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Compliance Analyst
2 weeks ago
Excess Telecom Los Angeles, United StatesExcess Telecom, an Affordable Connectivity Program provider and participant in the Federal Lifeline Program · Job Title: Compliance Analyst · About Excess Telecom · Excess Telecom is a leading national provider of mobile broadband services through the Affordable Connectivity P ...
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Compliance Analyst
2 weeks ago
UCLA Health Los Angeles, United StatesGeneral Information · Press space or enter keys to toggle section visibility · Work Location: Los Angeles, USA · Onsite or Remote · Flexible Hybrid · Work Schedule · Monday - Friday, 8:00am - 5:00pm · Posted Date · 05/03/2024 · Salary Range: $ Annually · Employment Type · 2 - Sta ...
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Compliance Analyst
2 days ago
A&D Mortgage LLC Los Angeles, United StatesA&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. · We are seeking a Compliance Analyst. · The ...
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Compliance Analyst
2 days ago
State of California Los Angeles, United StatesJob Posting:Compliance Analyst - Human Resources · Department of State Hospitals · JC · JC · Compliance Analyst - Human Resources · ASSOCIATE GOVERNMENTAL PROGRAM ANALYST · Final Filing Date: 6/2/2024 · Application Methods: · Electronic (Using your CalCareer Account) · By Mai ...
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Compliance Analyst
3 weeks ago
Hanmi Bank Los Angeles, United StatesJob Description · Job DescriptionSUMMARY · The Compliance Analyst is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed. The individual follows the Company's Compliance Management Program (CMP) to ensure conformity and adheren ...
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Compliance Analyst
2 weeks ago
Living Talent Company Los Angeles, United StatesInvestment Management Firm (100B+ AUM) · Fulltime · Hybrid, 3 days in office in Chicago Loop · Full relocation available · Base + Bonus 140k - 160k · Robust benefits package · Job Details: · Code, test, and implement investment compliance rules in Charles River IMS (CRIMS) · In ...
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Compliance Analyst
3 weeks ago
Imperial Management Administrators Services Los Angeles, United StatesPeople are the most important asset of Imperial, for this reason the difference and plurality of people, equality of opportunities, non-discrimination and inclusion in the workplace are priority and strategic factors in the Organization. Imperial maintains a strong will to promot ...
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Compliance Analyst
4 weeks ago
Chavez Foundation Los Angeles, United StatesThe responsibilities of the Compliance Analyst include the development and renewal of policy/administration records/tasks (i.e., tenant selection plans, affirmative marketing plans, compliance forms, etc.), assisting with major annual filings (i.e., tax exemptions, annual owner c ...
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Compliance Analyst
4 weeks ago
Excess Telecom Los Angeles, United StatesExcess Telecom, an Affordable Connectivity Program provider and participant in the Federal Lifeline Program · Job Title: · Compliance Analyst · About Excess Telecom · Excess Telecom is a leading national provider of mobile broadband services through the Affordable Connectivity P ...
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Compliance Analyst
2 weeks ago
A&D Mortgage LLC Los Angeles, United StatesA&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. · We are seeking a Compliance Analyst. · The ...
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Compliance Analyst
4 weeks ago
Hanmi Bank Los Angeles, United StatesSUMMARY · The Compliance Analyst is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed. The individual follows the Company's Compliance Management Program (CMP) to ensure conformity and adherence with all applicable state and ...
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Compliance Analyst
3 weeks ago
University of California Los Angeles, United StatesUCLA Health is committed to complying with applicable laws and regulations to promote the integrity of the organization as a leading academic health system. This ties to our commitment of providing quality care to all patients and maintaining a safe and fair learning and work env ...
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Compliance Analyst
4 weeks ago
Sumitomo Mitsui Banking Corp Los Angeles, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includin ...
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Compliance Analyst I, Advertising
2 weeks ago
Guild Mortgage Los Angeles, United States Full timeGuild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of profe ...
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Compliance Analyst
3 weeks ago
UCLA Health Los Angeles, United StatesGeneral Information · Press space or enter keys to toggle section visibility · Work Location: Los Angeles, USA · Onsite or Remote · Flexible Hybrid · Work Schedule · Monday - Friday, 8:00am - 5:00pm · Posted Date · 05/03/2024 · Salary Range: $ Annually · Employment Type ...
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Compliance Analyst
4 weeks ago
UCLA Outpatient Clinics Los Angeles, United StatesWork Hours · Monday – Friday, 8:00am – 5:00pm · You can make a difference in people's lives every day. When you join UCLA Health, you'll be working at an institution that provides leading-edge care to the people of L.A. and throughout the world. We provide our team members with t ...
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Compliance Analyst
2 weeks ago
State of California Los Angeles, United StatesCompliance Analyst · ASSOCIATE GOVERNMENTAL PROGRAM ANALYST · Final Filing Date: 5/28/2024 · Application Methods: · Electronic (Using your CalCareer Account) · By Mail · Drop-off · The Bureau for Private Postsecondary Education (BPPE) seeks to fill a Permanent/Full-time Associ ...
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Compliance Analyst
3 days ago
Excess Telecom Los Angeles, United States Full timeExcess Telecom, an Affordable Connectivity Program provider and participant in the Federal Lifeline Program · Job Title: Compliance Analyst · About Excess Telecom · Excess Telecom is a leading national provider of mobile broadband services through the Affordable Connectivity Prog ...
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Compliance Analyst
6 days ago
UCLA Health Los Angeles, United States**Description** · UCLA Health is committed to complying with applicable laws and regulations to promote the integrity of the organization as a leading academic health system. This ties to our commitment of providing quality care to all patients and maintaining a safe and fair lea ...
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Senior Compliance Data Analyst
3 weeks ago
UCLA Health Los Angeles, United StatesAs a key member of the Medicare Advantage Compliance team, the Senior Compliance Data Analyst plays a crucial role in autonomously crafting detailed requirement specifications to meet compliance standards. They collaborate closely with various stakeh Data Analyst, Compliance, Ana ...
Compliance Analyst - Los Angeles, United States - Axle Automation
Description
We're developing AI Digital Workers for financial compliance teams.
We're seeking for a Compliance Analyst to assist with analyzing Axle AI's investigative outcomes, benchmarking our performance, and overseeing our back-office compliance processes.
We're funded, have a solid set of early customers, and getting ready to get out of stealth.
As one of the early founding engineers here at Axle, you'll be heavily involved in product, have the opportunity to work directly with our customers, and be part of a small, but extremely talented team.
Why are we tackling this problem?
Investigation teams conduct tens of thousands of investigations on a yearly basis – these are very manual processes for all financial institutions.
Customers find themselves waiting in queues for extended periods, often stretching into days or even weeks, while their investigations are being addressed.
This results in a loss of customer interest, and they often opt for alternative services, causing revenue loss for companies.
Compliance teams often find themselves trailing behind growth-related initiatives while bearing the responsibility of ensuring the company's continued fitness for operation.
We have the potential to reduce the number of investigators at these firms, resulting in potential cost savings exceeding $1 billion annually.
Key Qualifications
Demonstrated willingness to embrace the dynamic environment of a startup, coupled with a commitment to contributing significantly to our growth.
Strong commitment to customer care, maintaining consistent, responsive communication, and an enjoyment in engaging with customers. Listen, understand, and address customer needs.
Exceptional problem-solving and analytical skills, with a knack for tackling complex challenges.
Proven ability to operate independently as well as part of a team, showcasing strong collaborative skills.
Responsibilities
Conduct comprehensive Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) assessments on both new and existing clients to evaluate their risk profiles and ensure adherence to regulatory standards.
Execute in-depth research and analysis of client data, including scrutinizing documentation, performing online searches, and confirming identities.
Accurately document the processes and results of CDD/EDD reviews and investigations, maintaining compliance with record-keeping protocols.
Desirable Skills
Excellent communication and interpersonal abilities.
Proven experience in compliance, AML, or financial crime investigations within a early/mid-stage startup.
Strong understanding of AML/CTF regulations, including KYC/CDD/EDD requirements.
Proficiency in using AML transaction monitoring tools and software.
Detail-oriented with a high level of accuracy in documentation and reporting.
Effective communication skills, both verbal and written, with the ability to collaborate with diverse teams.
Professional certification such as CAMS (Certified Anti-Money Laundering Specialist) or similar is a plus.
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