Compliance Associate - New York

Only for registered members New York, United States

1 month ago

Default job background
Firm: · Asset Manager focused on asset-based lending · Location: · Midtown, NYC 4x a week · Role OverviewThe Compliance Associate will serve as a key member of the firm's in-house compliance function, supporting the Specialty Finance business across counterparty relationships and ...
Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Work in company

    Compliance Associate

    Only for registered members

    Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

    New York

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

    New York

    3 days ago

  • Work in company

    Compliance Associate

    Only for registered members

    ++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

    New York

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

    New York

    3 weeks ago

  • Work in company

    Compliance Associate

    Only for registered members

    The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

    New York $115,000 - $135,000 (USD) Full time

    3 weeks ago

  • Work in company

    Compliance Associate

    Only for registered members

    A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

    New York $85,000 - $125,000 (USD)

    2 weeks ago

  • Work in company

    Compliance Associate

    Only for registered members

    We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

    New York, NY

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

    New York

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Compliance Associate for a full-time position · Responsibilities: · Responsible for advertising and marketing compliance · Respond to internal and external inquiries regarding regulatory requirements · Review ...

    New York

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

    New York, NY

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    Compliance Associate (New York, NY): Our client, a growing private equity fund is seeking a Compliance Associate to support firmwide processes and procedures in furtherance of operational excellence, governance, and regulatory compliance. This is a broad, hands-on role in a lean, ...

    New York

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    Compliance Associate (New York, NY): Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance role ...

    New York

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

    New York

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

    New York

    2 weeks ago

  • Work in company

    Compliance Associate

    Only for registered members

    We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

    New York

    2 months ago

  • Work in company

    Compliance Associate

    Only for registered members

    We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...

    New York

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

    New York $130,000 - $170,000 (USD)

    1 month ago

  • Work in company

    Compliance Associate

    Only for registered members

    The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

    New York

    2 months ago

  • Work in company

    Compliance Associate

    Only for registered members

    Compliance Associate (New York, NY): · Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance rol ...

    New York City Metropolitan Area

    1 week ago

  • Work in company

    Compliance Associate

    Only for registered members

    About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inception, LS Power ...

    New York $125,000 - $150,000 (USD)

    1 hour ago