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Sr. Compliance Analyst - Los Angeles, United States - Manufacturers Bank
Description
About the Organization Manufacturers Bank was formed by a group of banking entrepreneurs in June 1962.Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, including small businesses and professionals.
Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long term customer relationships and loyalty, providing superior products and services through a core of highly skilled and seasoned bankers.
To achieve our mission to be the 'bank of choice' for middle market and professional services companies, we are focused on our vision to be the premier California regional business bank that can provide the sophistication and expertise of a larger institution with the personal 'high touch' services of a smaller bank.
Specialties:
Commercial Loans and Lines of Credit, Asset-Based Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash Management Services, International Services Description
NEW DIGITAL BANK MISSION STATEMENT:
Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests.
We are a close knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).We work with the flexibility and speed of start-up.
But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation).SMBC is the 2nd largest bank in Japan, and the 12th largest bank in the world with operations in over 40 countries.
And SMBC is committed to disrupting the US marketplace with ground-breaking products.It's the best of both worlds, and we are seeking proven marketing leaders to propel us towards national launch. We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
JOB SUMMARY:
Manufactures Bank is a middle market commercial bank with an announced expansion into consumer banking, including deposit and lending products with the launch of our Jenius Bank division.
Testing and Monitoring Compliance Analyst will assist the Testing and Monitoring Compliance Officer with the execution of the Compliance Testing and Monitoring program.
The Compliance Officer must have a strong background in banking operations and be knowledgeable of bank products and services to assess the impact that changes in laws or regulations have on the testing and monitoring program.
Requires strong practical knowledge of banking regulations including but not limited to ECOA, Truth in Lending, Truth in Savings, Electronic Fund Transfers, Community Reinvestment Act (CRA), Fair Lending, Fair Credit Reporting Act, Flood Insurance, Regulation O, UDAAP, FDCPA, MLA, SCRA, advertising rules and requirements, and Privacy.
The position supports overall compliance through execution of testing programs designed to evaluate the effectiveness of business practices in meeting respective regulatory compliance.
The anticipated salary range for this role is between $79,000 and $125,000.The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire.
Some roles will also qualify for an annual discretionary incentive award. In addition to cash compensation, Manufacturers Bank offers a comprehensive benefits package.PRINCIPAL DUTIES & RESPONSIBILITIES:
Monitor, test and report on the Bank's adherence to its regulatory compliance policies, procedures and controls across all product lines.
Executes Compliance Reviews (Monitoring and Testing) to assess the effectiveness of the bank's practices used to ensure regulatory compliance with consumer and commercial banking areas.
Acts as a subject matter expert for all regulations within the team's scope of responsibility. Research regulatory law, recent or proposed changes, guidance and interpretations as part of the testing and monitoring planning process.Writes Compliance Assessment Reports for senior and executive management that summarizes the scope of work performed, findings, and any regulatory exceptions.
Assist the Compliance Monitoring and Testing Manager in responding to regulatory agencies' requests for information as well as internal audit requests.
Position RequirementsPOSITION SPECIFICATIONS:
Education:
Bachelor's Degree or equivalent experience in banking and compliance functions. CRCM or similar certification is preferred.
Experience:
5+ years of experience with regulatory compliance in a banking environment. 5+ years in the banking industry.
Preferred:
Experience in executing compliance testing. Experience with interpreting banking regulations and applying the requirements to testing scenarios.
Skills/Qualifications:
Proficient in Microsoft Word, Excel, and PowerPoint is required. Must possess excellent oral and written communication skills and experience communicating with all levels of management. Must be a team player and ready to work as a cohesive group. Must be adaptable and able to work in a changing environment. Must be detail oriented, thorough, and well organized. Must be self-motivated, able to take direction and be responsible for the end work product. Must be practical, logical, and a critical thinker with an ability to solve problems. Must be efficient and possess time management skills. Must be able to learn quickly and apply knowledge and experience to the changing environment.
Must be proactive Individuals that exhibit a high level of emotional intelligence, leadership qualities, ability to work under pressure, and have a strong work ethic are preferred.
Full-Time/Part-Time Full-Time Position Testing and Monitoring Open Date 4/25/2023 Location Corporate Headquarters Salary RangeEOE Statement We are an equal employment opportunity employer.
All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.
CCPA DisclosureThis California Consumer Privacy Act Disclosure ("CCPA Disclosure") explains how MB collects, uses, and discloses personal information subject to the California Consumer Privacy Act ("CCPA") as amended by the California Privacy Rights Act ("CPRA").
It also describes the privacy rights of California residents under the CCPA and how they may exercise those rights.This CCPA Disclosure applies solely to California residents and supplements all other applicable MB privacy policies and notices.
Website:
position is currently accepting applications.