Compliance Associate - New York

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

Compliance Associate (New York, NY): Our client, a growing private equity fund is seeking a Compliance Associate to support firmwide processes and procedures in furtherance of operational excellence, governance, and regulatory compliance. This is a broad, hands-on role in a lean, ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

Compliance Associate (New York, NY): Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance role ...

· About BDT & MSD Partners: · BDT & MSD Partners is a merchant bank with an advisory and investment platform built to serve the distinct needs of business owners and strategic, long-term investors. We are distinguished by our decades of experience advising at the intersection of ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

Compliance Associate (New York, NY): Our client, a leading private equity firm with over $5B in AUM, is seeking a Compliance Associate to join its compliance team. The Compliance Associate will play an integral role across the firm's advisory platform, affiliated family offices, ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · 3+ years of experience in compliance, legal, or risk-related roles at a financial service. · ...

The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

A leading institutional investment firm in New York seeks a Compliance Associate to support investment guideline oversight and work closely with portfolio managers. · Oversee investment portfolios utilizing Charles River Development (CRD) to ensure strict adherence to client guid ...