Compliance Associate - New York

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

The Atlantic Group is hiring a Compliance Associate to support employee compliance monitoring, regulatory filings and marketing reviews. The ideal candidate will have experience in investment management or related environments with strong attention to detail and familiarity with ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

We are supporting a Compliance Associate role with a global investment management firm. · ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

The Compliance Associate will support the BasePoint Capital Compliance function by assisting with due diligence and onboarding process for new commercial counterparties. · This role will work closely with SVP and VP of Compliance to review commercial counterparts operations align ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

Our client is seeking a Compliance Associate in New York NY In this role you will support the firms regulatory program ensuring adherence to the Investment Advisers Act of 1940 lobbying rules internal policies and governance standards You will work closely with senior stakeholder ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

We are seeking a Compliance Associate with expertise across KYC, KYB to help design and operate a world-class compliance program at the heart of stablecoin-based money movement. · Manage day-to-day KYC/KYB onboarding reviews, operational approvals, and escalations · Conduct and o ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

This is a compliance associate role at a hedge fund with exposure to the entire compliance function and opportunities for growth. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...