juncture Cambridge, United StatesJob description: This is a Hybrid role and can be located in Cambridge MA or Reston VA. We are seeking an Manager of Time Charging Compliance, reporting directly the Chief Financial Officer. This role is instrumental in overseeing and optimizing our charging practices and ensurin ...
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Sr. manager clinical compliance
5 days ago
Randstad Cambridge, United Statesjob summary: · The Role: · The Quality Events Specialist will be responsible for the operational management of Quality Events (QE) reported by CROs, focusing on ensuring these are addressed in accordance with company procedures. The individual will support clinical trial teams b ...
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UBS Boston, MA, United StatesJob Reference #292605BRCityBostonJob TypeFull Time Your roleAre you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solvin ...
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Quality and Compliance Manager
5 days ago
actnano Malden, United StatesJob Description · Job DescriptionAbout actnano · Actnano, Inc. is a dynamic materials startup in Malden, MA. With a strong global technical team, we develop and manufacture coatings that protect printed circuit boards in electronics, allowing them to function in water-laden envi ...
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Sr. Manager, Global Compliance Operations
4 days ago
Agios Pharmaceuticals Cambridge, United StatesManager/ Sr Manager, Global Compliance Operations and Analytics Who we are: Agios is a biopharmaceutical company that is fueled by connections. We thrive in a supportive, fun, and flexible environment full of people empowered to bring their whole sel Operations, Manager, Complian ...
Compliance Manager - Boston, MA, United States - Origin Staffing
Description
We are seeking a knowledgeable and entrepreneurial Compliance Manager to contribute towards building out a broad US compliance function for a private equity fund.
Highlights:
This is a very exciting opportunity for someone seeking broader responsibilities and close interaction with Senior Management and investment teams.
The position will be a part of a boutique Boston office (under 10 people) and will report on a dotted line to the Managing Director of the new Boston office and to the Head of Compliance based in Europe.
Responsibilities include: establishing comprehensive compliance program in accordance with SEC regulations, assist with developing the company's code of ethics, gifts and entertainment policies, personal trading policies, providing support with regulatory filings and disclosures, managing SEC and other regulatory audits and examinations, as well supporting the investment teams with legal document reviews (NDAs, legal disclaimers, etc.)
The firm is very well regarded on a global scale and will be growing out their US presence over the coming decade. The growth track for this position is to take over as the official Head of Compliance for US within a couple of years.
Excellent company culture, 3/2 Hybrid flexibility, strong compensation package, generous benefits and perks.
Qualifications:
1) 3+ years of relevant US compliance experience within alternative investments.
2) Strong US SEC Compliance experience
3) Desire to help build out the US compliance function from scratch
4) Desire for broad responsibilities (70% compliance, 20% legal assistance, 10% operational)
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