Compliance Associate - Parsippany

The Compliance Associate is responsible for supporting the firm's compliance program by ensuring adherence to regulatory requirements and internal policies. · ...

The Compliance Associate is responsible for supporting the firm's compliance program by ensuring adherence to regulatory requirements and internal policies. · ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · Responsible for the daily oversight of workflow, processing procedures and problem resolution · Supervise and approve operational service and cashiering items, extensions and mar ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · ...

Hennion and Walsh is seeking an experienced Compliance Ops Associate for our growing company. · ...

Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. · ...

+We're Teva, a leading innovative biopharmaceutical company, enabled by a world-class generics business. · + · +In-depth knowledge of pharmaceutical quality and quality systems, with broad experience and exposure to best practices · CXDP requirements · ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

The Atlantic Group is hiring a Compliance Associate to support employee compliance monitoring, regulatory filings and marketing reviews. The ideal candidate will have experience in investment management or related environments with strong attention to detail and familiarity with ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

Broad exposure across the entire hedge fund compliance function. High-volume, hands-on role with meaningful learning and advancement potential. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

We seek an Associate to join our global Compliance Team at an Alternative Asset Management client. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...