Compliance Associate - New York

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

The Atlantic Group is hiring a Compliance Associate to support employee compliance monitoring, regulatory filings and marketing reviews. The ideal candidate will have experience in investment management or related environments with strong attention to detail and familiarity with ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...