Compliance Associate - New York, NY

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

The Atlantic Group is hiring a Compliance Associate to support employee compliance monitoring, regulatory filings and marketing reviews. The ideal candidate will have experience in investment management or related environments with strong attention to detail and familiarity with ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

Our client is seeking a Compliance Associate in New York NY In this role you will support the firms regulatory program ensuring adherence to the Investment Advisers Act of 1940 lobbying rules internal policies and governance standards You will work closely with senior stakeholder ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...