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Remote Retirement Plan Compliance Analyst
2 days ago
FuturePlan Los Angeles, United States**Section 1: Position Summary** · Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. · **We have several openings for this role.** · **Section 2: Job Functions, Essential Duties and Respons ...
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Compliance Analyst
3 days ago
Apollo El Segundo, United StatesPosition Overview · Apollo Insurance Solutions Group LP ("ISG") is seeking a Compliance Analyst for its El Segundo, CA based headquarters. The Compliance Analyst reports into the Investment Compliance Team, which is primarily responsible for the oversight and management of regula ...
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Compliance Analyst
2 days ago
Torrance Health Associates Torrance, United States**Compliance Analyst - Torrance Health IPA** · **Job Description**: · - Performs health plan and regulatory required reporting · - Interprets required compliance reporting standards, specifications · - Assists in the preparation for health plan and regulatory audits, including do ...
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Compliance Analyst
1 week ago
Hanmi Bank Los Angeles, United StatesSUMMARY · The Compliance Analyst is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed. The individual follows the Company's Compliance Management Program (CMP) to ensure conformity and adherence with all applicable state and ...
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Compliance Analyst
1 week ago
UCLA Outpatient Clinics Los Angeles, United StatesWork Hours · Monday – Friday, 8:00am – 5:00pm · You can make a difference in people's lives every day. When you join UCLA Health, you'll be working at an institution that provides leading-edge care to the people of L.A. and throughout the world. We provide our team members with t ...
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Compliance Analyst
1 week ago
UCLA Health Los Angeles, United StatesUCLA Health is committed to complying with applicable laws and regulations to promote the integrity of the organization as a leading academic health system. This ties to our commitment of providing quality care to all patients and maintaining a safe Compliance Analyst, Compliance ...
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Compliance Analyst
1 week ago
UCLA Health Los Angeles, United StatesGeneral Information · Press space or enter keys to toggle section visibility · Work Location: Los Angeles, USA · Onsite or Remote · Flexible Hybrid · Work Schedule · Monday - Friday, 8:00am - 5:00pm · Posted Date · 05/03/2024 · Salary Range: $ Annually · Employment Type · 2 - Sta ...
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Compliance Analyst
1 week ago
Excess Telecom Los Angeles, United StatesExcess Telecom, an Affordable Connectivity Program provider and participant in the Federal Lifeline Program · Job Title: · Compliance Analyst · About Excess Telecom · Excess Telecom is a leading national provider of mobile broadband services through the Affordable Connectivity P ...
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Compliance Analyst
1 week ago
Chavez Foundation Los Angeles, United StatesThe responsibilities of the Compliance Analyst include the development and renewal of policy/administration records/tasks (i.e., tenant selection plans, affirmative marketing plans, compliance forms, etc.), assisting with major annual filings (i.e., tax exemptions, annual owner c ...
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Compliance Analyst
1 week ago
City National Bank Los Angeles, United States**COMPLIANCE ANALYST** · **WHAT IS THE OPPORTUNITY?** · The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Ensure processes are in place for the appropriate oversight, tracking ...
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Compliance Analyst
5 days ago
University of California Los Angeles, United StatesUCLA Health is committed to complying with applicable laws and regulations to promote the integrity of the organization as a leading academic health system. This ties to our commitment of providing quality care to all patients and maintaining a safe and fair learning and work env ...
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Compliance Analyst
1 week ago
Sumitomo Mitsui Banking Corp Los Angeles, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includin ...
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Compliance Analyst
3 days ago
UCLA Health Los Angeles, United StatesGeneral Information · Press space or enter keys to toggle section visibility · Work Location: Los Angeles, USA · Onsite or Remote · Flexible Hybrid · Work Schedule · Monday - Friday, 8:00am - 5:00pm · Posted Date · 05/03/2024 · Salary Range: $ Annually · Employment Type ...
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Compliance Analyst
17 hours ago
Axle Automation Los Angeles, United StatesWe're developing AI Digital Workers for financial compliance teams. · We're seeking for a Compliance Analyst to assist with analyzing Axle AI's investigative outcomes, benchmarking our performance, and overseeing our back-office compliance processes. You will collaborate with pr ...
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Compliance Analyst
3 days ago
Hanmi Bank Los Angeles, United StatesJob Description · Job DescriptionSUMMARY · The Compliance Analyst is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed. The individual follows the Company's Compliance Management Program (CMP) to ensure conformity and adheren ...
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Compliance Analyst
13 hours ago
Imperial Management Administrators Services Los Angeles, United StatesPeople are the most important asset of Imperial, for this reason the difference and plurality of people, equality of opportunities, non-discrimination and inclusion in the workplace are priority and strategic factors in the Organization. Imperial maintains a strong will to promot ...
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Administrative Compliance Analyst
1 week ago
Chavez Foundation Los Angeles, United StatesThe Analyst is responsible for the setup, oversight, data entry, and delivery of reporting obligations due to lenders, investors, and regulatory agencies. The Analyst is responsible for system administration and maintenance of internal and external systems (Yardi Report Scheduler ...
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Administrative Compliance Analyst
1 week ago
Cesar Chavez Foundation Los Angeles, United StatesSUMMARY: · The Analyst is responsible for the setup, oversight, data entry, and delivery of reporting obligations due to lenders, investors, and regulatory agencies. The Analyst is responsible for system administration and maintenance of internal and external systems (Yardi Repo ...
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Sr. Compliance Analyst
1 week ago
Manufacturers Bank Los Angeles, United StatesAbout the Organization Manufacturers Bank was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includ ...
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Compliance Business Analyst
1 week ago
Houlihan Lokey Los Angeles, United StatesBusiness Unit: · Compliance · Industry: · CORP - Corporate · Job Description · Houlihan Lokey is seeking a full-time Business Analyst to work with our Compliance Department team. Reporting to the Chief Compliance Officer (CCO), this hybrid position is in-office three days pe ...
Compliance Analyst - Los Angeles, United States - A&D Mortgage LLC
Description
A&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states.We are seeking a Compliance Analyst.
The Compliance Analyst is responsible for reviewing loan files to verify accuracy and completeness, reporting any discrepancies identified, and making recommendations to eliminate reporting errors.
This role also performs reviews on loan documents to confirm that they meet regulatory standards, including TRID document review audits, assists in developing and updating compliance policies and procedures for the HMDA Compliance department, and manages workflow, pipelines, and data collection.
The Compliance Analyst also audits Statements of Denial and Incompleteness to borrowers, collaborates with other departments to address compliance-related issues, and assists the post-closing department with post-closing audits.
Additionally, the Compliance Analyst is responsible for any and all compliance duties, including preparing HMDA reporting and conducting HMDA loan file reviews, and regulatory compliance reporting tasks, including NMLS mortgage call report, state-level monthly, and quarterly reporting.
Duties and ResponsibilitiesReview loan files to verify accuracy and completenessReport any discrepancies identified and make recommendations to eliminate reporting errorsPerform reviews on loan documents to ensure regulatory standards are met, including TRID document review auditsAssist in developing and updating compliance policies and proceduresManage workflow, pipelines, and data collectionPerform audits on loan filesAudit Statements of Denial and Incompleteness to borrowersCollaborate with other departments to address compliance-related issuesAssist the post-closing department with post-closing auditsHandle any and all compliance duties, including preparing HMDA reporting and conducting HMDA loan file reviewsHandle regulatory compliance reporting tasks, including NMLS mortgage call report, state-level monthly, and quarterly reportingQualificationsBachelor's degree in a relevant field (e.g., Business, Finance, Law)Certified Regulatory Compliance Manager (CRCM) certification preferredMinimum of 2-3 years of experience in compliance or a related fieldStrong understanding of regulatory standards and compliance requirementsExcellent analytical and problem-solving skillsStrong attention to detailEffective communication and interpersonal skillsAbility to work independently and as part of a teamProficiency in Microsoft Office SuiteEqual Opportunity EmployerAt A&D Mortgage, we value diversity and are an equal opportunity employer.
We do not discriminate on the basis of race, religion, color, national origin, sexual orientation, age, marital status, veteran status, or disability status.
Reasonable AccommodationIf you require reasonable accommodations to participate in the job application or interview process, perform crucial job functions, or receive other benefits and privileges of employment due to a disability, please contact us to request accommodation.
If you meet the qualifications for this Financial Controller position and are interested in joining our team, please apply through our website or send your resume and cover letter to our HR department.
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