Compliance Ops Associate - Parsippany

Only for registered members Parsippany, United States

2 days ago

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Full time $50,000 - $75,000 (USD)

Job summary

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first.


Responsibilities

  • Responsible for the daily oversight of workflow, processing procedures and problem resolution
  • Supervise and approve operational service and cashiering items, extensions and margin

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