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    Compliance, Core Compliance, Associate - New York, NY, United States - Goldman Sachs

    Goldman Sachs
    Goldman Sachs New York, NY, United States

    2 weeks ago

    Default job background
    Full time
    Description
    Global Compliance
    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance
    Compliance accomplishes these through the firm's enterprise-wide compliance risk management program
    As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries
    You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading
    We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape

    Core Compliance

    Core Compliance is a team within Global Compliance that, in part, is responsible for supporting the division's leadership including division head, chief operating office and chief of staff
    We are looking for a team member who can help support the division holistically as part of the management team
    We are looking for someone who is equal part visionary and executor

    Responsibilities and Qualifications

    This role will be focused on compliance with the firm's committee management processes
    Specifically focused on reporting governance, roles and responsibilities, and tooling uplifts
    At times, the role will require you to navigate, and problem solve with multiple teams and stakeholders bearing in mind timelines and a senior audience

    An ideal candidate would be able to:
    • Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders
    • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
    • Demonstrate very strong written and oral communication, as well as analytical abilities
    • Be detail-oriented, so as to consistently produce accurate work product
    • Effectively and efficiently conduct business with both internal and external stakeholders
    • Work independently and exercise strong judgment when executing an assigned task
    • Multi-task and have the ability to manage and advance multiple projects simultaneously
    • Identify and effectively escalate potential issues to appropriate person(s)
    • Meet tight deadlines and comfortably operate in the face of time constraints
    • Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded
    Qualifications
    • Bachelor's degree
    • At least 2 - 3 years of relevant post-undergraduate work experience
    • Excellent time management, analytical and communication skills
    • Integrity, motivation, intellectual curiosity, and enthusiasm
    • Familiarity with financial products and markets
    • Strong proficiency in PowerPoint and Excel
    ABOUT GOLDMAN SACHS

    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow
    Founded in 1869, we are a leading global investment banking, securities and investment management firm
    Headquartered in New York, we maintain offices around the world

    We believe who you are makes you better at what you do
    We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs
    Learn more about our culture, benefits, and people at

    We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process
    Learn more:

    The Goldman Sachs Group, Inc., 2023
    All rights reserved

    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

    Salary Range
    The expected base salary for this New York, New York, United States-based position is $85000-$140000
    In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end

    Benefits
    Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience
    A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here
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