Compliance Associate - New York

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

Compliance Associate (New York, NY): Our client, a growing private equity fund is seeking a Compliance Associate to support firmwide processes and procedures in furtherance of operational excellence, governance, and regulatory compliance. This is a broad, hands-on role in a lean, ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Compliance Associate for a full-time position · Responsibilities: · Responsible for advertising and marketing compliance · Respond to internal and external inquiries regarding regulatory requirements · Review ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

· About BDT & MSD Partners: · BDT & MSD Partners is a merchant bank with an advisory and investment platform built to serve the distinct needs of business owners and strategic, long-term investors. We are distinguished by our decades of experience advising at the intersection of ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inception, LS Power ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...