Compliance Associate - Parsippany

The Compliance Associate is responsible for supporting the firm's compliance program by ensuring adherence to regulatory requirements and internal policies. · ...

The Compliance Associate is responsible for supporting the firm's compliance program by ensuring adherence to regulatory requirements and internal policies. This role involves monitoring financial activities, conducting audits, preparing reports, and assisting in the implementati ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · Responsible for the daily oversight of workflow, processing procedures and problem resolution · Supervise and approve operational service and cashiering items, extensions and mar ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · ...

Hennion and Walsh is seeking an experienced Compliance Ops Associate for our growing company. · ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · ...

+We're Teva, a leading innovative biopharmaceutical company, enabled by a world-class generics business. · + · +In-depth knowledge of pharmaceutical quality and quality systems, with broad experience and exposure to best practices · CXDP requirements · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · 3+ years of experience in compliance, legal, or risk-related roles at a financial service. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...