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Compliance Analyst
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Compliance Business Analyst
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Administrative Compliance Analyst
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Healthcare Compliance Analyst
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Healthcare Compliance Analyst
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Compliance Business Analyst
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Compliance Analyst
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Compliance Analyst
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Administrative Compliance Analyst
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Senior Information Security Compliance Analyst
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Sr. Compliance Analyst
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HR Data and Compliance Consultant/Analyst
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Compliance Analyst - Los Angeles, United States - Living Talent Company
Description
Investment Management Firm (100B+ AUM)Fulltime
Hybrid, 3 days in office in Chicago Loop
Full relocation available
Base + Bonus 140k - 160k
Robust benefits package
Job Details:
Code, test, and implement investment compliance rules in Charles River IMS (CRIMS)
Interpret investment agreements and documents
Identify compliance requirements and establish validation rules
Maintain and update client-directed restriction lists
Create daily review of reports for compliance alerts, exceptions, and necessary corrections
Support clients and colleagues for compliance questions
Analyze compliance alerts for accurate decisions
Complete periodic client certifications and questionnaires.
Assist in updating compliance policies in response to business or regulatory changes.
MUST HAVE EXPERIENCE
5+ Years of professional work experience
2 Years of Investment Compliance experience
1+ years of coding and testing compliance rules, benchmark comparative rules, and regulatory guidelines
Charles River IMS (CRIMS) or BlackRock Aladdin
Strong understanding of the Securities industry and investment management regulations
Investment Advisers / Investment Company Act of 1940
ERISA regulations
Familiarity with additional regulations (Securities / Securities Exchange Act of 1934, CFTC regulations)
Knowledge of the Securities Act of 1933, Securities Exchange Act of 1934, CFTC
NICE TO HAVE
Understanding of ESG a plus
SQL
Python
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